DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Doyenne Wealth Advisors

Independent wealth managerChicago, IllinoisCRD 315995SEC 801-122292websiteIAPD
Legal name Doyenne Wealth Advisors LLC
Latest filing May 8, 2026
First filing on the tape Aug 11, 2021 · 12 filings
SEC status approved since Oct 1, 2021
RAUM
$2.0B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$2.0B individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$170M
derived; firm RAUM over IAPD count
Employees
18
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$2.0B as of May 8, 2026
Mar 31, 2022$1.6B then
HNW client RAUM$2.0B as of May 8, 2026
Mar 31, 2022$1.6B then
State-registered IARs (5.B.3)13 as of May 8, 2026
Mar 31, 202210 then
Employees (5.A)18 as of May 8, 2026
Mar 31, 202216 then
Private funds: no history
RAUM +13% over the last fiscal year+11% a year over threeIARs 14 to 13offices 1 to 0
Practice profile
derived from the filing of May 8, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
RAUM per advisor
$170MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
11derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$15.8MderivedHNW RAUM over HNW clients
Average account
$2.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
12.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+13%derivedbetween the last two annual amendments
Advisor growth, one year
-7.1%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Custody
$118M, 16 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$2.0B100%
  • Individuals$1.8M0.1%
Individual clients
3reported
HNW clients
129reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
740reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$118M for 16 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Mary Claire AllvineCertified Financial PlannerChicago, IlFeb 5, 202229 y1
Kristin Lee BalonCertified Financial PlannerChicago, IlFeb 9, 202223 y1
Anne Roesner PettyCertified Financial PlannerChicago, IlFeb 9, 202214 y3
Kelsey Anne SpresserCertified Financial PlannerChicago, IlFeb 9, 202210 y1
Maureen Vigland MillerCertified Financial PlannerChicago, IlFeb 9, 202211 y1
Katherine Tara DonaldsonCertified Financial PlannerChicago, IlFeb 9, 202225 y1
Phoebe Claire StefaniCertified Financial PlannerChicago, IlFeb 9, 202212 y2
Alyssa Kathleen SchusterCertified Financial PlannerChicago, IlFeb 9, 202211 y1
Suzanne Marie WetzelChicago, IlFeb 9, 202221 y1
Tesa Brooke WilliamsonCertified Financial PlannerChicago, IlMay 16, 202222 y4
Jacob B BeckChicago, IlOct 23, 202313 y0
Katie Rushkewicz ReichartChartered Financial AnalystChicago, IlMay 22, 202610 y0
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 8.3% of current headcount2 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Claire Mary Allvine · Chief Executive Officer, Elected Managercontrol
      since 09/2021 · owns 10% to 25%
    • Lee Kristin Balon · Elected Managercontrol
      since 09/2021 · owns 10% to 25%
    • Tara Katherine Donaldson · Elected Managercontrol
      since 09/2021 · owns 10% to 25%
    • Roesner Anne Petty · Elected Managercontrol
      since 09/2021 · owns 10% to 25%
    • Sinko Kathleen Warner · Chief Compliance Officer, Elected Managercontrol
      since 01/2023 · owns less than 5%
    • Rushkewicz Katie Reichart · Chief Investment Strategist
      since 05/2026 · owns less than 5%
    • Naujokas Laura Stern · Owner
      since 09/2021 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Chicago, Il · principal1211
    Offices
    Schedule D 1.F, the 25 largest
    • Atlanta, GA1 employees
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • low discretionary shareStatic outlier · filing May 8, 2026
      discretionary share of RAUM of 0% against a peer median of 99% (1360 comparable advisers, 0.0th percentile, 33.2 robust deviations)
      peers: independent wealth managers, $1B to $5B (1,360) · 0.0% percentile
    What changed
    consecutive filings, newest first
    • Accounts · 748 to 740
      Mar 28, 2025 to Mar 27, 2026
    • HNW clients · 132 to 129
      Mar 28, 2025 to Mar 27, 2026
    • Individual clients · unset to 3.0
