DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••••• C•••••• P•••••••
Legal name I••••• C•••••• P•••••••• C••
Latest filing Jan 5, 2026
First filing on the tape Mar 17, 2017 · 21 filings
SEC status approved since Apr 4, 2017
RAUM
$272M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
92%
$251M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$27.2M
derived; firm RAUM over IAPD count
Employees
13
9 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$272M as of Jan 5, 2026
Mar 30, 2018$118M then
HNW client RAUM$140M as of Jan 5, 2026
Mar 30, 2018$56.4M then
State-registered IARs (5.B.3)8 as of Jan 5, 2026
Mar 30, 20187 then
Employees (5.A)13 as of Jan 5, 2026
Mar 30, 20189 then
Private funds: no history
RAUM +19% over the last fiscal year+28% a year over threeIARs 9 to 8
Practice profile
derived from the filing of Jan 5, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $27.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 65derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $211,912derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.7derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- -11%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$140M51%
- Individuals$111M41%
- Corporations and businesses$16.8M6.2%
- Charitable organizations$4.5M1.7%
- Individual clients
- 554reported
- HNW clients
- 93reported
- Pension plan clients
- 0reported
- Charitable clients
- 4reported
- Accounts
- 1,283reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• W•••••• B•••Certified Financial Planner | Springboro, Oh | Apr 12, 2017 | 18 y | 7 |
| J•••••• A•••• L••• | Springboro, Oh | Jun 17, 2018 | 35 y | 4 |
| M••• A• W•••••• | Granville, Oh | Aug 2, 2018 | 15 y | 2 |
| M••• R••••• M••••• | Springboro, Oh | Feb 15, 2019 | 26 y | 3 |
| M•••••• W•••••• D••••••• | Springboro, Oh | Aug 19, 2020 | 14 y | 1 |
| K•••••••• W••• M•••••••• | Springboro, Oh | May 15, 2024 | 21 y | 1 |
| V•••••• P••• D••••••• | Springboro, Oh | Nov 6, 2024 | 40 y | 4 |
| C••••• M•••••• R•••• | Springboro, Oh | Dec 4, 2024 | 15 y | 3 |
| A•••• R• M••••• | Springboro, Oh | May 29, 2026 | 13 y | 0 |
| L•••• F•••••• | Springboro, Oh | Sep 8, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- S••••••• J••• C••••• to B••• T••• I••Jul 5, 2023 · RIA to RIA
- J•••• B•••••• C••••• to S••••• O•• S••••••••• I•••Sep 16, 2022 · RIA to affiliated broker-dealer or bank
- M•••••• C••••••••• D••••• to L•• F•••••••• L••Dec 2, 2019 · RIA to affiliated broker-dealer or bank
- A••• M•••••• C••••• to R••••••••• A•••••••• L••May 1, 2019 · RIA to a newly registered adviser
- R•••• B•••• C••••• to R••••••••• A•••••••• L••May 1, 2019 · RIA to a newly registered adviser
- J•••• W•••••• K•••••• to B•••••• W••••• P•••••••• L••Jul 31, 2018 · RIA to a state-registered adviser
Joined, latest
- C••••• M•••••• R•••• from I•••••• W••••• M•••••••••Dec 4, 2024 · Other
- V•••••• P••• D••••••• from L••• K••• • C••••••Nov 6, 2024 · RIA to RIA
- K•••••••• W••• M•••••••• from E••••• J••••May 15, 2024 · Affiliated broker-dealer or bank to independent RIA
- J•••• B•••••• C••••• from A••••••••• F•••••••• S•••••••• L••Nov 6, 2020 · Affiliated broker-dealer or bank to independent RIA
- M•••••• W•••••• D••••••• from R•••••• J•••• • A••••••••• I•••Aug 19, 2020 · Affiliated broker-dealer or bank to independent RIA
- M••• R••••• M••••• from W•••• F•••• A•••••••Feb 15, 2019 · Wirehouse to independent RIA
- M••• A• W•••••• from R•••••• J•••• • A••••••••• I•••Aug 2, 2018 · Affiliated broker-dealer or bank to independent RIA
- J•••••• A•••• L••• from M••••• S••••••Jun 17, 2018 · Wirehouse to independent RIA
- J•••• W•••••• K•••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Oct 9, 2017 · Other
- M•••••• C••••••••• D••••• from R•••••• J•••• • A••••••••• I•••Jun 29, 2017 · Affiliated broker-dealer or bank to a newly registered adviser
- J••• W•••••• B••• from B••• T••• I••Apr 12, 2017 · Other
- A••• M•••••• C••••• from W•••• F•••• A•••••••Apr 12, 2017 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- R•••• B•••• C••••• from W•••• F•••• A•••••••Apr 12, 2017 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for R••••••••• A•••••••• L••May 1, 2019 · Springboro, Oh
- 2 joined from W•••• F•••• A•••••••Apr 3, 2017 · Miamisburg, Oh
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••• J•••• W•••••• · Ceo, Ccocontrolsince 05/2019 · owns 75% or more
Related persons
