DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••• S•••• W••••• M••••••••• L••
Latest filing Apr 2, 2026
First filing on the tape Feb 26, 2021 · 20 filings
SEC status approved since Mar 29, 2021
RAUM
$190M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$190M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$38.0M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$190M as of Apr 2, 2026
Mar 18, 2022$124M then
HNW client RAUM$140M as of Apr 2, 2026
Mar 18, 2022$83.0M then
State-registered IARs (5.B.3)3 as of Apr 2, 2026
Mar 18, 20223 then
Employees (5.A)6 as of Apr 2, 2026
Mar 18, 20224 then
Private funds: no history
RAUM +23% over the last fiscal year+17% a year over threeIARs 3 to 3offices 2 to 3
Practice profile
derived from the filing of Apr 2, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $38.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 37derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $303,175derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 1.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, otherreportedItem 5.G
- Custody
- $547M, 309 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$140M74%
- Individuals$50.4M26%
- Individual clients
- 132reported
- HNW clients
- 54reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 627reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $547M for 309 clientsreported
- Compensation
- % of AUM, fixed, commissionsreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• R• D••••••• | Bloomington, Il | May 8, 2019 | 20 y | 2 |
| L•••• C••••••••• S••• | Harrison, Ar | Sep 16, 2020 | 12 y | 5 |
| D••••• G• B••••• | Bloomington, Il | Jan 24, 2025 | 10 y | 1 |
| J•••• A•••• M••••• | Bloomington, Il | Sep 22, 2025 | 10 y | 0 |
| A••• Y••••• S•••••••Certified Financial Planner | Bloomington, Il | May 13, 2026 | 28 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M•••••• S•••••• to T••••••• I••••••••• M••••••••• I•••Aug 9, 2022 · RIA to affiliated broker-dealer or bank
Joined, latest
- A••• Y••••• S••••••• from L•• F•••••••• L••May 13, 2026 · Other
- D••••• G• B••••• from C••• L••Jan 24, 2025 · Affiliated broker-dealer or bank to independent RIA
- M•••••• S•••••• from T••••••• I••••••••• M••••••••• I•••Feb 28, 2022 · Affiliated broker-dealer or bank to independent RIA
- L•••• C••••••••• S••• from W•••• I••••••••• A•••••••• L••Sep 16, 2020 · Affiliated broker-dealer or bank to independent RIA
- J•••• R• D••••••• from C• A••••••• S•••••••May 8, 2019 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D•••••••• J•••• R• · Ceocontrolsince 04/2019 · owns 75% or more
- S•••• L••••• C••••••••• · Ccosince 03/2023 · owns less than 5%
Related persons
Schedule D 7.A
- T•••• S•••• I•••••••• G•••• L••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bloomington, Il · principal | 5 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Downers Grove, IL5 employees
- , 1 employees
What changed
consecutive filings, newest first
- Other offices · 2 to 3Mar 30, 2026 to Apr 2, 2026
- Accounts · 649 to 627Dec 19, 2025 to Mar 30, 2026
- HNW clients · 71 to 54Dec 19, 2025 to Mar 30, 2026
- Individual clients · 95 to 132Dec 19, 2025 to Mar 30, 2026
- Assets in custody · $121M to $547MDec 19, 2025 to Mar 30, 2026
- Discretionary RAUM · $154M to $190MDec 19, 2025 to Mar 30, 2026
- HNW RAUM · $126M to $140MDec 19, 2025 to Mar 30, 2026
- Individual RAUM · $27.9M to $50.4MDec 19, 2025 to Mar 30, 2026
- RAUM · $154M to $190MDec 19, 2025 to Mar 30, 2026
- Advisory activities · 3 to 4Mar 21, 2025 to May 5, 2025
- Commission compensation · false to trueMar 21, 2025 to May 5, 2025
- Financial planning clients · 101-250 to 101-250Mar 21, 2025 to May 5, 2025
- Accounts · 513 to 649Dec 16, 2024 to Mar 21, 2025
- Advisory employees · 2 to 3Dec 16, 2024 to Mar 21, 2025
- Advisory activities · 4 to 3Dec 16, 2024 to Mar 21, 2025
- HNW clients · 57 to 71Dec 16, 2024 to Mar 21, 2025
- Individual clients · 101 to 95Dec 16, 2024 to Mar 21, 2025
- Assets in custody · $11 to $121MDec 16, 2024 to Mar 21, 2025
- Employees · 7 to 6Dec 16, 2024 to Mar 21, 2025
- Insurance-licensed employees · 1 to 0Dec 16, 2024 to Mar 21, 2025
- State-registered IARs · 2 to 3Dec 16, 2024 to Mar 21, 2025
- Discretionary RAUM · $136M to $154MDec 16, 2024 to Mar 21, 2025
- HNW RAUM · $96.4M to $126MDec 16, 2024 to Mar 21, 2025
- Individual RAUM · $39.4M to $27.9MDec 16, 2024 to Mar 21, 2025
- RAUM · $136M to $154MDec 16, 2024 to Mar 21, 2025
- Related adviser · true to falseJun 24, 2024 to Dec 16, 2024
- Insurance-licensed employees · 0 to 1Mar 15, 2024 to Jun 24, 2024
- Related adviser · false to trueMar 15, 2024 to Jun 24, 2024
- Accounts · 500 to 513Dec 13, 2023 to Mar 15, 2024
- HNW clients · 59 to 57Dec 13, 2023 to Mar 15, 2024
- Individual clients · 99 to 101Dec 13, 2023 to Mar 15, 2024
- Assets in custody · unset to 11.0Dec 13, 2023 to Mar 15, 2024
- Custody of client assets · false to trueDec 13, 2023 to Mar 15, 2024
- Financial planning clients · 0 to 101-250Dec 13, 2023 to Mar 15, 2024
- Discretionary RAUM · $128M to $136MDec 13, 2023 to Mar 15, 2024
- HNW RAUM · $90.7M to $96.4MDec 13, 2023 to Mar 15, 2024
- Individual RAUM · $36.8M to $39.4MDec 13, 2023 to Mar 15, 2024
- RAUM · $128M to $136MDec 13, 2023 to Mar 15, 2024
- Employees · 6 to 7Oct 17, 2023 to Dec 13, 2023
- Accounts · 480 to 500Sep 1, 2023 to Oct 17, 2023
Signals
2 dated events
- M•••••• S•••••• left T•••• S•••• W••••• M••••••••• L•• for T••••••• I••••••••• M••••••••• I••• (registered 2022-09-19)Aug 9, 2022 · Advisor changed firm · fact
- T•••• S•••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Feb 26, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- admin@threesixtywm.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 630-219-1695reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- threesixtywm.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (630) 219-1695reportedpublic record, Form ADV, Apr 2, 2026
- Contact form
- threesixtywm.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- threesixtywm.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $38.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026