DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••••• P•••••• W••••• L••
Latest filing Mar 10, 2026
First filing on the tape Aug 26, 2019 · 29 filings
SEC status approved since Sep 23, 2019
RAUM
$363M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
100%
$362M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$121M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$363M as of Mar 10, 2026
Feb 7, 2020$141M then
HNW client RAUM$300M as of Mar 10, 2026
Feb 7, 2020$132M then
State-registered IARs (5.B.3)3 as of Mar 10, 2026
Feb 7, 20204 then
Employees (5.A)5 as of Mar 10, 2026
Feb 7, 20204 then
Private funds: no history
RAUM +20% over the last fiscal year+18% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $121MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 62derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.6MderivedHNW RAUM over HNW clients
- Average account
- $451,477derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.3%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $575M, 110 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$300M83%
- Individuals$62.1M17%
- Corporations and businesses$710,0670.2%
- Individual clients
- 121reported
- HNW clients
- 65reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 804reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $575M for 110 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S••••• S••• M••••Chartered Financial Analyst | Houston, Tx | May 31, 2019 | 23 y | 2 |
| H••••• V•••••• P•••• | Boerne, Tx | May 31, 2019 | 12 y | 1 |
| A••• B••••• W•••••Certified Financial Planner | Boerne, Tx | May 31, 2019 | 12 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- C••••• E•••••• M•••• to H•••••••• A•••••••• L••Feb 17, 2025 · RIA to affiliated broker-dealer or bank
- G•••••• W••••• W•••••••• to M••••••Dec 20, 2024 · RIA to affiliated broker-dealer or bank
- C••••••••• L•• P••••• to H•••••••• A•••••••• L••Mar 23, 2020 · RIA to affiliated broker-dealer or bank
Joined, latest
- C••••• E•••••• M•••• from U•• F•••••••• S••••••• I•••Oct 16, 2023 · Wirehouse to independent RIA
- S••••• S••• M•••• from A••••••• W••••• M••••••••• L••May 31, 2019 · RIA to RIA
- H••••• V•••••• P•••• from A••••••• W••••• M••••••••• L••May 31, 2019 · RIA to RIA
- A••• B••••• W••••• from A••••••• W••••• M••••••••• L••May 31, 2019 · RIA to RIA
- C••••••••• L•• P••••• from A••••••• W••••• M••••••••• L••May 31, 2019 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from A••••••• W••••• M••••••••• L••Sep 30, 2019 · Houston, Tx · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••• S•••••• S••• · Manager, Ceo, Ciocontrolsince 05/2019 · owns 75% or more
- P••••• H•••••• V•••••• · Coo / Cco / Director Of Client Experiencecontrolsince 01/2021 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boerne, Tx · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Houston, TX2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 10, 2026pension consulting (Item 5.G.6): yes on the filing of 2025-02-27, no on the filing of 2026-03-10peers: independent wealth managers, $100M to $500M (5,678)
What changed
consecutive filings, newest first
- Accounts · 714 to 804Feb 27, 2025 to Mar 10, 2026
- Advisory activities · 4 to 2Feb 27, 2025 to Mar 10, 2026
- HNW clients · 54 to 65Feb 27, 2025 to Mar 10, 2026
- Assets in custody · $59.1M to $575MFeb 27, 2025 to Mar 10, 2026
- Employees · 4 to 5Feb 27, 2025 to Mar 10, 2026
- Financial planning clients · 101-250 to 0Feb 27, 2025 to Mar 10, 2026
- Discretionary RAUM · $292M to $351MFeb 27, 2025 to Mar 10, 2026
- HNW RAUM · $243M to $300MFeb 27, 2025 to Mar 10, 2026
- Individual RAUM · $58.3M to $62.1MFeb 27, 2025 to Mar 10, 2026
- Non-discretionary RAUM · $9.3M to $11.8MFeb 27, 2025 to Mar 10, 2026
- RAUM · $302M to $363MFeb 27, 2025 to Mar 10, 2026
- Advisory employees · 4 to 3Jan 23, 2025 to Feb 27, 2025
- Employees · 5 to 4Jan 23, 2025 to Feb 27, 2025
- Financial planning clients · 101-250 to 101-250Jan 23, 2025 to Feb 27, 2025
- State-registered IARs · 4 to 3Jan 23, 2025 to Feb 27, 2025
- Accounts · 616 to 714Dec 20, 2024 to Jan 23, 2025
- Advisory employees · 5 to 4Dec 20, 2024 to Jan 23, 2025
- HNW clients · 53 to 54Dec 20, 2024 to Jan 23, 2025
- Individual clients · 98 to 121Dec 20, 2024 to Jan 23, 2025
- Assets in custody · $63.8M to $59.1MDec 20, 2024 to Jan 23, 2025
- State-registered IARs · 5 to 4Dec 20, 2024 to Jan 23, 2025
- Discretionary RAUM · $248M to $292MDec 20, 2024 to Jan 23, 2025
- HNW RAUM · $211M to $243MDec 20, 2024 to Jan 23, 2025
- Individual RAUM · $45.4M to $58.3MDec 20, 2024 to Jan 23, 2025
- Non-discretionary RAUM · $8.5M to $9.3MDec 20, 2024 to Jan 23, 2025
- RAUM · $257M to $302MDec 20, 2024 to Jan 23, 2025
- Accounts · 552 to 616Jan 22, 2024 to Feb 13, 2024
- Advisory employees · 4 to 5Jan 22, 2024 to Feb 13, 2024
- HNW clients · 49 to 53Jan 22, 2024 to Feb 13, 2024
- Individual clients · 81 to 98Jan 22, 2024 to Feb 13, 2024
- Employees · 4 to 5Jan 22, 2024 to Feb 13, 2024
- HQ city · HOUSTON to BOERNEJan 22, 2024 to Feb 13, 2024
- State-registered IARs · 4 to 5Jan 22, 2024 to Feb 13, 2024
- Discretionary RAUM · $206M to $248MJan 22, 2024 to Feb 13, 2024
- HNW RAUM · $181M to $211MJan 22, 2024 to Feb 13, 2024
- Individual RAUM · $40.0M to $45.4MJan 22, 2024 to Feb 13, 2024
- Non-discretionary RAUM · $15.0M to $8.5MJan 22, 2024 to Feb 13, 2024
- RAUM · $221M to $257MJan 22, 2024 to Feb 13, 2024
- Advisory employees · 5 to 4Apr 6, 2023 to Jul 18, 2023
- Advisory activities · 3 to 4Apr 6, 2023 to Jul 18, 2023
Signals
4 dated events
- C••••• E•••••• M•••• left C•••••••• P•••••• W••••• L•• for H•••••••• A•••••••• L•• (registered 2025-03-04)Feb 17, 2025 · Advisor changed firm · fact
- G•••••• W••••• W•••••••• left C•••••••• P•••••• W••••• L•• for Mariner (registered 2025-01-17)Dec 20, 2024 · Advisor changed firm · fact
- Marie Hannah Vinyard (Chief Compliance Officer / Director Of Operations) appeared on Schedule A of C•••••••• P•••••• W••••• L••Mar 2, 2021 · Control person joined · fact
- C•••••••• P•••••• W••••• L•• filed its initial SEC registration (Form ADV)Aug 26, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/crestmont-private-wealthreportedpublic record, Form ADV, Sep 19, 2026
- Website
- crestmontpw.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 8304685366reportedpublic record, Form ADV, Mar 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $121Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026