DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••• K••••• A••••

F••••••••• W••••• • T•• A•••••••• L••state registeredAnnapolis, MdIA-onlyIAPD 4597877

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since Jan 1, 2026

In the industry

23 y

since Aug 27, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

n/a

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F••••••••• W••••• • T•• A•••••••• L•• state registered current
since Jan 1, 2026 · Annapolis, Md
C••••• P•••••• A•••••••• L•• no RAUM
Oct 24, 2024 to Mar 25, 2026 · Annapolis, Md
B••••••• W••••• A•••••••• L•• independent RIA
Jun 17, 2019 to Nov 3, 2022 · Edgewater, Md
I••••••••• W••••• C••••••• L•• independent RIA
Jul 26, 2017 to Feb 19, 2019 · Easton, Md
A•••••• W••••• M••••••••• L••• former
Apr 25, 2012 to Feb 5, 2013 · New York, Ny
A•••••• W••••• M••••••••• L••• former
Jan 3, 2012 to Apr 24, 2012 · Annapolis, Md
J•••• • L••••• S••••••••• C••• unclassified
Aug 12, 2009 to Jul 15, 2010 · Leesburg, Va
M•••••••• A••••••• S•••••••• L•• unclassified
Aug 10, 2004 to Jul 7, 2009 · Easton, Md
M•••• C••••••• A••••••• S•••••• BD affiliated
Aug 27, 2003 to Aug 24, 2004 · Easton, Md

Moves

a registration end followed by a registration begin elsewhere

C••••• P•••••• A•••••••• L•• to F••••••••• W••••• • T•• A•••••••• L••
left Mar 25, 2026, registered Jan 1, 2026 (-83 days) · Other
B••••••• W••••• A•••••••• L•• to C••••• P•••••• A•••••••• L••
left Nov 3, 2022, registered Oct 24, 2024 (721 days) · RIA to a newly registered adviser
I••••••••• W••••• C••••••• L•• to B••••••• W••••• A•••••••• L••
left Feb 19, 2019, registered Jun 17, 2019 (118 days) · RIA to RIA
A•••••• W••••• M••••••••• L••• to I••••••••• W••••• C••••••• L••
left Feb 5, 2013, registered Jul 26, 2017 (1632 days) · Other
J•••• • L••••• S••••••••• C••• to A•••••• W••••• M••••••••• L•••
left Jul 15, 2010, registered Jan 3, 2012 (537 days) · Other
M•••••••• A••••••• S•••••••• L•• to J•••• • L••••• S••••••••• C•••
left Jul 7, 2009, registered Aug 12, 2009 (36 days) · Other
M•••• C••••••• A••••••• S•••••• to M•••••••• A••••••• S•••••••• L••
left Aug 24, 2004, registered Aug 10, 2004 (-14 days) · Other

Signals

A•••• K••••• A•••• left C••••• P•••••• A•••••••• L•• for F••••••••• W••••• • T•• A•••••••• L•• (registered 2026-01-01)
Mar 25, 2026 · Advisor changed firm · fact
A•••• K••••• A•••• left B••••••• W••••• A•••••••• L•• for C••••• P•••••• A•••••••• L•• (registered 2024-10-24)
Nov 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address