DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Rpr Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark Wheeler HarrisIht Wealth Management LLC BD affiliatedRpr Financial no RAUMOtherJul 5, 2023Nov 19, 2021
Craig Scott FischIht Wealth Management LLC BD affiliatedRpr Financial no RAUMAffiliated broker-dealer or bank to a newly registered adviserJan 25, 2022Nov 1, 2021
Mitch Dean CarlsonIht Wealth Management LLC BD affiliatedRpr Financial no RAUMAffiliated broker-dealer or bank to a newly registered adviserJan 25, 2022Nov 1, 2021
Christopher James KnowlesBarber Financial Group otherRpr Financial independent RIAOtherJan 17, 2014May 16, 2025 (4137 d)
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4 moves match.