DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Argonautica Private Wealth Management, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Brian Mcintosh | Baldwin Wealth Partners, LLC independent RIA | Argonautica Private Wealth Management, Inc independent RIA | RIA to RIA | Jan 27, 2025 | May 20, 2025 (113 d) |
| Frank Xavier Rambusch | Wells Fargo Advisors wirehouse | Argonautica Private Wealth Management, Inc independent RIA | Wirehouse to independent RIA | Jan 25, 2022 | Apr 22, 2022 (87 d) |
| Theodore Charles York | Wells Fargo Advisors wirehouse | Argonautica Private Wealth Management, Inc no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jan 25, 2022 | Feb 3, 2022 |
| Gary Craig Raymond | Wells Fargo Advisors wirehouse | Argonautica Private Wealth Management, Inc no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jan 25, 2022 | Jan 24, 2022 |
| John W. Krieg | Wells Fargo Advisors wirehouse | Argonautica Private Wealth Management, Inc no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jan 25, 2022 | Jan 24, 2022 |
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5 moves match.