DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
E••••••• F•••••••• P•••••••• L••
Latest filing Mar 25, 2026
First filing on the tape May 13, 2022 · 9 filings
SEC status approved since Jun 13, 2022
RAUM
$462M
reported, Item 5.F
Discretionary
77%
of RAUM
Private clients
79%
$364M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$57.8M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$462M as of Mar 25, 2026
Mar 30, 2023$271M then
HNW client RAUM$303M as of Mar 25, 2026
Mar 30, 2023$127M then
State-registered IARs (5.B.3)4 as of Mar 25, 2026
Mar 30, 20233 then
Employees (5.A)6 as of Mar 25, 2026
Mar 30, 20235 then
Private funds: no history
RAUM +18% over the last fiscal year+19% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $57.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 34derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $551,207derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 77%derivedof RAUM
- Institutional
- 21%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.5%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Custody
- $2.6M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$303M65%
- Pension and profit-sharing plans$98.0M21%
- Individuals$61.8M13%
- Charitable organizations$103,3940.0%
- Individual clients
- 145reported
- HNW clients
- 123reported
- Pension plan clients
- 8reported
- Charitable clients
- n/areported
- Accounts
- 839reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.6M for 3 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.79 fund_share=0.0 institutional_share=0.21 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S••••• S••••••••• H•••Certified Financial Planner, Chartered Financial Analyst | Memphis, Tn | Jun 24, 2022 | 31 y | 3 |
| C•••••• J••••• C••••••Certified Financial Planner | Memphis, Tn | Jun 24, 2022 | 17 y | 2 |
| H••• H••••• P••••Certified Financial Planner | Memphis, Tn | Jun 24, 2022 | 42 y | 3 |
| B•••• M•••• M••••• | Memphis, Tn | Jul 28, 2023 | 16 y | 2 |
| N•••••••• D•••• M•••• | Memphis, Tn | Aug 12, 2025 | 11 y | 0 |
| J•••• T•••• R••• | Memphis, Tn | Jul 6, 2026 | 15 y | 1 |
| D••• M••••••• S•••••• | Memphis, Tn | Aug 31, 2026 | 19 y | 0 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months1 left in 90 days1 joined in 90 daysdeparture rate 13% of current headcount1 left over 36 months
Left, latest
- G•••• R••••• H••• to F•••••••Sep 17, 2026 · RIA to RIA
Joined, latest
- J•••• T•••• R••• from W••••••••• C••••••• L••Jul 6, 2026 · RIA to RIA
- G•••• R••••• H••• from M•• I•••••••• S•••••••• L••Jul 31, 2024 · Affiliated broker-dealer or bank to independent RIA
- B•••• M•••• M••••• from H••• I••••••••• G••••Jul 28, 2023 · RIA to RIA
- C•••••• J••••• C•••••• from C••••••••• F•••••••• N••••••Jun 24, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
- S••••• S••••••••• H••• from C••••••••• F•••••••• N••••••Jun 24, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
- H••• H••••• P•••• from C••••••••• F•••••••• N••••••Jun 24, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from C••••••••• F•••••••• N••••••Jul 1, 2022 · Memphis, Tn
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• C••••••• J••••• · Chief Compliance Officer, Portfolio Managercontrolsince 05/2022 · owns 5% to 10%
- H•••• S•••••• S••••••••• · President And Ownercontrolsince 05/2022 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Memphis, Tn · principal | 7 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 986 to 839Mar 31, 2025 to Mar 25, 2026
- HNW clients · 104 to 123Mar 31, 2025 to Mar 25, 2026
- Individual clients · 150 to 145Mar 31, 2025 to Mar 25, 2026
- Pension plan clients · 11 to 8Mar 31, 2025 to Mar 25, 2026
- Assets in custody · $1.2M to $2.6MMar 31, 2025 to Mar 25, 2026
- Discretionary RAUM · $302M to $356MMar 31, 2025 to Mar 25, 2026
- HNW RAUM · $249M to $303MMar 31, 2025 to Mar 25, 2026
- Individual RAUM · $61.1M to $61.8MMar 31, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $88.6M to $106MMar 31, 2025 to Mar 25, 2026
- Pension RAUM · $81.2M to $98.0MMar 31, 2025 to Mar 25, 2026
- RAUM · $391M to $462MMar 31, 2025 to Mar 25, 2026
- Accounts · 513 to 986Sep 30, 2024 to Mar 31, 2025
- HNW clients · 71 to 104Sep 30, 2024 to Mar 31, 2025
- Individual clients · 142 to 150Sep 30, 2024 to Mar 31, 2025
- Pension plan clients · unset to 11.0Sep 30, 2024 to Mar 31, 2025
- Assets in custody · $10.0M to $1.2MSep 30, 2024 to Mar 31, 2025
- Employees · 5 to 6Sep 30, 2024 to Mar 31, 2025
- Financial planning clients · 51-100 to 51-100Sep 30, 2024 to Mar 31, 2025
- Discretionary RAUM · $244M to $302MSep 30, 2024 to Mar 31, 2025
- HNW RAUM · $181M to $249MSep 30, 2024 to Mar 31, 2025
- Individual RAUM · $63.1M to $61.1MSep 30, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $87.2M to $88.6MSep 30, 2024 to Mar 31, 2025
- Pension RAUM · unset to 81206206.0Sep 30, 2024 to Mar 31, 2025
- RAUM · $331M to $391MSep 30, 2024 to Mar 31, 2025
- Accounts · 473 to 513Mar 30, 2023 to Mar 28, 2024
- Advisory employees · 3 to 4Mar 30, 2023 to Mar 28, 2024
- HNW clients · 53 to 71Mar 30, 2023 to Mar 28, 2024
- Individual clients · 143 to 142Mar 30, 2023 to Mar 28, 2024
- Assets in custody · $5.4M to $10.0MMar 30, 2023 to Mar 28, 2024
- State-registered IARs · 3 to 4Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $193M to $244MMar 30, 2023 to Mar 28, 2024
- HNW RAUM · $127M to $181MMar 30, 2023 to Mar 28, 2024
- Individual RAUM · $65.6M to $63.1MMar 30, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $78.5M to $87.2MMar 30, 2023 to Mar 28, 2024
- RAUM · $271M to $331MMar 30, 2023 to Mar 28, 2024
- Accounts · 446 to 473Jan 18, 2023 to Mar 30, 2023
- HNW clients · 51 to 53Jan 18, 2023 to Mar 30, 2023
- Individual clients · 139 to 143Jan 18, 2023 to Mar 30, 2023
- Assets in custody · unset to 5426971.0Jan 18, 2023 to Mar 30, 2023
- Custody of client assets · false to trueJan 18, 2023 to Mar 30, 2023
Signals
3 dated events
- G•••• R••••• H••• left E••••••• F•••••••• P•••••••• L•• for Fruitful (registered 2026-06-03)Sep 17, 2026 · Advisor changed firm · fact
- 3 advisors left C••••••••• F•••••••• N•••••• (Memphis, TN) for E••••••• F•••••••• P•••••••• L•• on the same dayJul 1, 2022 · Team lift-out · derived
- E••••••• F•••••••• P•••••••• L•• filed its initial SEC registration (Form ADV)May 13, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@e•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/envisionfptnreportedpublic record, Form ADV, Sep 18, 2026
- Website
- e•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 901-422-7526reportedpublic record, Form ADV, Mar 25, 2026
- Contact form
- e•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $57.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026