DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I•• W••••• A••••••• L••
Latest filing Jan 16, 2026
First filing on the tape Mar 11, 2019 · 38 filings
SEC status approved since Apr 10, 2019
RAUM
$455M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
96%
$435M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$75.8M
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$455M as of Jan 16, 2026
Feb 7, 2020$227M then
HNW client RAUM$280M as of Jan 16, 2026
Feb 7, 2020$117M then
State-registered IARs (5.B.3)6 as of Jan 16, 2026
Feb 7, 20205 then
Employees (5.A)8 as of Jan 16, 2026
Feb 7, 20206 then
Private funds: no history
RAUM +12% over the last fiscal year+13% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Jan 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $75.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 86derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $356,847derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 1.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.6%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $13.2M, 14 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$280M62%
- Individuals$154M34%
- Corporations and businesses$13.2M2.9%
- Charitable organizations$6.0M1.3%
- Pension and profit-sharing plans$1.2M0.3%
- Individual clients
- 431reported
- HNW clients
- 87reported
- Pension plan clients
- 40reported
- Charitable clients
- 11reported
- Accounts
- 1,275reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $13.2M for 14 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• J••• J•••• | Silverdale, Pa | Apr 25, 2019 | 27 y | 4 |
| E••• V••••• L••••• | Silverdale, Pa | Apr 25, 2019 | 26 y | 4 |
| D•••• W•••••• G••••••Chartered Financial Consultant | Silverdale, Pa | Apr 25, 2019 | 26 y | 6 |
| P••• J••••• M••••••• | Silverdale, Pa | Apr 26, 2019 | 29 y | 4 |
| J•••• A•• M•••••• | Silverdale, Pa | Sep 23, 2021 | 12 y | 1 |
| S•••• J••••• C•••••• | Silverdale, Pa | Dec 22, 2022 | 12 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- D••••• W•••••• S••••••• to J••••• M••••••••• S•••• L••Oct 21, 2022 · RIA to affiliated broker-dealer or bank
- D••••••• B••••• to V•••• F•••••••• A•••••••• I•••Aug 15, 2022 · RIA to affiliated broker-dealer or bank
Joined, latest
- S•••• J••••• C•••••• from G••••• A••••••• S•••••••• L••Dec 22, 2022 · RIA to RIA
- J•••• A•• M•••••• from W•••• F•••• A•••••••Sep 23, 2021 · Wirehouse to independent RIA
- P••• J••••• M••••••• from K••••• A••••••• S•••••••• L••Apr 26, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
- E••• V••••• L••••• from K••••• A••••••• S•••••••• L••Apr 25, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
- D••••• W•••••• S••••••• from K••••• A••••••• S•••••••• L••Apr 25, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
- D•••• W•••••• G•••••• from K••••• A••••••• S•••••••• L••Apr 25, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
- R••••• J••• J•••• from K••••• A••••••• S•••••••• L••Apr 25, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from K••••• A••••••• S•••••••• L••Aug 5, 2019 · Silverdale, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••••• D••••• W•••••• · Vice Presidentcontrolsince 08/2014 · owns 10% to 25%
- J••••• R•••••• J••• · Vice President & Treasurercontrolsince 08/2014 · owns 10% to 25%
- L•••••• E•••• V••••• · President & Mayorcontrolsince 08/2014 · owns 50% to 75%
- M•••••••• P•••• J••••• · Chief Compliance Officercontrolsince 08/2019 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Silverdale, Pa · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,233 to 1,275Dec 19, 2025 to Jan 16, 2026
