DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Rca Wealth Strategies LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ian Matthew MyersUBS Financial Services Inc. wirehouseRca Wealth Strategies LLC state registeredWirehouse to a state-registered adviserAug 24, 2026Aug 27, 2026
Kathleen Nina SanfordRedhawk Wealth Advisors, Inc. independent RIARca Wealth Strategies LLC state registeredRIA to a state-registered adviserJun 3, 2024Jun 3, 2024
Michael Joseph RoodInsight Financial Services independent RIARca Wealth Strategies LLC state registeredRIA to a state-registered adviserOct 28, 2021Oct 27, 2021
Jace W ChamplinInsight Financial Services independent RIARca Wealth Strategies LLC state registeredRIA to a state-registered adviserOct 28, 2021Oct 27, 2021
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4 moves match.