DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••••••• C•••••• G••••
Legal name T••••••••• C•••••• G•••• L••
Latest filing Feb 5, 2026
First filing on the tape Sep 17, 2021 · 16 filings
SEC status approved since Oct 15, 2021
RAUM
$361M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$359M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$40.1M
derived; firm RAUM over IAPD count
Employees
11
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$361M as of Feb 5, 2026
Mar 7, 2022$148M then
HNW client RAUM$246M as of Feb 5, 2026
Mar 7, 2022$97.0M then
State-registered IARs (5.B.3)9 as of Feb 5, 2026
Mar 7, 20226 then
Employees (5.A)11 as of Feb 5, 2026
Mar 7, 20226 then
Private funds: no history
RAUM +16% over the last fiscal year+14% a year over threeIARs 8 to 9
Practice profile
derived from the filing of Feb 5, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $40.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 56derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $269,408derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 9.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +13%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$246M68%
- Individuals$113M31%
- Corporations and businesses$1.7M0.5%
- Individual clients
- 435reported
- HNW clients
- 71reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,339reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G•••• N•• T•••••• | Edmond, Ok | Nov 9, 2021 | 19 y | 1 |
| D•••• C••• F••••••Certified Financial Planner, Chartered Financial Consultant | Edmond, Ok | Nov 10, 2021 | 32 y | 2 |
| M••••••• D•• G•••• | Edmond, Ok | Nov 11, 2021 | 11 y | 1 |
| C•••••• E••• O••••• | Edmond, Ok | Jan 26, 2022 | 36 y | 2 |
| D•••••• S••••••• J•••• | Edmond, Ok | Aug 8, 2022 | 43 y | 2 |
| M•••••• A• D•••••Certified Financial Planner | Edmond, Ok | Sep 19, 2023 | 10 y | 2 |
| D••••• C•••••• J•••• | Edmond, Ok | Nov 7, 2024 | 10 y | 0 |
| B••• A•••• J•••••• | Edmond, Ok | Jan 1, 2025 | 28 y | 2 |
| S•••• E•••••••• H••••• | Edmond, Ok | Oct 2, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B••• A•••• J•••••• from W•••• F•••• A•••••••Jan 1, 2025 · Wirehouse to independent RIA
- M•••••• A• D••••• from O•••• W•••••• I•••Sep 19, 2023 · Affiliated broker-dealer or bank to independent RIA
- D•••••• S••••••• J•••• from W•••• F•••• A•••••••Aug 8, 2022 · Wirehouse to independent RIA
- C•••••• E••• O••••• from W•••• F•••• A•••••••Jan 26, 2022 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- M••••••• D•• G•••• from W•••• F•••• A•••••••Nov 11, 2021 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- D•••• C••• F•••••• from W•••• F•••• A•••••••Nov 10, 2021 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- G•••• N•• T•••••• from W•••• F•••• A•••••••Nov 9, 2021 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from W•••• F•••• A•••••••Nov 15, 2021 · Edmond, Ok
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F••••••• D••••• C••• · Managing Member / Ccocontrolsince 08/2021 · owns 50% to 75%
- J••••••• B•••• A•••• · Managing Membercontrolsince 08/2021 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Edmond, Ok · principal | 9 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,229 to 1,339Mar 5, 2025 to Feb 5, 2026
- Advisory employees · 8 to 9Mar 5, 2025 to Feb 5, 2026
- Corporate clients · unset to 4.0Mar 5, 2025 to Feb 5, 2026
- HNW clients · 75 to 71Mar 5, 2025 to Feb 5, 2026
- Individual clients · 422 to 435Mar 5, 2025 to Feb 5, 2026
- Employees · 10 to 11Mar 5, 2025 to Feb 5, 2026
- Financial planning clients · 51-100 to 101-250Mar 5, 2025 to Feb 5, 2026
- State-registered IARs · 8 to 9Mar 5, 2025 to Feb 5, 2026
- Discretionary RAUM · $312M to $361MMar 5, 2025 to Feb 5, 2026
- HNW RAUM · $192M to $246MMar 5, 2025 to Feb 5, 2026
- Individual RAUM · $119M to $113MMar 5, 2025 to Feb 5, 2026
- RAUM · $312M to $361MMar 5, 2025 to Feb 5, 2026
- Accounts · 1,093 to 1,229Sep 20, 2024 to Mar 5, 2025
- Advisory employees · 7 to 8Sep 20, 2024 to Mar 5, 2025
- HNW clients · 68 to 75Sep 20, 2024 to Mar 5, 2025
- Individual clients · 394 to 422Sep 20, 2024 to Mar 5, 2025
- Financial planning clients · 51-100 to 51-100Sep 20, 2024 to Mar 5, 2025
- State-registered IARs · 7 to 8Sep 20, 2024 to Mar 5, 2025
- Discretionary RAUM · $249M to $312MSep 20, 2024 to Mar 5, 2025
- HNW RAUM · $142M to $192MSep 20, 2024 to Mar 5, 2025
- Individual RAUM · $107M to $119MSep 20, 2024 to Mar 5, 2025
- RAUM · $249M to $312MSep 20, 2024 to Mar 5, 2025
- Accounts · 960 to 1,093Nov 17, 2023 to Feb 27, 2024
- HNW clients · 52 to 68Nov 17, 2023 to Feb 27, 2024
- Individual clients · 365 to 394Nov 17, 2023 to Feb 27, 2024
- Financial planning clients · 1-10 to 51-100Nov 17, 2023 to Feb 27, 2024
- State-registered IARs · 6 to 7Nov 17, 2023 to Feb 27, 2024
- Discretionary RAUM · $241M to $249MNov 17, 2023 to Feb 27, 2024
- HNW RAUM · $114M to $142MNov 17, 2023 to Feb 27, 2024
- Individual RAUM · $127M to $107MNov 17, 2023 to Feb 27, 2024
- RAUM · $241M to $249MNov 17, 2023 to Feb 27, 2024
- Related broker-dealer · true to falseNov 17, 2023 to Feb 27, 2024
- Advisory employees · 6 to 7Aug 9, 2023 to Nov 17, 2023
- Employees · 8 to 10Aug 9, 2023 to Nov 17, 2023
- Advisory employees · 7 to 6Feb 14, 2023 to Aug 9, 2023
- Employees · 9 to 8Feb 14, 2023 to Aug 9, 2023
- State-registered IARs · 7 to 6Feb 14, 2023 to Aug 9, 2023
- Accounts · 597 to 960Nov 10, 2022 to Feb 14, 2023
- Advisory employees · 6 to 7Nov 10, 2022 to Feb 14, 2023
- Advisory activities · 3 to 4Nov 10, 2022 to Feb 14, 2023
Signals
1 dated events
- T••••••••• C•••••• G•••• filed its initial SEC registration (Form ADV)Sep 17, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 405-341-9188reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/transcendent-capital-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- transcendentcapitalgroup.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 405-341-9188reportedpublic record, Form ADV, Feb 5, 2026
- Contact form
- transcendentcapitalgroup.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $40.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026