DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Bricktown Capital, LLC

Institutional managerDetroit, MichiganCRD 319290SEC 801-124951websiteIAPD
Legal name Bricktown Capital LLC
Latest filing Mar 24, 2026
First filing on the tape Apr 5, 2022 · 13 filings
SEC status approved since May 5, 2022
RAUM
$12B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$1.1B
derived; firm RAUM over IAPD count
Employees
33
33 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$12B as of Mar 24, 2026
Mar 24, 2023$10B then
HNW client RAUM: no history
State-registered IARs (5.B.3)9 as of Mar 24, 2026
Mar 24, 20239 then
Employees (5.A)33 as of Mar 24, 2026
Mar 24, 202327 then
Private funds: no history
RAUM -0.8% over the last fiscal year+5.1% a year over threeIARs 9 to 9
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
  • Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
  • OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
RAUM per advisor
$1.1BderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$139MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
11.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-0.8%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Custody
$12B, 16 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Insurance companies$12B99%
  • Charitable organizations$62.5M0.5%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
84reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$12B for 16 clientsreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Aaron Thomas WagnerChartered Financial AnalystDetroit, MiJun 13, 202230 y0
Christopher John IngleChartered Financial AnalystDetroit, MiJun 13, 202219 y0
Waymond Eli HarrisChartered Financial AnalystDetroit, MiJun 13, 202223 y0
Charles Herbert SchervishChartered Financial AnalystDetroit, MiJun 13, 202225 y0
Matthew Gilbert LauhoffChartered Financial AnalystDetroit, MiJun 13, 202216 y0
David William HauserChartered Financial AnalystDetroit, MiJun 20, 202219 y0
Tenzing Thomas DeckDetroit, MiJul 19, 202225 y3
Matthew Peter ThomasonDetroit, MiJun 17, 202312 y0
Ryder CampbellChartered Financial AnalystDetroit, MiJan 1, 202525 y1
Victor Abiodun BanjoChartered Financial AnalystDetroit, MiJan 1, 202522 y0
John David SoderstromChartered Financial AnalystDetroit, MiFeb 27, 202612 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Ryder Campbell · Treasurercontrol
      since 04/2022 · owns less than 5%
    • Thomas Tenzing Deck · Chief Compliance Officercontrol
      since 05/2022 · owns less than 5%
    • Eli Waymond Harris · Presidentcontrol
      since 04/2022 · owns less than 5%
    • John Joseph Radtka · Secretarycontrol
      since 04/2022 · owns less than 5%
    Entity owners
    • Blue Cross Blue Shield Of Michigan Mutal Insurance Company · Owner
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    • Accident Fund General Insurance Company
      real estaten
    • Accident Fund Insurance Company Of America
      real estaten
    • Accident Fund National Insurance Company
      real estaten
    • Ameritrust Insurance Corporation
      real estaten
    • Blue Care Network Of Michigan
      real estaten
    • Blue Cross Blue Shield Of Michigan Mutual Insurance Company
      real estatey
    • Blue Cross Complete Of Michaigan LLC
      real estaten
    • Century Surety Company
      real estaten
    • Compwest Insurance Company
      real estaten
    • Lifesecure Insurance Company
      real estaten
    • Nextblue Of North Dakota Insurance Company
      real estaten
    • Procentury Insurance Company
      real estaten
    • Star Insurance Company
      real estaten
    • Third Coast Insurance Company
      real estaten
    • United Wisconsin Insurance Company
      real estaten
    • Vermont Blue Advantage, Inc.
