DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Zenith Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Parker Foltz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Zenith Wealth Advisors independent RIA | Wirehouse to independent RIA | Jul 1, 2025 | Jun 30, 2025 |
| Andres E Roodveldt | Bok Financial Private Wealth, Inc. independent RIA | Zenith Wealth Advisors no RAUM | RIA to a newly registered adviser | Oct 29, 2019 | Mar 3, 2022 (856 d) |
| Daniel Christopher Thompson | First Western Investment Management, Inc. other | Zenith Wealth Advisors no RAUM | Other | Dec 2, 2011 | Mar 3, 2022 (3744 d) |
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3 moves match.