DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Capital And Planning, LLC
Latest filing May 15, 2026
First filing on the tape May 4, 2022 · 18 filings
SEC status approved since Jun 3, 2022
RAUM
$194M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$193M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$64.6M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$194M as of May 15, 2026
Mar 6, 2023$109M then
HNW client RAUM$126M as of May 15, 2026
Mar 6, 2023$54.7M then
State-registered IARs (5.B.3)2 as of May 15, 2026
Mar 6, 20231 then
Employees (5.A)2 as of May 15, 2026
Mar 6, 20231 then
Private funds: no history
RAUM +17% over the last fiscal year+21% a year over threeIARs 2 to 2
Practice profile
derived from the filing of May 15, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $64.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 172derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.0MderivedHNW RAUM over HNW clients
- Average account
- $244,872derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.2%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$126M65%
- Individuals$66.4M34%
- Corporations and businesses$565,4530.3%
- Charitable organizations$556,7030.3%
- Pension and profit-sharing plans$54,5200.0%
- Individual clients
- 391reported
- HNW clients
- 126reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 792reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael Lester EdmondsonCertified Financial Planner | Jonesboro, Ga | Jun 6, 2022 | 31 y | 3 |
| Justin Russell Florence | Jonesboro, Ga | Aug 3, 2023 | 25 y | 0 |
| Joseph M Norton | Jonesboro, Ga | May 15, 2026 | 12 y | 3 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Joseph M Norton from Principal Securities, Inc.May 15, 2026 · Affiliated broker-dealer or bank to independent RIA
- Michael Lester Edmondson from Independent Advisor Alliance, LLCJun 6, 2022 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lester Michael Edmondson · Managing Member/Ccocontrolsince 05/2017 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Jonesboro, Ga · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 742 to 792Mar 30, 2025 to Mar 25, 2026
- Advisory activities · 1 to 2Mar 30, 2025 to Mar 25, 2026
- BD registered reps · 1 to 2Mar 30, 2025 to Mar 25, 2026
- HNW clients · 117 to 126Mar 30, 2025 to Mar 25, 2026
- Individual clients · 370 to 391Mar 30, 2025 to Mar 25, 2026
- Financial planning clients · to 0Mar 30, 2025 to Mar 25, 2026
- Discretionary RAUM · $163M to $194MMar 30, 2025 to Mar 25, 2026
- HNW RAUM · $102M to $126MMar 30, 2025 to Mar 25, 2026
- Individual RAUM · $62.5M to $66.4MMar 30, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $2.3M to $0Mar 30, 2025 to Mar 25, 2026
- Pension RAUM · unset to 54520.0Mar 30, 2025 to Mar 25, 2026
- RAUM · $166M to $194MMar 30, 2025 to Mar 25, 2026
- Accounts · 676 to 742Jul 17, 2024 to Mar 30, 2025
- Charity clients · 1.0 to unsetJul 17, 2024 to Mar 30, 2025
- Corporate clients · 2.0 to unsetJul 17, 2024 to Mar 30, 2025
- HNW clients · 99 to 117Jul 17, 2024 to Mar 30, 2025
- Individual clients · 346 to 370Jul 17, 2024 to Mar 30, 2025
- Financial planning clients · 0 to Jul 17, 2024 to Mar 30, 2025
- Discretionary RAUM · $133M to $163MJul 17, 2024 to Mar 30, 2025
- HNW RAUM · $82.0M to $102MJul 17, 2024 to Mar 30, 2025
- Individual RAUM · $52.8M to $62.5MJul 17, 2024 to Mar 30, 2025
- Non-discretionary RAUM · $2.1M to $2.3MJul 17, 2024 to Mar 30, 2025
- RAUM · $135M to $166MJul 17, 2024 to Mar 30, 2025
- Related broker-dealer · true to falseMar 18, 2024 to May 24, 2024
- Accounts · 621 to 676Dec 6, 2023 to Mar 18, 2024
- Advisory employees · 1 to 2Dec 6, 2023 to Mar 18, 2024
- Charity clients · unset to 1.0Dec 6, 2023 to Mar 18, 2024
- Corporate clients · unset to 2.0Dec 6, 2023 to Mar 18, 2024
- HNW clients · 37 to 99Dec 6, 2023 to Mar 18, 2024
- Individual clients · 266 to 346Dec 6, 2023 to Mar 18, 2024
- Employees · 1 to 2Dec 6, 2023 to Mar 18, 2024
- Insurance-licensed employees · 1 to 0Dec 6, 2023 to Mar 18, 2024
- Financial planning clients · unset to 0Dec 6, 2023 to Mar 18, 2024
- State-registered IARs · 1 to 2Dec 6, 2023 to Mar 18, 2024
- Discretionary RAUM · $107M to $133MDec 6, 2023 to Mar 18, 2024
- HNW RAUM · $54.7M to $82.0MDec 6, 2023 to Mar 18, 2024
- Individual RAUM · $54.2M to $52.8MDec 6, 2023 to Mar 18, 2024
- Non-discretionary RAUM · $2.0M to $2.1MDec 6, 2023 to Mar 18, 2024
- RAUM · $109M to $135MDec 6, 2023 to Mar 18, 2024
- Related broker-dealer · false to trueDec 6, 2023 to Mar 18, 2024
Signals
1 dated events
- Edmondson Capital And Financial Planning filed its initial SEC registration (Form ADV)May 4, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 678-519-5733reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- capitalandplanning.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 678-519-5733reportedpublic record, Form ADV, May 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $64.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026