DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at 44 Wealth Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stacy Deanne DervinSapient Private Wealth Management, LLC independent RIA44 Wealth Management LLC independent RIARIA to RIAFeb 16, 2023Mar 13, 2023
Teresa Lynn HughesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse44 Wealth Management LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Aug 25, 2020Aug 27, 2020
Holly Christine MatusMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse44 Wealth Management LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Aug 25, 2020Aug 27, 2020
Blaine Patrick WernerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse44 Wealth Management LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Aug 25, 2020Aug 26, 2020
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4 moves match.