DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pace Financial Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bryce Montgomery Duncan | Pace Financial Advisors independent RIA | U.S. Bancorp Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 2, 2025 | Mar 3, 2026 (182 d) |
| Thomas A Walker | Pace Financial Advisors independent RIA | Dmk Advisor Group, Inc. independent RIA | RIA to RIA | May 30, 2025 | Jun 12, 2023 |
| Carrie Jane Jorgensen | Pace Financial Advisors independent RIA | Wealth Advisors Nw independent RIA | RIA to RIA | Jun 12, 2024 | Jul 12, 2024 |
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3 moves match.