DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Apex Wealth Management, LLC
Latest filing Feb 11, 2026
First filing on the tape Oct 5, 2021 · 12 filings
SEC status approved since Nov 4, 2021
RAUM
$191M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$191M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$95.5M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$191M as of Feb 11, 2026
Mar 4, 2022$107M then
HNW client RAUM$178M as of Feb 11, 2026
Mar 4, 2022$105M then
State-registered IARs (5.B.3)2 as of Feb 11, 2026
Mar 4, 20221 then
Employees (5.A)2 as of Feb 11, 2026
Mar 4, 20221 then
Private funds: no history
RAUM +12% over the last fiscal year+16% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $95.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 57derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $705,022derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.7%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$178M93%
- Individuals$13.2M6.9%
- Individual clients
- 22reported
- HNW clients
- 92reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 271reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Derek Christopher Deangelis | Bedford, Nh | Nov 10, 2021 | 25 y | 2 |
| Christine Ann KellerCertified Financial Planner | Bedford, Nh | Jan 24, 2024 | 22 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Christine Ann Keller from Strategic Advisers LLCJan 24, 2024 · Affiliated broker-dealer or bank to independent RIA
- Derek Christopher Deangelis from Peak Wealth Management LLCNov 10, 2021 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Christopher Derek Deangelis · Presidentcontrolsince 10/2021 · owns 75% or more
- Ann Christine Keller · Chief Compliance Officer And Wealth Managercontrolsince 01/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bedford, Nh · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 264 to 271Oct 22, 2025 to Feb 11, 2026
- HNW clients · 79 to 92Oct 22, 2025 to Feb 11, 2026
- Individual clients · 32 to 22Oct 22, 2025 to Feb 11, 2026
- Discretionary RAUM · $170M to $191MOct 22, 2025 to Feb 11, 2026
- HNW RAUM · $159M to $178MOct 22, 2025 to Feb 11, 2026
- Individual RAUM · $11.3M to $13.2MOct 22, 2025 to Feb 11, 2026
- RAUM · $170M to $191MOct 22, 2025 to Feb 11, 2026
- Accounts · 233 to 264Jan 24, 2024 to Feb 14, 2025
- HNW clients · 66 to 79Jan 24, 2024 to Feb 14, 2025
- Individual clients · 28 to 32Jan 24, 2024 to Feb 14, 2025
- Financial planning clients · 51-100 to 26-50Jan 24, 2024 to Feb 14, 2025
- Discretionary RAUM · $138M to $170MJan 24, 2024 to Feb 14, 2025
- HNW RAUM · $128M to $159MJan 24, 2024 to Feb 14, 2025
- Individual RAUM · $9.7M to $11.3MJan 24, 2024 to Feb 14, 2025
- RAUM · $138M to $170MJan 24, 2024 to Feb 14, 2025
- Accounts · 219 to 233Feb 22, 2023 to Jan 24, 2024
- Advisory employees · 1 to 2Feb 22, 2023 to Jan 24, 2024
- HNW clients · 64 to 66Feb 22, 2023 to Jan 24, 2024
- Individual clients · 25 to 28Feb 22, 2023 to Jan 24, 2024
- Employees · 3 to 2Feb 22, 2023 to Jan 24, 2024
- Financial planning clients · 26-50 to 51-100Feb 22, 2023 to Jan 24, 2024
- State-registered IARs · 1 to 2Feb 22, 2023 to Jan 24, 2024
- Discretionary RAUM · $122M to $138MFeb 22, 2023 to Jan 24, 2024
- HNW RAUM · $114M to $128MFeb 22, 2023 to Jan 24, 2024
- Individual RAUM · $7.9M to $9.7MFeb 22, 2023 to Jan 24, 2024
- RAUM · $122M to $138MFeb 22, 2023 to Jan 24, 2024
- Accounts · 184 to 219Mar 16, 2022 to Feb 10, 2023
- HNW clients · 69 to 64Mar 16, 2022 to Feb 10, 2023
- Individual clients · 14 to 25Mar 16, 2022 to Feb 10, 2023
- Employees · 1 to 3Mar 16, 2022 to Feb 10, 2023
- Financial planning clients · 51-100 to 26-50Mar 16, 2022 to Feb 10, 2023
- Discretionary RAUM · $107M to $122MMar 16, 2022 to Feb 10, 2023
- HNW RAUM · $105M to $114MMar 16, 2022 to Feb 10, 2023
- Individual RAUM · $1.7M to $7.9MMar 16, 2022 to Feb 10, 2023
- RAUM · $107M to $122MMar 16, 2022 to Feb 10, 2023
- Accounts · 0 to 184Dec 14, 2021 to Mar 4, 2022
- HNW clients · unset to 69.0Dec 14, 2021 to Mar 4, 2022
- Individual clients · unset to 14.0Dec 14, 2021 to Mar 4, 2022
- Financial planning clients · 0 to 51-100Dec 14, 2021 to Mar 4, 2022
- Discretionary RAUM · $0 to $107MDec 14, 2021 to Mar 4, 2022
Signals
2 dated events
- Ann Christine Keller (Chief Compliance Officer And Wealth Manager) appeared on Schedule A of Apex Wealth Management, LlcJan 24, 2024 · Control person joined · fact
- Apex Wealth Management, Llc filed its initial SEC registration (Form ADV)Oct 5, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 603-488-2475reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- apexwealthnh.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 603-488-2475reportedpublic record, Form ADV, Feb 11, 2026
- Contact form
- apexwealthnh.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $95.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026