DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Skybound Wealth USA

Independent wealth managerHouston, TexasCRD 313358SEC 801-121157websiteIAPD
Legal name Skybound Wealth Management USA, LLC
Latest filing Mar 27, 2026
First filing on the tape Apr 6, 2021 · 23 filings
SEC status approved since May 6, 2021
RAUM
$166M
reported, Item 5.F
Discretionary
4.6%
of RAUM
Private clients
100%
$166M individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$15.1M
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$166M as of Mar 27, 2026
Mar 10, 2022$255M then
HNW client RAUM$70.1M as of Mar 27, 2026
Mar 10, 2022$156M then
State-registered IARs (5.B.3)6 as of Mar 27, 2026
Mar 10, 20228 then
Employees (5.A)6 as of Mar 27, 2026
Mar 10, 202213 then
Private funds: no history
RAUM +3.7% over the last fiscal year-11% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
RAUM per advisor
$15.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
31derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.5MderivedHNW RAUM over HNW clients
Average account
$491,017derivedRAUM over accounts (5.F.2.f)
Discretionary
4.6%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
0.5derivedItem 5.A over advisors
Advisors per office
2.8derived4 offices incl. principal (1.F.5)
RAUM growth, one year
+3.7%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+17%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$96.3M58%
  • High-net-worth individuals$70.1M42%
Individual clients
291reported
HNW clients
48reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
339reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Thomas Michael PewtressHouston, TxMay 12, 202111 y1
Carla SmartHouston, Tx Nov 23, 202313 y0
Benjamin John HadleyHouston, Tx May 28, 202412 y1
Jack Stanley LambHouston, Tx Jun 7, 202413 y1
Kumar Hemant PatelLondon Jul 23, 202511 y1
Taylor Lee CondonHouston, Tx Jan 26, 202612 y0
Joshua ClanceyDubai Feb 3, 202610 y0
Joselyn PfeilHouston, Tx Feb 4, 202619 y1
Sam Mark LingHouston, Tx Feb 9, 202611 y2
Haley Sue HazemHouston, Tx May 4, 202610 y2
Liam Sullivan Pierre Luci FrabouletSaint Jorioz Jul 17, 202611 y1
Advisor movement
1 left, 3 joined in 12 months
net +2 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 9.1% of current headcount2 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Victoria Creer · Direct Ownercontrol
    since 03/2021 · owns 50% to 75%
  • Shabbir Husain Rangwalla · Chief Executive Officer And Chief Operations Officercontrol
    since 09/2023 · owns less than 5%
  • Robin Smither · Ubocontrol
    since 07/2024 · owns F of Suzerain Investment Holdings Ltd. (Bvi)
  • Michael Thomas Pewtress · Chief Compliance Officer
    since 03/2024 · owns less than 5%
Entity owners
  • Guardian Wealth Management Group Limited · Direct Owner
    direct · owns 50% to 75%
  • Suzerain Investment Holdings Ltd. (Bvi) · Direct Owner
    indirect · owns 75% or more of Guardian Wealth Management Group Limited
Related persons
Schedule D 7.A
  • Skybound Capital Limited
    investment advisern
  • Skybound Financial Planning Sa
    investment advisern
  • Skybound Insurance Brokers Ltd.
