DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bos Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Frank Anthony Coffey | LPL Financial LLC BD affiliated | Bos Asset Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2025 | Nov 13, 2025 |
| Alexander Ludwig | LPL Financial LLC BD affiliated | Bos Asset Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2024 | Feb 7, 2024 |
| Sean Eugene Canaday | LPL Financial LLC BD affiliated | Bos Asset Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 3, 2023 | May 31, 2023 |
| Michael Craig Metz | LPL Financial LLC BD affiliated | Bos Asset Management, LLC no RAUM | Other | Apr 5, 2023 | Dec 11, 2020 |
| Marcus Corey Mcglasson | LPL Financial LLC BD affiliated | Bos Asset Management, LLC no RAUM | Other | Apr 5, 2023 | Dec 14, 2020 |
| Shannon Colleen Jones | LPL Financial LLC BD affiliated | Bos Asset Management, LLC no RAUM | Other | Apr 5, 2023 | Dec 11, 2020 |
| David C Heitbrink | Heitbrink Asset Management, Inc. unclassified | Bos Asset Management, LLC mixed wealth | Other | Mar 4, 2022 | Jan 6, 2022 |
| Gregory Stark Pettys | MML Investors Services, LLC BD affiliated | Bos Asset Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2022 | Jun 8, 2022 (152 d) |
| Burton Kelly Burrows | Nationwide Investment Advisors, LLC BD affiliated | Bos Asset Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 26, 2018 | Apr 3, 2026 (2655 d) |
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9 moves match.