      real estaten
    • Williamsburg National Insurance Company
      real estaten
    • Woodward Straits Insurance Company
      real estaten
    • Wyoming Blue Advantage Inc
      real estaten
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Detroit, Mi · principal1110
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • business activity changedChange between filings · filing Mar 24, 2026
      pension consulting (Item 5.G.6): no on the filing of 2025-08-29, yes on the filing of 2026-03-24
      peers: institutional managers, $5B to $20B (71)
    What changed
    consecutive filings, newest first
    • Accounts · 96 to 84
      Aug 29, 2025 to Mar 24, 2026
    • Advisory employees · 34 to 33
      Aug 29, 2025 to Mar 24, 2026
    • Advisory activities · 2 to 3
      Aug 29, 2025 to Mar 24, 2026
    • Assets in custody · $9.1B to $12B
      Aug 29, 2025 to Mar 24, 2026
    • Employees · 34 to 33
      Aug 29, 2025 to Mar 24, 2026
    • Discretionary RAUM · $12B to $12B
      Aug 29, 2025 to Mar 24, 2026
    • RAUM · $12B to $12B
      Aug 29, 2025 to Mar 24, 2026
    • Accounts · 105 to 96
      Nov 26, 2024 to Mar 28, 2025
    • Advisory employees · 31 to 34
      Nov 26, 2024 to Mar 28, 2025
    • Assets in custody · $9.3B to $9.1B
      Nov 26, 2024 to Mar 28, 2025
    • Employees · 31 to 34
      Nov 26, 2024 to Mar 28, 2025
    • Financial planning clients · unset to
      Nov 26, 2024 to Mar 28, 2025
    • State-registered IARs · 10 to 9
      Nov 26, 2024 to Mar 28, 2025
    • Discretionary RAUM · $12B to $12B
      Nov 26, 2024 to Mar 28, 2025
    • RAUM · $12B to $12B
      Nov 26, 2024 to Mar 28, 2025
    • Accounts · 85 to 105
      Mar 28, 2024 to Nov 25, 2024
    • Advisory employees · 32 to 31
      Mar 28, 2024 to Nov 25, 2024
    • Corporate clients · 6 to 10
      Mar 28, 2024 to Nov 25, 2024
    • Employees · 32 to 31
      Mar 28, 2024 to Nov 25, 2024
    • Discretionary RAUM · $9.9B to $12B
      Mar 28, 2024 to Nov 25, 2024
    • RAUM · $9.9B to $12B
      Mar 28, 2024 to Nov 25, 2024
    • Accounts · 83 to 85
      Mar 24, 2023 to Mar 28, 2024
    • Advisory employees · 27 to 32
      Mar 24, 2023 to Mar 28, 2024
    • Assets in custody · $9.5B to $9.3B
      Mar 24, 2023 to Mar 28, 2024
    • Employees · 27 to 32
      Mar 24, 2023 to Mar 28, 2024
    • State-registered IARs · 9 to 10
      Mar 24, 2023 to Mar 28, 2024
    • Discretionary RAUM · $10B to $9.9B
      Mar 24, 2023 to Mar 28, 2024
    • RAUM · $10B to $9.9B
      Mar 24, 2023 to Mar 28, 2024
    • Accounts · 81 to 83
      Oct 3, 2022 to Mar 24, 2023
    • Advisory employees · 25 to 27
      Oct 3, 2022 to Mar 24, 2023
    • Charity clients · 1.0 to unset
      Oct 3, 2022 to Mar 24, 2023
    • Assets in custody · unset to 9484502000.0
      Oct 3, 2022 to Mar 24, 2023
    • Custody of client assets · false to true
      Oct 3, 2022 to Mar 24, 2023
    • Employees · 25 to 27
      Oct 3, 2022 to Mar 24, 2023
    • Discretionary RAUM · $9.3B to $10B
      Oct 3, 2022 to Mar 24, 2023
    • Non-discretionary RAUM · $1.8B to $0
      Oct 3, 2022 to Mar 24, 2023
    • RAUM · $11B to $10B
      Oct 3, 2022 to Mar 24, 2023
    • Accounts · 0 to 81
      Apr 6, 2022 to Aug 24, 2022
    • Advisory employees · 20 to 25
      Apr 6, 2022 to Aug 24, 2022
    • Charity clients · unset to 1.0
      Apr 6, 2022 to Aug 24, 2022
    Signals
    3 dated events
    • Ann Kelly Lange (Chief Compliance Officer) no longer on Schedule A of Bricktown Capital, Llc (listed 2022-04-06, absent 2022-08-24)
      Aug 24, 2022 · Control person left · inference
    • Thomas Tenzing Deck (Chief Compliance Officer) appeared on Schedule A of Bricktown Capital, Llc
      Aug 24, 2022 · Control person joined · fact
    • Portfolio Management filed its initial SEC registration (Form ADV)
      Apr 5, 2022 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Website
    bricktowncapital.comreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    313-225-0221reportedpublic record, Form ADV, Mar 24, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Institutional managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $1.1Bderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026