DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Allegiance Financial Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brett Anthony Thompson | Equitable Advisors, LLC national BD | Allegiance Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2022 | Oct 31, 2024 (724 d) |
| Haley Lynn Ellis | Newedge Advisors BD affiliated | Allegiance Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2022 | Nov 4, 2022 |
| Assaf Meir Pinchas | Acorn Financial Advisory Services, Inc. independent RIA | Allegiance Financial Group no RAUM | RIA to a newly registered adviser | Oct 7, 2021 | Sep 3, 2021 |
| Shawn Michael Williamson | Acorn Financial Advisory Services, Inc. independent RIA | Allegiance Financial Group no RAUM | RIA to a newly registered adviser | Oct 7, 2021 | Sep 3, 2021 |
| Charles Richard Cooke | Acorn Financial Advisory Services, Inc. independent RIA | Allegiance Financial Group no RAUM | RIA to a newly registered adviser | Oct 7, 2021 | Sep 3, 2021 |
| Haley Lynn Ellis | Acorn Financial Advisory Services, Inc. independent RIA | Allegiance Financial Group no RAUM | RIA to a newly registered adviser | Oct 7, 2021 | Sep 3, 2021 |
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6 moves match.