    real estaten
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Houston, Tx · principal1161
Dubai000
Offices
Schedule D 1.F, the 25 largest
  • Dubai, United Arab Emirates3 employees
  • Geneva, Switzerland1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
  • compensation changedChange between filings · filing Mar 27, 2026
    hourly charges (Item 5.E.2): no on the filing of 2025-12-23, yes on the filing of 2026-03-27
    peers: independent wealth managers, $100M to $500M (5,676)
  • employee count dropChange between filings · filing Mar 27, 2026
    employees (Item 5.A) moved from 10.0 to 6.0 (-40.0%) between the annual amendments of 2025-04-17 and 2026-03-27; the peer median change was 0.0% (507 comparable advisers, 4.0th percentile of changes)
    peers: independent wealth managers, $100M to $500M (507) · 3.8% percentile
  • HNW share shiftChange between filings · filing Mar 27, 2026
    HNW share of RAUM moved from 91.0% to 42.0% between the annual amendments of 2025-04-17 and 2026-03-27
    peers: independent wealth managers, $100M to $500M (5,676)
Data quality: RAUM $235,200,000 then $35,958,062 then $160,577,958 on consecutive annual amendments (2024-03-21, 2025-04-17); the middle value is likely a filing error
How anomalies are measured
What changed
consecutive filings, newest first
  • Accounts · 310 to 339
    Dec 23, 2025 to Mar 27, 2026
  • Advisory activities · 5 to 4
    Dec 23, 2025 to Mar 27, 2026
  • HNW clients · 194 to 48
    Dec 23, 2025 to Mar 27, 2026
  • Individual clients · 96 to 291
    Dec 23, 2025 to Mar 27, 2026
  • Employees · 10 to 6
    Dec 23, 2025 to Mar 27, 2026
  • Financial planning clients · 251-500 to 0
    Dec 23, 2025 to Mar 27, 2026
  • Discretionary RAUM · $0 to $7.6M
    Dec 23, 2025 to Mar 27, 2026
  • HNW RAUM · $146M to $70.1M
    Dec 23, 2025 to Mar 27, 2026
  • Individual RAUM · $14.7M to $96.3M
    Dec 23, 2025 to Mar 27, 2026
  • Non-discretionary RAUM · $161M to $159M
    Dec 23, 2025 to Mar 27, 2026
  • RAUM · $161M to $166M
    Dec 23, 2025 to Mar 27, 2026
  • Business name · SKYBOUND WEALTH MANAGEMENT USA, LLC to SKYBOUND WEALTH USA
    Nov 17, 2025 to Dec 23, 2025
  • Financial planning clients · 251-500 to 251-500
    May 10, 2025 to Jul 23, 2025
  • Accounts · 94 to 310
    Jul 17, 2024 to Apr 17, 2025
  • Advisory employees · 5 to 6
    Jul 17, 2024 to Apr 17, 2025
  • Advisory activities · 4 to 5
    Jul 17, 2024 to Apr 17, 2025
  • HNW clients · 5 to 194
    Jul 17, 2024 to Apr 17, 2025
  • Individual clients · 89 to 96
    Jul 17, 2024 to Apr 17, 2025
  • Employees · 7 to 10
    Jul 17, 2024 to Apr 17, 2025
  • HQ city · LONDON to HOUSTON
    Jul 17, 2024 to Apr 17, 2025
  • HQ state · unset to TX
    Jul 17, 2024 to Apr 17, 2025
  • State-registered IARs · 5 to 6
    Jul 17, 2024 to Apr 17, 2025
  • Other offices · 2 to 3
    Jul 17, 2024 to Apr 17, 2025
  • HNW RAUM · $7.1M to $146M
    Jul 17, 2024 to Apr 17, 2025
  • Individual RAUM · $28.8M to $14.7M
    Jul 17, 2024 to Apr 17, 2025
  • Non-discretionary RAUM · $36.0M to $161M
    Jul 17, 2024 to Apr 17, 2025
  • RAUM · $36.0M to $161M
    Jul 17, 2024 to Apr 17, 2025
  • Accounts · 409 to 94
    Oct 27, 2023 to Mar 21, 2024
  • Advisory employees · 8 to 5
    Oct 27, 2023 to Mar 21, 2024
  • Advisory activities · 3 to 4
    Oct 27, 2023 to Mar 21, 2024
  • HNW clients · 92 to 5
    Oct 27, 2023 to Mar 21, 2024
  • Individual clients · 317 to 89
    Oct 27, 2023 to Mar 21, 2024
  • Employees · 13 to 7
    Oct 27, 2023 to Mar 21, 2024
  • HQ city · MIAMI to LONDON
    Oct 27, 2023 to Mar 21, 2024
  • HQ state · FL to unset
    Oct 27, 2023 to Mar 21, 2024
  • State-registered IARs · 8 to 5
    Oct 27, 2023 to Mar 21, 2024
  • Other offices · 0 to 2
    Oct 27, 2023 to Mar 21, 2024
  • HNW RAUM · $126M to $7.1M
    Oct 27, 2023 to Mar 21, 2024
  • Individual RAUM · $110M to $28.8M
    Oct 27, 2023 to Mar 21, 2024