- BD registered reps · 5 to 0Dec 19, 2025 to Jan 16, 2026
- Individual clients · 423 to 431Dec 19, 2025 to Jan 16, 2026
- Pension plan clients · 44 to 40Dec 19, 2025 to Jan 16, 2026
- Assets in custody · $7.0M to $13.2MDec 19, 2025 to Jan 16, 2026
- Discretionary RAUM · $400M to $442MDec 19, 2025 to Jan 16, 2026
- HNW RAUM · $253M to $280MDec 19, 2025 to Jan 16, 2026
- Individual RAUM · $127M to $154MDec 19, 2025 to Jan 16, 2026
- Non-discretionary RAUM · $5.1M to $13.2MDec 19, 2025 to Jan 16, 2026
- Pension RAUM · $5.6M to $1.2MDec 19, 2025 to Jan 16, 2026
- RAUM · $405M to $455MDec 19, 2025 to Jan 16, 2026
- Financial planning clients · unset to Mar 8, 2025 to Jul 29, 2025
- Accounts · 1,173 to 1,233Mar 22, 2024 to Mar 8, 2025
- Charity clients · 12 to 11Mar 22, 2024 to Mar 8, 2025
- Corporate clients · 12 to 11Mar 22, 2024 to Mar 8, 2025
- HNW clients · 75 to 87Mar 22, 2024 to Mar 8, 2025
- Individual clients · 426 to 423Mar 22, 2024 to Mar 8, 2025
- Pension plan clients · 45 to 44Mar 22, 2024 to Mar 8, 2025
- Assets in custody · $6.5M to $7.0MMar 22, 2024 to Mar 8, 2025
- Discretionary RAUM · $357M to $400MMar 22, 2024 to Mar 8, 2025
- HNW RAUM · $194M to $253MMar 22, 2024 to Mar 8, 2025
- Individual RAUM · $118M to $127MMar 22, 2024 to Mar 8, 2025
- Non-discretionary RAUM · $460,495 to $5.1MMar 22, 2024 to Mar 8, 2025
- Pension RAUM · $16.0M to $5.6MMar 22, 2024 to Mar 8, 2025
- RAUM · $358M to $405MMar 22, 2024 to Mar 8, 2025
- Accounts · 1,165 to 1,173Sep 7, 2023 to Jan 29, 2024
- Charity clients · 10 to 12Sep 7, 2023 to Jan 29, 2024
- Corporate clients · 14 to 12Sep 7, 2023 to Jan 29, 2024
- HNW clients · 65 to 75Sep 7, 2023 to Jan 29, 2024
- Individual clients · 414 to 426Sep 7, 2023 to Jan 29, 2024
- Pension plan clients · 48 to 45Sep 7, 2023 to Jan 29, 2024
- Assets in custody · $8.0M to $6.5MSep 7, 2023 to Jan 29, 2024
- Discretionary RAUM · $318M to $357MSep 7, 2023 to Jan 29, 2024
- HNW RAUM · $160M to $194MSep 7, 2023 to Jan 29, 2024
- Individual RAUM · $111M to $118MSep 7, 2023 to Jan 29, 2024
- Non-discretionary RAUM · $0 to $460,495Sep 7, 2023 to Jan 29, 2024
- Pension RAUM · $10.7M to $16.0MSep 7, 2023 to Jan 29, 2024
- RAUM · $318M to $358MSep 7, 2023 to Jan 29, 2024
- Accounts · 968 to 1,165Jan 19, 2023 to Jan 31, 2023
- HNW clients · 78 to 65Jan 19, 2023 to Jan 31, 2023
Signals
4 dated events
- D••••• W•••••• S••••••• left I•• W••••• A••••••• L•• for J••••• M••••••••• S•••• L•• (registered 2022-10-24)Oct 21, 2022 · Advisor changed firm · fact
- D••••••• B••••• left I•• W••••• A••••••• L•• for V•••• F•••••••• A•••••••• I••• (registered 2022-08-18)Aug 15, 2022 · Advisor changed firm · fact
- Joseph Paul Mccolgan (Chief Compliance Officer) appeared on Schedule A of I•• W••••• A••••••• L••Aug 8, 2019 · Control person joined · fact
- I•• W••••• A••••••• L•• filed its initial SEC registration (Form ADV)Mar 11, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@i••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- jlandes@i••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- nfain@i••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 215-392-6631reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 215-253-5262reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/ivc-wealth-advisors-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- ivcwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (215)-392-6631reportedpublic record, Form ADV, Jan 16, 2026
- Contact form
- ivcwealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- ivcwealth.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $75.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026