DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•• W••••• P••••••• L••
Latest filing Aug 10, 2026
First filing on the tape Aug 27, 2019 · 24 filings
SEC status approved since Sep 24, 2019
RAUM
$886M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
91%
$809M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$443M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$886M as of Aug 10, 2026
Jan 21, 2020$429M then
HNW client RAUM$763M as of Aug 10, 2026
Jan 21, 2020$364M then
State-registered IARs (5.B.3)1 as of Aug 10, 2026
Jan 21, 20203 then
Employees (5.A)3 as of Aug 10, 2026
Jan 21, 20205 then
Private funds: no history
RAUM +16% over the last fiscal year+23% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Aug 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $443MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 134derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.8MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$763M86%
- Individuals$46.3M5.2%
- Corporations and businesses$39.0M4.4%
- Charitable organizations$29.3M3.3%
- Pension and profit-sharing plans$8.5M1.0%
- Individual clients
- 136reported
- HNW clients
- 131reported
- Pension plan clients
- n/areported
- Charitable clients
- 8reported
- Accounts
- 661reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••••• A•••• M•••• | A•••••, Tx | Sep 26, 2019 | 22 y | 2 |
| J••• V••••••• K••••••• | A•••••, Tx | Jul 30, 2026 | 11 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 50% of current headcount1 left over 36 months
Left, latest
- P••••• N•••••• to A••••• A••••Jan 15, 2026 · RIA to RIA
Joined, latest
- P••••• N•••••• from P••••• M•••• F•••••••• A•••••••Jun 2, 2025 · RIA to RIA
- E••••• A•••• M•••• from S•••••••Sep 26, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F•••• J•••••• H••••• · Co-Founder, Partner, Membercontrolsince 09/2019 · owns 25% to 50%
- M•••• L•••• S•••• · Chief Operating Officer And Chief Compliance Officercontrolsince 09/2019 · owns less than 5%
- M••••• E•••••• A•••• · Co-Founder, Managing Partner, Managing Membercontrolsince 09/2019 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| A•••••, Tx · principal | 2 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 656 to 661Oct 20, 2025 to Mar 24, 2026
- Advisory employees · 2 to 1Oct 20, 2025 to Mar 24, 2026
- Charity clients · 10 to 8Oct 20, 2025 to Mar 24, 2026
- HNW clients · 115 to 131Oct 20, 2025 to Mar 24, 2026
- Individual clients · 131 to 136Oct 20, 2025 to Mar 24, 2026
- Employees · 4 to 3Oct 20, 2025 to Mar 24, 2026
- State-registered IARs · 2 to 1Oct 20, 2025 to Mar 24, 2026
- Discretionary RAUM · $761M to $886MOct 20, 2025 to Mar 24, 2026
- HNW RAUM · $616M to $763MOct 20, 2025 to Mar 24, 2026
- Individual RAUM · $48.3M to $46.3MOct 20, 2025 to Mar 24, 2026
- Pension RAUM · $7.0M to $8.5MOct 20, 2025 to Mar 24, 2026
- RAUM · $761M to $886MOct 20, 2025 to Mar 24, 2026
- Advisory employees · 1 to 2Jan 31, 2025 to Jun 2, 2025
- Employees · 3 to 4Jan 31, 2025 to Jun 2, 2025
- Financial planning clients · 1-10 to 1-10Jan 31, 2025 to Jun 2, 2025
- State-registered IARs · 1 to 2Jan 31, 2025 to Jun 2, 2025
- Accounts · 613 to 656Dec 17, 2024 to Jan 31, 2025
- Advisory employees · 3 to 1Dec 17, 2024 to Jan 31, 2025
- Advisory activities · 4 to 3Dec 17, 2024 to Jan 31, 2025
- Charity clients · 8 to 10Dec 17, 2024 to Jan 31, 2025
- Corporate clients · unset to 5.0Dec 17, 2024 to Jan 31, 2025
- HNW clients · 104 to 115Dec 17, 2024 to Jan 31, 2025
- Individual clients · 128 to 131Dec 17, 2024 to Jan 31, 2025
- Pooled vehicle clients · 2.0 to unsetDec 17, 2024 to Jan 31, 2025
- Assets in custody · 2104787.0 to unsetDec 17, 2024 to Jan 31, 2025
- Custody of client assets · true to falseDec 17, 2024 to Jan 31, 2025
- Employees · 5 to 3Dec 17, 2024 to Jan 31, 2025
- State-registered IARs · 3 to 1Dec 17, 2024 to Jan 31, 2025
- Discretionary RAUM · $586M to $761MDec 17, 2024 to Jan 31, 2025
- HNW RAUM · $483M to $616MDec 17, 2024 to Jan 31, 2025
- Individual RAUM · $44.1M to $48.3MDec 17, 2024 to Jan 31, 2025
- Pension RAUM · unset to 7031847.0Dec 17, 2024 to Jan 31, 2025
- Pooled vehicle RAUM · 24779338.0 to unsetDec 17, 2024 to Jan 31, 2025
- RAUM · $586M to $761MDec 17, 2024 to Jan 31, 2025
- Accounts · 621 to 613Jan 10, 2024 to Jan 22, 2024
- Advisory employees · 2 to 3Jan 10, 2024 to Jan 22, 2024
- Charity clients · 6 to 8Jan 10, 2024 to Jan 22, 2024
- HNW clients · 100 to 104Jan 10, 2024 to Jan 22, 2024
- Individual clients · 144 to 128Jan 10, 2024 to Jan 22, 2024
- Pooled vehicle clients · unset to 2.0Jan 10, 2024 to Jan 22, 2024
Signals
9 dated events
- P••••• N•••••• left C•• W••••• P••••••• L•• for A••••• A•••• (registered 2026-02-23)Jan 15, 2026 · Advisor changed firm · fact
- C•• W••••• P••••••• L•• reported RAUM $760.9M, up 30% from $585.5M (2024-12-17 to 2025-01-31)Jan 31, 2025 · RAUM change · derived
- Lane Malcolm Cooper (Co-Founder, Partner, Member) no longer on Schedule A of C•• W••••• P••••••• L•• (listed 2020-08-04, absent 2020-09-02)Sep 2, 2020 · Control person left · inference
- Edward Christopher Winn (Managing Member And Chief Compliance Officer) no longer on Schedule A of C•• W••••• P••••••• L•• (listed 2019-08-27, absent 2019-09-26)Sep 26, 2019 · Control person left · inference
- Allen Edward Moody (Co-Founder, Managing Partner, Managing Member) appeared on Schedule A of C•• W••••• P••••••• L••Sep 26, 2019 · Control person joined · fact
- Lane Malcolm Cooper (Co-Founder, Partner, Member) appeared on Schedule A of C•• W••••• P••••••• L••Sep 26, 2019 · Control person joined · fact
- Hudson Jolynn Free (Co-Founder, Partner, Member) appeared on Schedule A of C•• W••••• P••••••• L••Sep 26, 2019 · Control person joined · fact
- Susan Lisa Maas (Chief Operating Officer And Chief Compliance Officer) appeared on Schedule A of C•• W••••• P••••••• L••Sep 26, 2019 · Control person joined · fact
- C•• W••••• P••••••• filed its initial SEC registration (Form ADV)Aug 27, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 512-366-3925reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- cfmwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (512) 366-3925reportedpublic record, Form ADV, Aug 10, 2026
- Contact form
- cfmwealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $443Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026