DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wisdom Planning Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Larry Eugene Foster | Cetera Investment Advisers LLC BD affiliated | Wisdom Planning Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 22, 2023 | Jun 22, 2023 |
| John Michael Jones | LPL Financial LLC BD affiliated | Wisdom Planning Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2021 | Sep 22, 2021 |
| Amilka Nmn Delgado | Independent Financial Partners BD affiliated | Wisdom Planning Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2020 | Dec 6, 2019 |
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3 moves match.