DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•••••• C••••••
Legal name L•••••• C•••••• L•
Latest filing Mar 31, 2026
First filing on the tape Sep 13, 2021 · 13 filings
SEC status approved since Oct 13, 2021
RAUM
$410M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
79%
$324M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$205M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$410M as of Mar 31, 2026
Mar 30, 2022$204M then
HNW client RAUM$324M as of Mar 31, 2026
Mar 30, 2022$132M then
State-registered IARs (5.B.3)3 as of Mar 31, 2026
Mar 30, 20221 then
Employees (5.A)3 as of Mar 31, 2026
Mar 30, 20221 then
Private funds5 as of Mar 31, 2026
Mar 30, 20227 then
RAUM +34% over the last fiscal year+40% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $205MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $9.5MderivedHNW RAUM over HNW clients
- Average account
- $2.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +34%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$324M79%
- Pooled investment vehicles$79.1M19%
- Charitable organizations$7.5M1.8%
- Individual clients
- n/areported
- HNW clients
- 34reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 152reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.79 fund_share=0.19 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••••• R•• | San Francisco, Ca | Oct 24, 2024 | 20 y | 0 |
| W•••• T••••• M••••••• | San Francisco, Ca | Aug 28, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- D••••• M••••• C••••••• to I•• C••••••• L••Feb 2, 2024 · RIA to RIA
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L•••••• O••••••••• F••• V• L• | Private Equity Fund | $35.2M | 32 | Mar 30, 2022 |
| L•••••• C•••••• O••••••••• L• | Other Private Fund | $10.7M | 42 | Mar 28, 2023 |
| V•• 2••• S•• I• L• | Other Private Fund | $4.2M | 9 | Sep 13, 2021 |
| L•••••• C•••••• O••••••••• L• • S••••• 1• | Private Equity Fund | $3.2M | 22 | Mar 30, 2022 |
| L•••••• O••••••••• F••• I•• L• | Venture Capital Fund | $3.0M | 18 | Mar 30, 2022 |
| L•••••• O••••••••• F••• V• L• | Other Private Fund | $1.8M | 8 | Mar 30, 2022 |
| L•••••• R• D•••••• H••••••• L• | Private Equity Fund | $1.7M | 7 | Mar 30, 2022 |
| L•••••• O••••••••• F••• I• L•• | Private Equity Fund | $20,264 | 13 | Mar 30, 2022 |
| L•••••• C•••••• O••••••••• L• • S••••• 2• | Venture Capital Fund | $16,892 | 4 | Mar 28, 2023 |
| L•••••• C•••••• O••••••••• L• • S••••• 4• | Hedge Fund | $0 | 5 | Mar 28, 2023 |
| L•••••• C•••••• O••••••••• L• • S••••• 3• | Private Equity Fund | $0 | 4 | Mar 28, 2023 |
Owners and control persons
Schedule A and B, latest filing
- R••• S•••••• · Managing Partner; Chief Compliance Officercontrolsince 08/2021 · owns 75% or more
- R••• S•••••• · Manager; Membercontrolsince 08/2021 · owns 75% or more of V•• C•••••• L••
Entity owners
- V•• C•••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- L•••••• O••••••••• M••••••• I•• L••pooled vehicle sponsory
- V•• S•• G• L••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Francisco, Ca · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Mar 31, 2026HNW RAUM per HNW client of $9,515,773 against a peer median of $2,404,040 (4940 comparable advisers, 99.0th percentile, 4.8 robust deviations)peers: independent wealth managers, $100M to $500M (4,940) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 113 to 152Mar 31, 2025 to Mar 31, 2026
- Charity clients · unset to 1.0Mar 31, 2025 to Mar 31, 2026
- HNW clients · 12 to 34Mar 31, 2025 to Mar 31, 2026
- State-registered IARs · 2 to 3Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $305M to $410MMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $236M to $324MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $66.0M to $79.1MMar 31, 2025 to Mar 31, 2026
- RAUM · $305M to $410MMar 31, 2025 to Mar 31, 2026
- Accounts · 104 to 113Oct 24, 2024 to Mar 31, 2025
- Charity clients · 1.0 to unsetOct 24, 2024 to Mar 31, 2025
- Financial planning clients · unset to Oct 24, 2024 to Mar 31, 2025
- State-registered IARs · 3 to 2Oct 24, 2024 to Mar 31, 2025
- Legal name · V•• C•••••• M••••••••• L• to L•••••• C•••••• L•Oct 24, 2024 to Mar 31, 2025
- Discretionary RAUM · $267M to $305MOct 24, 2024 to Mar 31, 2025
- HNW RAUM · $209M to $236MOct 24, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $54.9M to $66.0MOct 24, 2024 to Mar 31, 2025
- RAUM · $267M to $305MOct 24, 2024 to Mar 31, 2025
- Related insurance company · false to trueOct 24, 2024 to Mar 31, 2025
- Accounts · 120 to 104Nov 6, 2023 to Mar 22, 2024
- Advisory employees · 2 to 3Nov 6, 2023 to Mar 22, 2024
- Advisory activities · 5 to 4Nov 6, 2023 to Mar 22, 2024
- Charity clients · unset to 1.0Nov 6, 2023 to Mar 22, 2024
- HNW clients · 7 to 12Nov 6, 2023 to Mar 22, 2024
- Pooled vehicle clients · 11 to 5Nov 6, 2023 to Mar 22, 2024
- State-registered IARs · 2 to 3Nov 6, 2023 to Mar 22, 2024
- Private funds · 11 to 5Nov 6, 2023 to Mar 22, 2024
- Discretionary RAUM · $149M to $267MNov 6, 2023 to Mar 22, 2024
- HNW RAUM · $111M to $209MNov 6, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $37.9M to $54.9MNov 6, 2023 to Mar 22, 2024
- RAUM · $149M to $267MNov 6, 2023 to Mar 22, 2024
- Accounts · 62 to 120Oct 27, 2022 to Mar 28, 2023
- Business name · V•• C•••••• M••••••••• L• to L•••••• C••••••Oct 27, 2022 to Mar 28, 2023
- HNW clients · 9 to 7Oct 27, 2022 to Mar 28, 2023
- Pooled vehicle clients · 7 to 11Oct 27, 2022 to Mar 28, 2023
- Employees · 2 to 3Oct 27, 2022 to Mar 28, 2023
- State-registered IARs · 1 to 2Oct 27, 2022 to Mar 28, 2023
- Private funds · 7 to 11Oct 27, 2022 to Mar 28, 2023
- Discretionary RAUM · $204M to $149MOct 27, 2022 to Mar 28, 2023
- HNW RAUM · $132M to $111MOct 27, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $47.9M to $37.9MOct 27, 2022 to Mar 28, 2023
Signals
4 dated events
- L•••••• C•••••• reported RAUM $410.1M, up 34% from $305.5M (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- L•••••• C•••••• reported RAUM $267.4M, up 80% from $148.6M (2023-11-06 to 2024-03-22)Mar 22, 2024 · RAUM change · derived
- D••••• M••••• C••••••• left L•••••• C•••••• for I•• C••••••• L•• (registered 2024-02-21)Feb 2, 2024 · Advisor changed firm · fact
- V•• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)Sep 13, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- L•••••• C•••••• · Private Equityshared crd · organization
- L•••••• C•••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- info@lavellecapital.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 415-501-9987reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- lavellecapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-501-9987reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $205Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026