DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••••••••• A•••••••• L••
Latest filing Mar 18, 2026
First filing on the tape Feb 15, 2019 · 14 filings
SEC status approved since Mar 18, 2019
RAUM
$229M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
87%
$199M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$76.4M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$229M as of Mar 18, 2026
Mar 18, 2020$139M then
HNW client RAUM$166M as of Mar 18, 2026
Mar 18, 2020$94.6M then
State-registered IARs (5.B.3)3 as of Mar 18, 2026
Mar 18, 20203 then
Employees (5.A)4 as of Mar 18, 2026
Mar 18, 20204 then
Private funds: no history
RAUM +3.6% over the last fiscal year+13% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $76.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 78derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $241,366derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.2%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$166M72%
- Individuals$32.8M14%
- Corporations and businesses$19.1M8.3%
- Pension and profit-sharing plans$11.6M5.0%
- Individual clients
- 176reported
- HNW clients
- 58reported
- Pension plan clients
- 3reported
- Charitable clients
- n/areported
- Accounts
- 950reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.87 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••• M•••••• C••••• | Miamisburg, Oh | May 3, 2019 | 17 y | 3 |
| R•••• B•••• C••••• | Dayton, Oh | May 4, 2019 | 39 y | 4 |
| R••••• E••••• L••••Certified Financial Planner, Chartered Financial Consultant | Dayton, Oh | Jul 30, 2019 | 32 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R••••• E••••• L•••• from R•••••• J•••• • A••••••••• I•••Jul 30, 2019 · Affiliated broker-dealer or bank to independent RIA
- R•••• B•••• C••••• from I••••• C•••••• P•••••••May 4, 2019 · RIA to a newly registered adviser
- A••• M•••••• C••••• from I••••• C•••••• P•••••••May 3, 2019 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from I••••• C•••••• P•••••••May 1, 2019 · Springboro, Oh
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• A•••• M• · Managing Partnercontrolsince 02/2019 · owns 25% to 50%
- C•••••• R••••• B•••• · Managing Partnercontrolsince 02/2019 · owns 25% to 50%
- H••••••• J••••• R•••••• · Chief Compliance Officercontrolsince 02/2019 · owns less than 5%
- L••••• R•••••• E••••• · Managing Partnercontrolsince 01/2020 · owns 25% to 50%
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dayton, Oh | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 694 to 950Mar 20, 2025 to Mar 18, 2026
- Corporate clients · 9 to 12Mar 20, 2025 to Mar 18, 2026
- Individual clients · 171 to 176Mar 20, 2025 to Mar 18, 2026
- Assets in custody · unset to 2598258.0Mar 20, 2025 to Mar 18, 2026
- Discretionary RAUM · $221M to $229MMar 20, 2025 to Mar 18, 2026
- HNW RAUM · $157M to $166MMar 20, 2025 to Mar 18, 2026
- Individual RAUM · $34.3M to $32.8MMar 20, 2025 to Mar 18, 2026
- Pension RAUM · $10.5M to $11.6MMar 20, 2025 to Mar 18, 2026
- RAUM · $221M to $229MMar 20, 2025 to Mar 18, 2026
- Accounts · 656 to 694Mar 15, 2024 to Mar 20, 2025
- Corporate clients · 8 to 9Mar 15, 2024 to Mar 20, 2025
- HNW clients · 52 to 58Mar 15, 2024 to Mar 20, 2025
- Individual clients · 173 to 171Mar 15, 2024 to Mar 20, 2025
- Pension plan clients · 5 to 3Mar 15, 2024 to Mar 20, 2025
- Financial planning clients · 0 to 0Mar 15, 2024 to Mar 20, 2025
- Discretionary RAUM · $166M to $221MMar 15, 2024 to Mar 20, 2025
- HNW RAUM · $113M to $157MMar 15, 2024 to Mar 20, 2025
- Individual RAUM · $30.3M to $34.3MMar 15, 2024 to Mar 20, 2025
- Pension RAUM · $10.0M to $10.5MMar 15, 2024 to Mar 20, 2025
- RAUM · $166M to $221MMar 15, 2024 to Mar 20, 2025
- Accounts · 646 to 656Mar 13, 2023 to Mar 15, 2024
- Corporate clients · 9 to 8Mar 13, 2023 to Mar 15, 2024
- HNW clients · 48 to 52Mar 13, 2023 to Mar 15, 2024
- Pension plan clients · 6 to 5Mar 13, 2023 to Mar 15, 2024
- Discretionary RAUM · $161M to $166MMar 13, 2023 to Mar 15, 2024
- HNW RAUM · $105M to $113MMar 13, 2023 to Mar 15, 2024
- Individual RAUM · $29.7M to $30.3MMar 13, 2023 to Mar 15, 2024
- RAUM · $161M to $166MMar 13, 2023 to Mar 15, 2024
- Accounts · 628 to 646Dec 9, 2022 to Mar 13, 2023
- BD registered reps · 3 to 2Dec 9, 2022 to Mar 13, 2023
- Corporate clients · 8 to 9Dec 9, 2022 to Mar 13, 2023
- HNW clients · 54 to 48Dec 9, 2022 to Mar 13, 2023
- Individual clients · 168 to 173Dec 9, 2022 to Mar 13, 2023
- Discretionary RAUM · $194M to $161MDec 9, 2022 to Mar 13, 2023
- HNW RAUM · $137M to $105MDec 9, 2022 to Mar 13, 2023
- Individual RAUM · $30.5M to $29.7MDec 9, 2022 to Mar 13, 2023
- Pension RAUM · $11.2M to $10.0MDec 9, 2022 to Mar 13, 2023
- RAUM · $194M to $161MDec 9, 2022 to Mar 13, 2023
- Accounts · 614 to 628Nov 16, 2021 to Mar 11, 2022
- Corporate clients · 7 to 8Nov 16, 2021 to Mar 11, 2022
Signals
3 dated events
- Edward Robert Lampe (Managing Partner) appeared on Schedule A of R••••••••• A•••••••• L••Mar 18, 2020 · Control person joined · fact
- Edward Robert Lampe (Managing Partner) no longer on Schedule A of R••••••••• A•••••••• L•• (listed 2019-02-15, absent 2019-03-20)Mar 20, 2019 · Control person left · inference
- R••••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Feb 15, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@rightwa.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- cbrown@rightwa.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 937-859-9800reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 937-859-9801reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- rightwa.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 937-859-9800reportedpublic record, Form ADV, Mar 18, 2026
- Contact form
- rightwa.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- rightwa.com/who-we-arereportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $76.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026