DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••• H•••••• C•••••• M•••••••••
Legal name T••••• H•••••• C•••••• M••••••••• L••
Latest filing Aug 5, 2026
First filing on the tape May 11, 2020 · 14 filings
SEC status approved since Jun 10, 2020
RAUM
$470M
reported, Item 5.F
Discretionary
86%
of RAUM
Private clients
94%
$442M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$157M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$470M as of Aug 5, 2026
Mar 29, 2021$2.9M then
HNW client RAUM$366M as of Aug 5, 2026
Mar 29, 2021$0 then
State-registered IARs (5.B.3)4 as of Aug 5, 2026
Mar 29, 20213 then
Employees (5.A)5 as of Aug 5, 2026
Mar 29, 20215 then
Private funds1 as of Aug 5, 2026
Mar 27, 20231 then
RAUM +12% over the last fiscal year+376% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Aug 5, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $157MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 172derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $433,964derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 86%derivedof RAUM
- Institutional
- 3.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.6%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Financial planning clients
- 500reportedItem 5.H
- Custody
- $103M, 153 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$366M78%
- Individuals$76.0M16%
- Charitable organizations$17.3M3.7%
- Pooled investment vehicles$9.9M2.1%
- Pension and profit-sharing plans$844,1910.2%
- Individual clients
- 365reported
- HNW clients
- 151reported
- Pension plan clients
- 3reported
- Charitable clients
- 1reported
- Accounts
- 1,082reported
- Financial planning clients
- 500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $103M for 153 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.94 fund_share=0.02 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G•••••• C••••••••• H•••••• | Richmond, Va | Jun 10, 2021 | 13 y | 2 |
| R•••••• Z•••• K•••• | Richmond, Va | Jun 10, 2021 | 12 y | 1 |
| B•••••• C••••••••• T••••• | Richmond, Va | Jun 10, 2021 | 29 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- F•••••• O••••••••• to S••••••••• F••••••••• L••Apr 22, 2022 · RIA to a newly registered adviser
Joined, latest
none on the tape
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from T••••• H•••••• W••••• M••••••••• L••Oct 29, 2024 · Richmond, Va · Firm absorbed
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H••••••• F••• | Hedge Fund | $4.9M | 12 | Mar 24, 2020 |
Owners and control persons
Schedule A and B, latest filing
- H••••••• G••••••• C••••••••• · Chief Compliance Officercontrolsince 05/2020 · owns less than 5%
- R••••••••• S•••• T••••• · Chief Financial Officercontrolsince 10/2020 · owns less than 5%
- T•••••• B••••••• C••••••••• · Chief Executive Officercontrolsince 05/2020 · owns less than 5%
- T•••••• B••••••• C••••••••• · Shareholdercontrolsince 07/2019 · owns 75% or more of T••••• H••••••• I•••
Entity owners
- T••••• H••••••• I••• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- T••••• H•••••• W••••• M••••••••• L••investment advisernRAUM $304M
Advisers that list T••••• H•••••• C•••••• M••••••••• as a related person
- 289729 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Richmond, Va · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- very high RAUM per advisorStatic outlier · filing Aug 5, 2026RAUM per registered advisor of $156,516,314 against a peer median of $55,731,856 (3254 comparable advisers, 100.0th percentile, 3.5 robust deviations)peers: independent wealth managers, $100M to $500M (3,254) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 984 to 1,082Mar 28, 2025 to Mar 27, 2026
