DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Moment Private Wealth
Legal name Moment Private Wealth, LLC
Latest filing Aug 18, 2026
First filing on the tape Jan 30, 2024 · 8 filings
SEC status approved since Feb 29, 2024
RAUM
$357M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$357M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$59.5M
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$357M as of Aug 18, 2026
Mar 24, 2025$157M then
HNW client RAUM$345M as of Aug 18, 2026
Mar 24, 2025$154M then
State-registered IARs (5.B.3)6 as of Aug 18, 2026
Mar 24, 20253 then
Employees (5.A)7 as of Aug 18, 2026
Mar 24, 20253 then
Private funds: no history
RAUM +128% over the last fiscal yearIARs 3 to 6offices 1 to 2
Practice profile
derived from the filing of Aug 18, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $59.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 18derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.3MderivedHNW RAUM over HNW clients
- Average account
- $496,749derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 2.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +128%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +150%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $174M, 56 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$345M97%
- Individuals$12.1M3.4%
- Individual clients
- 40reported
- HNW clients
- 65reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 719reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $174M for 56 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Luke Andrew TurnerCertified Financial Planner | Saint Louis, Mo | Apr 20, 2021 | 10 y | 1 |
| Jacob Edward Turner | Saint Louis, Mo | Apr 20, 2021 | 10 y | 1 |
| Brendan James Fraleigh | Clayton, Ca | Mar 15, 2024 | 13 y | 1 |
| Scott Everett MorrisonCertified Financial Planner | Saint Louis, Mo | Jun 6, 2025 | 14 y | 3 |
| Karson David Westhoff | Saint Louis, Mo | Feb 3, 2026 | 10 y | 0 |
| Alex Matthew Flaugher | Saint Louis, Mo | Mar 3, 2026 | 10 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Alex Matthew Flaugher from Charles Schwab & Co., Inc.Mar 3, 2026 · Affiliated broker-dealer or bank to independent RIA
- Scott Everett Morrison from Focus Partners Wealth, LLCJun 6, 2025 · RIA to RIA
- Brendan James Fraleigh from Iconiq Capital, LLCMar 15, 2024 · Other
- Luke Andrew Turner from Mosaic Family Wealth, LLCApr 20, 2021 · RIA to RIA
- Jacob Edward Turner from Mosaic Family Wealth, LLCApr 20, 2021 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Mosaic Family Wealth, LLCMar 24, 2021 · St Louis, Mo
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Edward Jacob Turner · Co-Owner, Membercontrolsince 02/2021 · owns 50% to 75%
- Andrew Luke Turner · Co-Owner, Chief Compliance Officer, Membercontrolsince 02/2021 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Saint Louis, Mo · principal | 6 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 24, 2026accounts (Item 5.F.2.f) moved from 472.0 to 719.0 (+52.0%) between the annual amendments of 2025-03-24 and 2026-03-24; the peer median change was +5.0% (3687 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 96% percentile
- RAUM up 50 %Change between filings · filing Mar 24, 2026RAUM (Item 5.F) moved from $156,748,390 to $357,162,296 (+128.0%) between the annual amendments of 2025-03-24 and 2026-03-24; the peer median change was +15.0% (4550 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 472 to 719Jun 18, 2025 to Mar 24, 2026
- Advisory employees · 4 to 6Jun 18, 2025 to Mar 24, 2026
- HNW clients · 35 to 65Jun 18, 2025 to Mar 24, 2026
- Individual clients · 7 to 40Jun 18, 2025 to Mar 24, 2026
- Assets in custody · $157M to $174MJun 18, 2025 to Mar 24, 2026
- Employees · 4 to 7Jun 18, 2025 to Mar 24, 2026
- Financial planning clients · 26-50 to 101-250Jun 18, 2025 to Mar 24, 2026
- State-registered IARs · 4 to 6Jun 18, 2025 to Mar 24, 2026
- Discretionary RAUM · $157M to $357MJun 18, 2025 to Mar 24, 2026
- HNW RAUM · $154M to $345MJun 18, 2025 to Mar 24, 2026
- Individual RAUM · $2.5M to $12.1MJun 18, 2025 to Mar 24, 2026
- RAUM · $157M to $357MJun 18, 2025 to Mar 24, 2026
- Advisory employees · 3 to 4May 8, 2025 to Jun 18, 2025
- Employees · 3 to 4May 8, 2025 to Jun 18, 2025
- Financial planning clients · 26-50 to 26-50May 8, 2025 to Jun 18, 2025
- State-registered IARs · 3 to 4May 8, 2025 to Jun 18, 2025
- Other offices · 1 to 2May 8, 2025 to Jun 18, 2025
- Accounts · 286 to 472Mar 15, 2024 to Mar 24, 2025
- HNW clients · 25 to 35Mar 15, 2024 to Mar 24, 2025
- Individual clients · 6 to 7Mar 15, 2024 to Mar 24, 2025
- Assets in custody · $112M to $157MMar 15, 2024 to Mar 24, 2025
- Discretionary RAUM · $112M to $157MMar 15, 2024 to Mar 24, 2025
- HNW RAUM · $110M to $154MMar 15, 2024 to Mar 24, 2025
- Individual RAUM · $2.3M to $2.5MMar 15, 2024 to Mar 24, 2025
- RAUM · $112M to $157MMar 15, 2024 to Mar 24, 2025
- Legal name · MOMENT PRIVATE WEALTH to MOMENT PRIVATE WEALTH, LLCJan 30, 2024 to Mar 15, 2024
- Other offices · 0 to 1Jan 30, 2024 to Mar 15, 2024
Signals
2 dated events
- Moment Private Wealth reported RAUM $357.2M, up 128% from $156.7M (2025-06-18 to 2026-03-24)Mar 24, 2026 · RAUM change · derived
- Moment Private Wealth filed its initial SEC registration (Form ADV)Jan 30, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@momentprivatewealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 314-597-8350reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/momentprivatewealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- momentprivatewealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (636) 591-1050reportedpublic record, Form ADV, Aug 18, 2026
- Contact form
- momentprivatewealth.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $59.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026