DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Endeavor Private Wealth, Inc.

Independent wealth managerTopeka, KansasCRD 313053SEC 801-120702website IAPD

Latest filing May 21, 2026

First filing on the tape Mar 4, 2021 · 17 filings

SEC status approved since Apr 5, 2021

RAUM

$595M

reported, Item 5.F

Discretionary

79%

of RAUM

Private clients

95%

$567M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$54.1M

derived; firm RAUM over IAPD count

Employees

9 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

17 filings and snapshots on the tape

RAUM$595M as of May 21, 2026

Mar 23, 2022$273M then

HNW client RAUM$438M as of May 21, 2026

Mar 23, 2022$184M then

State-registered IARs (5.B.3)9 as of May 21, 2026

Mar 23, 20223 then

Employees (5.A)13 as of May 21, 2026

Mar 23, 20223 then

Private funds: no history

RAUM +69% over the last fiscal year+29% a year over threeIARs 3 to 9offices 1 to 4

Practice profile

derived from the filing of May 21, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets

RAUM per advisor: $54.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 47derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.5MderivedHNW RAUM over HNW clients
Average account: $278,461derivedRAUM over accounts (5.F.2.f)
Discretionary: 79%derivedof RAUM
Institutional: 3.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.2derivedItem 5.A over advisors
Advisors per office: 2.2derived5 offices incl. principal (1.F.5)
RAUM growth, one year: +69%derivedbetween the last two annual amendments
Advisor growth, one year: +200%derivedItem 5.B.3 between annual amendments
Client growth, one year: +40%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Financial planning clients: 500reportedItem 5.H
Wrap fee program: $595MreportedItem 5.I
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$438M74%
Individuals$129M22%
Charitable organizations$18.0M3.0%
Corporations and businesses$10.2M1.7%

Individual clients: 349reported
HNW clients: 172reported
Pension plan clients: n/areported
Charitable clients: 9reported
Accounts: 2,138reported
Financial planning clients: 500reported
Wrap fee programs: $595M sponsored, $52.8M managedreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.95 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

11 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Brady Franklin	Topeka, Ks	Jun 7, 2021	10 y	1
Heidi Dawn Mark	Topeka, Ks	Jun 7, 2021	19 y	1
Chris Mcgee	Topeka, Ks	Jun 8, 2021	26 y	1
Kathleen Ann HeitCertified Financial Planner	Topeka, Ks	Apr 29, 2025	19 y	3
Jared Scott Griffith	Topeka, Ks	May 16, 2025	16 y	0
Soren Robert Knapic	Topeka, Ks	Jul 17, 2025	10 y	0
Steven Scott GoodellCertified Financial Planner	Topeka, Ks	Sep 9, 2025	14 y	2
Ava En-Ni Allen	Topeka, Ks	Sep 10, 2025	10 y	1
Patrick FunkCertified Financial Planner	Boulder, Co	Jan 7, 2026	12 y	0
Travis Alan Tom	Littleton, Co	May 13, 2026	21 y	2
Joanna Louise Bambo	Topeka, Ks	Jul 22, 2026	11 y	1

Advisor movement

0 left, 2 joined in 12 months

net +2 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

Joanna Louise Bambo from Raymond James Financial Services Advisors, Inc
Jul 22, 2026 · Affiliated broker-dealer or bank to independent RIA
Travis Alan Tom from Wells Fargo Advisors
May 13, 2026 · Wirehouse to independent RIA
Ava En-Ni Allen from Wells Fargo Advisors
Sep 10, 2025 · Wirehouse to independent RIA
Steven Scott Goodell from Wells Fargo Advisors
Sep 9, 2025 · Wirehouse to independent RIA
Kathleen Ann Heit from Sanctuary Advisors, LLC
Apr 29, 2025 · Affiliated broker-dealer or bank to independent RIA
Chris Mcgee from Wells Fargo Advisors
Jun 8, 2021 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Heidi Dawn Mark from Wells Fargo Advisors
Jun 7, 2021 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Brady Franklin from Wells Fargo Advisors
Jun 7, 2021 · Wirehouse to a newly registered adviser (no RAUM reported yet)

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 joined from Wells Fargo Advisors
Sep 16, 2025 · Boulder, Co
3 joined from Wells Fargo Advisors
Aug 26, 2021 · Topeka, Ks

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Dawn Heidi Mark · Chief Compliance Officercontrol
since 02/2021 · owns less than 5%
Jay Christopher Mcgee · Managing Partnercontrol
since 02/2021 · owns 75% or more

Related persons

Schedule D 7.A

Endeavor Private Wealth Solutions, Inc.
real estaten

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Topeka, Ks · principal	11	3	0
Boulder, Co	3	1	0

