DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Moment Private Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Alex Matthew FlaugherCharles Schwab & Co., Inc. national BDMoment Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIAFeb 1, 2026Mar 3, 2026
Scott Everett MorrisonFocus Partners Wealth, LLC independent RIAMoment Private Wealth independent RIARIA to RIAMay 30, 2025Jun 6, 2025
Brendan James FraleighIconiq Capital, LLC otherMoment Private Wealth independent RIAOtherFeb 1, 2024Mar 15, 2024 (43 d)
Luke Andrew TurnerMosaic Family Wealth, LLC independent RIAMoment Private Wealth independent RIARIA to RIAMar 24, 2021Apr 20, 2021
Jacob Edward TurnerMosaic Family Wealth, LLC independent RIAMoment Private Wealth independent RIARIA to RIAMar 24, 2021Apr 20, 2021
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5 moves match.