DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Amplius Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jacob Daniel Siani | Equitable Advisors, LLC national BD | Amplius Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 27, 2026 | Jul 20, 2026 |
| Maria Nicole Kelly | Vanguard Advisers, Inc. BD affiliated | Amplius Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2025 | Jan 13, 2025 |
| Allyson Ann Mangine | RBC Capital Markets, LLC national BD | Amplius Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 12, 2022 | Nov 11, 2022 (213 d) |
| Philip Robert Matalucci | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Amplius Wealth Advisors independent RIA | Wirehouse to independent RIA | Apr 4, 2022 | Apr 11, 2022 |
| Aaron Shoshon Marks | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Amplius Wealth Advisors no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 2, 2021 | Feb 26, 2021 |
| Matthew Daniel Liebman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Amplius Wealth Advisors no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 1, 2021 | Feb 26, 2021 |
| Samuel Alan Liebman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Amplius Wealth Advisors no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 1, 2021 | Feb 26, 2021 |
| Michelle Franca Czarnecki | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Amplius Wealth Advisors independent RIA | Wirehouse to independent RIA | Mar 1, 2021 | Nov 11, 2022 (620 d) |
| Patrick Joseph Swift | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Amplius Wealth Advisors no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 1, 2021 | Feb 26, 2021 |
| Monica Stefanie Lanzilotta | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Amplius Wealth Advisors independent RIA | Wirehouse to independent RIA | Mar 1, 2021 | Nov 11, 2022 (620 d) |
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10 moves match.