Schedule D 7.A
- M••••••••• I•••••••• M••••••••• L••real estaten
Advisers that list I••••• C•••••• P••••••• as a related person
- 27913 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Springboro, Oh · principal | 10 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Dayton, OH2 employees
- Liberty Township, OH2 employees
- Granville, OH1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,200 to 1,283Jan 7, 2025 to Jan 5, 2026
- Corporate clients · 9 to 10Jan 7, 2025 to Jan 5, 2026
- HNW clients · 85 to 93Jan 7, 2025 to Jan 5, 2026
- Individual clients · 511 to 554Jan 7, 2025 to Jan 5, 2026
- Employees · 11 to 13Jan 7, 2025 to Jan 5, 2026
- State-registered IARs · 9 to 8Jan 7, 2025 to Jan 5, 2026
- Discretionary RAUM · $216M to $247MJan 7, 2025 to Jan 5, 2026
- HNW RAUM · $122M to $140MJan 7, 2025 to Jan 5, 2026
- Individual RAUM · $90.7M to $111MJan 7, 2025 to Jan 5, 2026
- Non-discretionary RAUM · $13.6M to $24.6MJan 7, 2025 to Jan 5, 2026
- RAUM · $229M to $272MJan 7, 2025 to Jan 5, 2026
- Accounts · 872 to 1,200Dec 17, 2024 to Jan 7, 2025
- BD registered reps · 1 to 0Dec 17, 2024 to Jan 7, 2025
- Charity clients · 3 to 4Dec 17, 2024 to Jan 7, 2025
- Corporate clients · 7 to 9Dec 17, 2024 to Jan 7, 2025
- HNW clients · 33 to 85Dec 17, 2024 to Jan 7, 2025
- Individual clients · 394 to 511Dec 17, 2024 to Jan 7, 2025
- Employees · 9 to 11Dec 17, 2024 to Jan 7, 2025
- Financial planning clients · 1-10 to 1-10Dec 17, 2024 to Jan 7, 2025
- Discretionary RAUM · $137M to $216MDec 17, 2024 to Jan 7, 2025
- HNW RAUM · $62.1M to $122MDec 17, 2024 to Jan 7, 2025
- Individual RAUM · $72.7M to $90.7MDec 17, 2024 to Jan 7, 2025
- Non-discretionary RAUM · $7.7M to $13.6MDec 17, 2024 to Jan 7, 2025
- RAUM · $144M to $229MDec 17, 2024 to Jan 7, 2025
- Advisory employees · 7 to 9Jul 10, 2024 to Dec 17, 2024
- State-registered IARs · 7 to 9Jul 10, 2024 to Dec 17, 2024
- Other offices · 4 to 5Jul 10, 2024 to Dec 17, 2024
- Succession · true to falseJul 10, 2024 to Dec 17, 2024
- Legal name · I••••• C•••••• P•••••••, LLC to I••••• C•••••• P•••••••• C••Jun 27, 2024 to Jul 10, 2024
- Succession · false to trueJun 27, 2024 to Jul 10, 2024
- Advisory employees · 5 to 7Jan 5, 2024 to Jun 27, 2024
- Employees · 7 to 9Jan 5, 2024 to Jun 27, 2024
- State-registered IARs · 5 to 7Jan 5, 2024 to Jun 27, 2024
- Organization form · Limited Liability Company to CorporationJan 5, 2024 to Jun 27, 2024
- Accounts · 821 to 872Jan 18, 2023 to Jan 5, 2024
- Advisory employees · 6 to 5Jan 18, 2023 to Jan 5, 2024
- Charity clients · unset to 3.0Jan 18, 2023 to Jan 5, 2024
- HNW clients · 34 to 33Jan 18, 2023 to Jan 5, 2024
- Individual clients · 337 to 394Jan 18, 2023 to Jan 5, 2024
- State-registered IARs · 6 to 5Jan 18, 2023 to Jan 5, 2024
Signals
9 dated events
- I••••• C•••••• P••••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jul 10, 2024 · Succession (Item 4) · fact
- S••••••• J••• C••••• left I••••• C•••••• P••••••• for B••• T••• I•• (registered 2023-01-27)Jul 5, 2023 · Advisor changed firm · fact
- Brad L Drager no longer registered at I••••• C•••••• P•••••••; no later IA registration on IAPDJan 18, 2023 · Advisor departure · fact
- L Brad Drager (Chief Investment Officer) no longer on Schedule A of I••••• C•••••• P••••••• (listed 2022-03-31, absent 2023-01-18)Jan 18, 2023 · Control person left · inference
- Michelle Tanya Olvera (Chief Compliance Officer) no longer on Schedule A of I••••• C•••••• P••••••• (listed 2022-03-31, absent 2023-01-18)Jan 18, 2023 · Control person left · inference
- J•••• B•••••• C••••• left I••••• C•••••• P••••••• for S••••• O•• S••••••••• I••• (registered 2022-08-31)Sep 16, 2022 · Advisor changed firm · fact
- M Adam Chudde (Vice President) no longer on Schedule A of I••••• C•••••• P••••••• (listed 2019-03-29, absent 2019-06-13)Jun 13, 2019 · Control person left · inference
- Barry Roger Chudde (President) no longer on Schedule A of I••••• C•••••• P••••••• (listed 2019-03-29, absent 2019-06-13)Jun 13, 2019 · Control person left · inference
- I••••• C•••••• P••••••• filed its initial SEC registration (Form ADV)Mar 17, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- MWM.Financialreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 937-557-3200reportedpublic record, Form ADV, Jan 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $27.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026