Offices

Schedule D 1.F, the 25 largest

Overland Park, KS1 employees

ADV anomalies

1 against comparable advisers; where to look, not conclusions

RAUM up 50 %Change between filings · filing Mar 25, 2026
RAUM (Item 5.F) moved from $352,817,232 to $595,349,686 (+69.0%) between the annual amendments of 2025-02-19 and 2026-03-25; the peer median change was +16.0% (1386 comparable advisers, 96.0th percentile of changes)
peers: independent wealth managers, $500M to $1B (1,386) · 96% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Other offices · 3 to 4
Mar 25, 2026 to May 21, 2026
Accounts · 1,679 to 2,138
Dec 9, 2025 to Mar 25, 2026
Advisory employees · 4 to 9
Dec 9, 2025 to Mar 25, 2026
Charity clients · 7 to 9
Dec 9, 2025 to Mar 25, 2026
Corporate clients · 4 to 5
Dec 9, 2025 to Mar 25, 2026
HNW clients · 92 to 172
Dec 9, 2025 to Mar 25, 2026
Individual clients · 280 to 349
Dec 9, 2025 to Mar 25, 2026
Employees · 12 to 13
Dec 9, 2025 to Mar 25, 2026
Financial planning clients · 0 to More than 500
Dec 9, 2025 to Mar 25, 2026
State-registered IARs · 6 to 9
Dec 9, 2025 to Mar 25, 2026
Discretionary RAUM · $266M to $469M
Dec 9, 2025 to Mar 25, 2026
HNW RAUM · $238M to $438M
Dec 9, 2025 to Mar 25, 2026
Individual RAUM · $97.6M to $129M
Dec 9, 2025 to Mar 25, 2026
Non-discretionary RAUM · $86.4M to $127M
Dec 9, 2025 to Mar 25, 2026
RAUM · $353M to $595M
Dec 9, 2025 to Mar 25, 2026
Wrap assets (manager) · $213M to $52.8M
Dec 9, 2025 to Mar 25, 2026
Wrap assets (sponsor) · $353M to $595M
Dec 9, 2025 to Mar 25, 2026
Advisory employees · 3 to 4
Feb 19, 2025 to Sep 8, 2025
Advisory activities · 4 to 5
Feb 19, 2025 to Sep 8, 2025
Employees · 8 to 12
Feb 19, 2025 to Sep 8, 2025
Financial planning clients · 0 to 0
Feb 19, 2025 to Sep 8, 2025
State-registered IARs · 3 to 6
Feb 19, 2025 to Sep 8, 2025
Other offices · 1 to 3
Feb 19, 2025 to Sep 8, 2025
Accounts · 1,568 to 1,679
Dec 6, 2024 to Feb 19, 2025
Charity clients · 6 to 7
Dec 6, 2024 to Feb 19, 2025
HNW clients · 78 to 92
Dec 6, 2024 to Feb 19, 2025
Individual clients · 298 to 280
Dec 6, 2024 to Feb 19, 2025
Discretionary RAUM · $233M to $266M
Dec 6, 2024 to Feb 19, 2025
HNW RAUM · $199M to $238M
Dec 6, 2024 to Feb 19, 2025
Individual RAUM · $90.1M to $97.6M
Dec 6, 2024 to Feb 19, 2025
Non-discretionary RAUM · $71.0M to $86.4M
Dec 6, 2024 to Feb 19, 2025
RAUM · $304M to $353M
Dec 6, 2024 to Feb 19, 2025
Wrap assets (manager) · $121M to $213M
Dec 6, 2024 to Feb 19, 2025
Wrap assets (sponsor) · $304M to $353M
Dec 6, 2024 to Feb 19, 2025
Accounts · 1,575 to 1,568
Jan 4, 2024 to Mar 12, 2024
Charity clients · unset to 6.0
Jan 4, 2024 to Mar 12, 2024
Corporate clients · unset to 4.0
Jan 4, 2024 to Mar 12, 2024
HNW clients · 82 to 78
Jan 4, 2024 to Mar 12, 2024
Individual clients · 265 to 298
Jan 4, 2024 to Mar 12, 2024
Employees · 3 to 8
Jan 4, 2024 to Mar 12, 2024

Signals

3 dated events

Endeavor Private Wealth, Inc. reported RAUM $595.3M, up 69% from $352.8M (2025-12-09 to 2026-03-25)
Mar 25, 2026 · RAUM change · derived
2 advisors left Wells Fargo Advisors (Dillon, CO) for Endeavor Private Wealth, Inc. on the same day
Sep 16, 2025 · Team lift-out · derived
Endeavor Private Wealth, Inc. filed its initial SEC registration (Form ADV)
Mar 4, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: info@endeavorpw.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: jennifer@endeavorpw.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: ashton.rake@endeavorpw.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: cheryl@endeavorpw.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: jay@endeavorpw.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 785-329-2510reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 303-970-3555reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 720-689-1218reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: linkedin.com/company/endeavor-private-wealthreportedpublic record, Form ADV, Sep 17, 2026
Website: endeavorpw.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 785-329-2510reportedpublic record, Form ADV, May 21, 2026
Contact form: endeavorpw.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $54.1Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026