- HNW clients · 150 to 151Mar 28, 2025 to Mar 27, 2026
- Individual clients · 358 to 365Mar 28, 2025 to Mar 27, 2026
- Assets in custody · $86.1M to $103MMar 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $353M to $402MMar 28, 2025 to Mar 27, 2026
- HNW RAUM · $318M to $366MMar 28, 2025 to Mar 27, 2026
- Individual RAUM · $70.5M to $76.0MMar 28, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $66.4M to $67.5MMar 28, 2025 to Mar 27, 2026
- Pension RAUM · $650,104 to $844,191Mar 28, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $8.1M to $9.9MMar 28, 2025 to Mar 27, 2026
- RAUM · $420M to $470MMar 28, 2025 to Mar 27, 2026
- Accounts · 1,006 to 984Dec 9, 2024 to Mar 28, 2025
- Charity clients · 0 to 1Dec 9, 2024 to Mar 28, 2025
- HNW clients · 99 to 150Dec 9, 2024 to Mar 28, 2025
- Individual clients · 298 to 358Dec 9, 2024 to Mar 28, 2025
- Pension plan clients · unset to 3.0Dec 9, 2024 to Mar 28, 2025
- Assets in custody · $101M to $86.1MDec 9, 2024 to Mar 28, 2025
- Financial planning clients · 251-500 to More than 500Dec 9, 2024 to Mar 28, 2025
- Discretionary RAUM · $317M to $353MDec 9, 2024 to Mar 28, 2025
- HNW RAUM · $310M to $318MDec 9, 2024 to Mar 28, 2025
- Individual RAUM · $71.0M to $70.5MDec 9, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $71.5M to $66.4MDec 9, 2024 to Mar 28, 2025
- Pension RAUM · unset to 650104.0Dec 9, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $7.5M to $8.1MDec 9, 2024 to Mar 28, 2025
- RAUM · $389M to $420MDec 9, 2024 to Mar 28, 2025
- Related adviser · true to falseDec 9, 2024 to Mar 28, 2025
- Accounts · 48 to 1,006May 3, 2024 to Oct 29, 2024
- Advisory activities · 3 to 4May 3, 2024 to Oct 29, 2024
- HNW clients · 3 to 99May 3, 2024 to Oct 29, 2024
- Individual clients · 52 to 298May 3, 2024 to Oct 29, 2024
- Assets in custody · $4.4M to $101MMay 3, 2024 to Oct 29, 2024
- Employees · 7 to 5May 3, 2024 to Oct 29, 2024
- Insurance-licensed employees · 4 to 0May 3, 2024 to Oct 29, 2024
- Financial planning clients · 51-100 to 251-500May 3, 2024 to Oct 29, 2024
- Discretionary RAUM · $18.8M to $317MMay 3, 2024 to Oct 29, 2024
- HNW RAUM · $5.6M to $310MMay 3, 2024 to Oct 29, 2024
- Individual RAUM · $8.3M to $71.0MMay 3, 2024 to Oct 29, 2024
- Non-discretionary RAUM · $0 to $71.5MMay 3, 2024 to Oct 29, 2024
- Pooled vehicle RAUM · $4.8M to $7.5MMay 3, 2024 to Oct 29, 2024
- RAUM · $18.8M to $389MMay 3, 2024 to Oct 29, 2024
Signals
4 dated events
- T••••• H•••••• W••••• M••••••••• L••'s advisors moved to T••••• H•••••• C•••••• M••••••••• (Richmond, VA): 3 of 3 registered, on the same dayOct 29, 2024 · Firm absorbed (people side) · derived
- F•••••• O••••••••• left T••••• H•••••• C•••••• M••••••••• for S••••••••• F••••••••• L•• (registered 2025-06-10)Apr 22, 2022 · Advisor changed firm · fact
- T••••• S••• R••••••••• (Chief Financial Officer) appeared on Schedule A of T••••• H•••••• C•••••• M•••••••••Mar 29, 2021 · Control person joined · fact
- T••••• H•••••• C•••••• M••••••••• filed its initial SEC registration (Form ADV)May 11, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@taylorhoffman.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 804-964-2500reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/taylor-hoffman/mycompanyreportedpublic record, Form ADV, Sep 18, 2026
- Website
- taylorhoffman.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 804-964-2500reportedpublic record, Form ADV, Aug 5, 2026
- Contact form
- taylorhoffman.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- taylorhoffman.com/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $157Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026