DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Retiremitten Financial LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Jeffrey Hamel | Schwab Wealth Advisory, Inc. no RAUM | Retiremitten Financial LLC independent RIA | Other | Aug 31, 2025 | Sep 16, 2026 (381 d) |
| Gregory Christopher Neino | Charles Schwab & Co., Inc. national BD | Retiremitten Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2024 | Sep 9, 2024 |
| Michael Carmen Brasza | Mainstay Capital Management, LLC independent RIA | Retiremitten Financial LLC independent RIA | RIA to RIA | Jun 30, 2022 | Jun 20, 2024 (721 d) |
| Bryan D Haggard | Mainstay Capital Management, LLC independent RIA | Retiremitten Financial LLC independent RIA | RIA to RIA | Jul 19, 2019 | Apr 9, 2019 |
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4 moves match.