DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Three Sixty Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dawson G. Brooks | Cwm, LLC BD affiliated | Three Sixty Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2025 | Jan 24, 2025 |
| Matthew Salafia | Thrivent Investment Management Inc. BD affiliated | Three Sixty Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2022 | Feb 28, 2022 |
| Logan Christopher Spaw | World Investment Advisors, LLC BD affiliated | Three Sixty Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2020 | Sep 16, 2020 (34 d) |
| James R Dischert | Cg Advisory Services independent RIA | Three Sixty Wealth Management, LLC independent RIA | RIA to RIA | Mar 30, 2020 | May 8, 2019 |
| Anna Yvonne Stratton | LPL Financial LLC other | Three Sixty Wealth Management, LLC independent RIA | Other | Feb 23, 2009 | May 13, 2026 (6288 d) |
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5 moves match.