DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Proquility Private Wealth Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Deanna Jean Miller | Form Wealth Advisors, LLC independent RIA | Proquility Private Wealth Partners, LLC independent RIA | RIA to RIA | Sep 19, 2023 | Feb 5, 2024 (139 d) |
| Patricia Ann Yeager | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Proquility Private Wealth Partners, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 11, 2020 | Aug 18, 2020 |
| Andrew Fraser Ferguson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Proquility Private Wealth Partners, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 10, 2020 | Aug 18, 2020 |
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3 moves match.