DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Transcendent Capital Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael A DroobyOsaic Wealth, Inc. BD affiliatedTranscendent Capital Group independent RIAAffiliated broker-dealer or bank to independent RIAJul 20, 2023Sep 19, 2023 (61 d)
Darrell Sheridan JamesWells Fargo Advisors wirehouseTranscendent Capital Group independent RIAWirehouse to independent RIAAug 10, 2022Aug 8, 2022
Charles Earl OliverWells Fargo Advisors wirehouseTranscendent Capital Group no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jan 19, 2022Jan 26, 2022
Bill Allen JohnsonWells Fargo Advisors wirehouseTranscendent Capital Group independent RIAWirehouse to independent RIANov 17, 2021Jan 1, 2025 (1141 d)
Mitchell Don GreenWells Fargo Advisors wirehouseTranscendent Capital Group no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Nov 17, 2021Nov 11, 2021
Grant Ned TarrantWells Fargo Advisors wirehouseTranscendent Capital Group no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Nov 17, 2021Nov 9, 2021
David Chad FerrellWells Fargo Advisors wirehouseTranscendent Capital Group no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Nov 15, 2021Nov 10, 2021
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7 moves match.