DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Jeppson Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Hunter Jeppson | Mariner BD affiliated | Jeppson Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 9, 2025 | Jan 14, 2026 (36 d) |
| Randall J Mccuen | Mac Wealth Management Inc. independent RIA | Jeppson Wealth Management, LLC independent RIA | RIA to RIA | Dec 31, 2021 | Aug 12, 2022 (224 d) |
| Michael Robinette Jeppson | Tru Independence Asset Management, LLC independent RIA | Jeppson Wealth Management, LLC no RAUM | RIA to a newly registered adviser | Oct 22, 2019 | Oct 22, 2019 |
| Craig H Morse | Raymond James Financial Services Advisors, Inc BD affiliated | Jeppson Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 20, 2019 | Oct 22, 2019 (244 d) |
| Robert E Jeppson | Citigroup Global Markets Inc. other | Jeppson Wealth Management, LLC independent RIA | Other | Apr 23, 2009 | Jan 25, 2021 (4295 d) |
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5 moves match.