  • Non-discretionary RAUM · $235M to $36.0M
    Oct 27, 2023 to Mar 21, 2024
Signals
23 dated events
  • Darragh Gallagher left Skybound Wealth Usa for Beacon Global Advisor Network, Llc (registered 2026-05-01)
    Apr 27, 2026 · Advisor changed firm · fact
  • Robin Smither (Ubo) appeared on Schedule A of Skybound Wealth Usa
    Jul 17, 2024 · Control person joined · fact
  • Aziza Moraby (Direct Owner) no longer on Schedule A of Skybound Wealth Usa (listed 2024-05-13, absent 2024-07-17)
    Jul 17, 2024 · Control person left · inference
  • Andrew Graham Mckay left Skybound Wealth Usa for Cross Border Wealth, Llc (registered 2024-07-26)
    Jul 5, 2024 · Advisor changed firm · fact
  • Ian Sweet (Ceo) no longer on Schedule A of Skybound Wealth Usa (listed 2024-03-21, absent 2024-05-13)
    May 13, 2024 · Control person left · inference
  • Skybound Wealth Usa reported RAUM $36.0M, down 85% from $235.2M (2023-10-27 to 2024-03-21)
    Mar 21, 2024 · RAUM change · derived
  • Lyon George Botha (Ceo) no longer on Schedule A of Skybound Wealth Usa (listed 2023-06-08, absent 2023-10-27)
    Oct 27, 2023 · Control person left · inference
  • Ian Sweet (Ceo) appeared on Schedule A of Skybound Wealth Usa
    Oct 27, 2023 · Control person joined · fact
  • Mark Robert Langley left Skybound Wealth Usa for Blacktower Financial Management (Us) Llc (registered 2023-05-12)
    Sep 13, 2023 · Advisor changed firm · fact
  • Lewis Jay Ringham left Skybound Wealth Usa for Blacktower Financial Management (Us) Llc (registered 2023-05-12)
    Sep 13, 2023 · Advisor changed firm · fact
  • 2 advisors left Skybound Wealth USA (Houston, TX) for Blacktower Financial Management (Us) LLC on the same day
    Sep 13, 2023 · Team lift-out · derived
  • Simon Edmund Putt left Skybound Wealth Usa for Amerity Wealth Management, Llc (registered 2023-10-09)
    Sep 13, 2023 · Advisor changed firm · fact
  • Craig Nicholas Murrin left Skybound Wealth Usa for Beacon Global Advisor Network, Llc (registered 2023-08-07)
    Sep 11, 2023 · Advisor changed firm · fact
  • Nicolas Justin Mauricio left Skybound Wealth Usa for Beacon Global Advisor Network, Llc (registered 2023-08-10)
    Sep 11, 2023 · Advisor changed firm · fact
  • 4 advisors left Skybound Wealth USA (Houston, TX) for Beacon Global Advisor Network, LLC within 3 days
    Sep 8, 2023 · Team lift-out · derived
  • Michael Andre Jordan left Skybound Wealth Usa for Beacon Global Advisor Network, Llc (registered 2023-09-08)
    Sep 8, 2023 · Advisor changed firm · fact
  • Daniel Mesa left Skybound Wealth Usa for Beacon Global Advisor Network, Llc (registered 2023-08-10)
    Sep 8, 2023 · Advisor changed firm · fact
  • Nathan Charles Tarr left Skybound Wealth Usa for Amerity Wealth Management, Llc (registered 2023-07-26)
    Aug 29, 2023 · Advisor changed firm · fact
  • Shabbir Husain Rangwalla (Group Operations Director) appeared on Schedule A of Skybound Wealth Usa
    Jun 8, 2023 · Control person joined · fact
  • Charles Nathan Tarr (General Manager) no longer on Schedule A of Skybound Wealth Usa (listed 2023-03-15, absent 2023-05-26)
    May 26, 2023 · Control person left · inference
  • Dain Stephen Philp (Cco & Director Operations) no longer on Schedule A of Skybound Wealth Usa (listed 2023-03-15, absent 2023-05-26)
    May 26, 2023 · Control person left · inference
  • J. Joshua Burton (Cfo) no longer on Schedule A of Skybound Wealth Usa (listed 2021-05-06, absent 2021-11-01)
    Nov 1, 2021 · Control person left · inference
  • Skybound Wealth Management Usa, Llc filed its initial SEC registration (Form ADV)
    Apr 6, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/skyboundwmllcreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
1-346-845-0001reportedpublic record, Form ADV, Mar 27, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$15.1Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026