      Mar 28, 2025 to Mar 27, 2026
    • Assets in custody · $77.4M to $118M
      Mar 28, 2025 to Mar 27, 2026
    • State-registered IARs · 14 to 13
      Mar 28, 2025 to Mar 27, 2026
    • Other offices · 1 to 0
      Mar 28, 2025 to Mar 27, 2026
    • HNW RAUM · $1.8B to $2.0B
      Mar 28, 2025 to Mar 27, 2026
    • Individual RAUM · $1.3M to $1.8M
      Mar 28, 2025 to Mar 27, 2026
    • Non-discretionary RAUM · $1.8B to $2.0B
      Mar 28, 2025 to Mar 27, 2026
    • RAUM · $1.8B to $2.0B
      Mar 28, 2025 to Mar 27, 2026
    • Accounts · 764 to 748
      Mar 27, 2024 to Mar 28, 2025
    • Advisory employees · 9 to 10
      Mar 27, 2024 to Mar 28, 2025
    • HNW clients · 134 to 132
      Mar 27, 2024 to Mar 28, 2025
    • Individual clients · 13.0 to unset
      Mar 27, 2024 to Mar 28, 2025
    • Assets in custody · $48.7M to $77.4M
      Mar 27, 2024 to Mar 28, 2025
    • Employees · 17 to 18
      Mar 27, 2024 to Mar 28, 2025
    • Financial planning clients · 101-250 to 101-250
      Mar 27, 2024 to Mar 28, 2025
    • HNW RAUM · $1.7B to $1.8B
      Mar 27, 2024 to Mar 28, 2025
    • Individual RAUM · $4.6M to $1.3M
      Mar 27, 2024 to Mar 28, 2025
    • Non-discretionary RAUM · $1.7B to $1.8B
      Mar 27, 2024 to Mar 28, 2025
    • RAUM · $1.7B to $1.8B
      Mar 27, 2024 to Mar 28, 2025
    • Accounts · 723 to 764
      Mar 29, 2023 to Mar 27, 2024
    • Advisory employees · 8 to 9
      Mar 29, 2023 to Mar 27, 2024
    • HNW clients · 142 to 134
      Mar 29, 2023 to Mar 27, 2024
    • Individual clients · 6 to 13
      Mar 29, 2023 to Mar 27, 2024
    • Assets in custody · unset to 48673230.0
      Mar 29, 2023 to Mar 27, 2024
    • Custody of client assets · false to true
      Mar 29, 2023 to Mar 27, 2024
    • State-registered IARs · 11 to 14
      Mar 29, 2023 to Mar 27, 2024
    • HNW RAUM · $1.5B to $1.7B
      Mar 29, 2023 to Mar 27, 2024
    • Individual RAUM · $1.6M to $4.6M
      Mar 29, 2023 to Mar 27, 2024
    • Non-discretionary RAUM · $1.5B to $1.7B
      Mar 29, 2023 to Mar 27, 2024
    • RAUM · $1.5B to $1.7B
      Mar 29, 2023 to Mar 27, 2024
    • Accounts · 651 to 723
      Sep 23, 2022 to Mar 29, 2023
    • Advisory activities · 2 to 3
      Sep 23, 2022 to Mar 29, 2023
    • HNW clients · 139 to 142
      Sep 23, 2022 to Mar 29, 2023
    • Individual clients · 5 to 6
      Sep 23, 2022 to Mar 29, 2023
    • Employees · 16 to 17
      Sep 23, 2022 to Mar 29, 2023
    • State-registered IARs · 10 to 11
      Sep 23, 2022 to Mar 29, 2023
    • HNW RAUM · $1.6B to $1.5B
      Sep 23, 2022 to Mar 29, 2023
    • Individual RAUM · $1.7M to $1.6M
      Sep 23, 2022 to Mar 29, 2023
    Signals
    7 dated events
    • Paulina Barbara Cylwik left Doyenne Wealth Advisors for Focus Partners Wealth, Llc (registered 2026-09-09)
      Nov 21, 2025 · Advisor changed firm · fact
    • Ethan Scott Krumwiede left Doyenne Wealth Advisors for Mariner (registered 2024-06-13)
      Apr 4, 2024 · Advisor changed firm · fact
    • Sinko Kathleen Warner (Cco) appeared on Schedule A of Doyenne Wealth Advisors
      Mar 29, 2023 · Control person joined · fact
    • Doyenne Wealth Advisors reported 10 state-registered advisory representatives, up from 0 (2022-01-27 to 2022-03-31)
      Mar 31, 2022 · Advisor headcount change · derived
    • 9 advisors left Brownson, Rehmus & Foxworth, Inc. (Chicago, IL) for Doyenne Wealth Advisors on the same day
      Jan 13, 2022 · Team lift-out · derived
    • Ellen Rebecca Deaton (Chief Operating Officer) no longer on Schedule A of Doyenne Wealth Advisors (listed 2021-08-11, absent 2021-09-28)
      Sep 28, 2021 · Control person left · inference
    • Doyenne Wealth Advisors filed its initial SEC registration (Form ADV)
      Aug 11, 2021 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/doyenne-wealth-advisors/aboutreportedpublic record, Form ADV, Sep 17, 2026
    Website
    doyenneadvisors.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    312-374-0844reportedpublic record, Form ADV, May 8, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $170Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026