DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hoxton Planning & Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Arthur Sutch | Arbor Private Wealth, LLC independent RIA | Hoxton Planning & Management, LLC independent RIA | RIA to RIA | Sep 5, 2024 | Aug 16, 2024 |
| Archibald Robinson Hoxton | Vanguard Advisers, Inc. BD affiliated | Hoxton Planning & Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 19, 2023 | Feb 17, 2023 |
| Archibald Robinson Hoxton | United Capital Financial Advisors BD affiliated | Hoxton Planning & Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 28, 2022 | Mar 31, 2022 |
| Frederick Ehrenberg Congdon | Trustcore Financial Services, LLC other | Hoxton Planning & Management, LLC independent RIA | Other | Oct 4, 2016 | Sep 9, 2025 (3262 d) |
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4 moves match.