DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••••••• W•••••• L••
Latest filing Jun 9, 2026
First filing on the tape Aug 4, 2022 · 28 filings
SEC status approved since Sep 2, 2022
RAUM
$193M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$193M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$24.1M
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$193M as of Jun 9, 2026
Jan 19, 2023$38.5M then
HNW client RAUM$100.0M as of Jun 9, 2026
Jan 19, 2023$7.0M then
State-registered IARs (5.B.3)7 as of Jun 9, 2026
Jan 19, 20234 then
Employees (5.A)8 as of Jun 9, 2026
Jan 19, 20234 then
Private funds: no history
RAUM +34% over the last fiscal year+71% a year over threeIARs 5 to 7
Practice profile
derived from the filing of Jun 9, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $24.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 34derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $220,944derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +34%derivedbetween the last two annual amendments
- Advisor growth, one year
- +40%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +20%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$100.0M52%
- Individuals$92.7M48%
- Individual clients
- 208reported
- HNW clients
- 60reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 872reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• J•••••• J••• | Vadnais Heights, Mn | Sep 2, 2022 | 15 y | 4 |
| W••• K•••• J•••••• | Vadnais Heights, Mn | Sep 2, 2022 | 11 y | 3 |
| M•••• M•••• N••••• | Vadnais Heights, Mn | Sep 30, 2022 | 10 y | 2 |
| C••• J••••• N••••• | Vadnais Heights, Mn | Oct 11, 2022 | 12 y | 2 |
| P•••••• C•••• M•••••• | Vadnais Heights, Mn | Oct 31, 2025 | 18 y | 2 |
| S••• G••••• J•••••• | Vadnais Heights, Mn | Jan 14, 2026 | 13 y | 2 |
| A••••• T•••••• S•••••• | Vadnais Heights, Mn | Jan 28, 2026 | 12 y | 0 |
| M•••••• N••••• | Vadnais Heights, Mn | Jun 9, 2026 | 10 y | 0 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- S••• G••••• J•••••• from A••••••••• W••••• P•••••••Jan 14, 2026 · RIA to RIA
- P•••••• C•••• M•••••• from G•••• W••••• F••••••••Oct 31, 2025 · RIA to RIA
- C••• J••••• N••••• from G•••• W••••• F••••••••Oct 11, 2022 · RIA to a newly registered adviser
- M•••• M•••• N••••• from G•••• W••••• F••••••••Sep 30, 2022 · RIA to a newly registered adviser
- B•••• J•••••• J••• from G•••• W••••• F••••••••Sep 2, 2022 · RIA to a newly registered adviser
- W••• K•••• J•••••• from G•••• W••••• F••••••••Sep 2, 2022 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from G•••• W••••• F••••••••Aug 8, 2022 · Shoreview, Mn
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J•••• B••••• J•••••• · Managing Member & Chief Investment Officercontrolsince 06/2022 · owns 50% to 75%
- J••••••• W•••• K•••• · Managing Member & Chief Compliance Officercontrolsince 06/2022 · owns 50% to 75%
Related persons
Schedule D 7.A
- W••••• I••••••••• L••real estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Vadnais Heights, Mn · principal | 8 | 4 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Business name · W••••• S••••••••• L•• to T•••••••• W•••••• L••Mar 18, 2026 to Apr 23, 2026
- Legal name · W••••• S••••••••• L•• to T•••••••• W•••••• L••Mar 18, 2026 to Apr 23, 2026
- Accounts · 765 to 872Feb 23, 2026 to Mar 18, 2026
- HNW clients · 48 to 60Feb 23, 2026 to Mar 18, 2026
- Individual clients · 176 to 208Feb 23, 2026 to Mar 18, 2026
- Discretionary RAUM · $144M to $193MFeb 23, 2026 to Mar 18, 2026
- HNW RAUM · $70.0M to $100.0MFeb 23, 2026 to Mar 18, 2026
- Individual RAUM · $73.8M to $92.7MFeb 23, 2026 to Mar 18, 2026
- RAUM · $144M to $193MFeb 23, 2026 to Mar 18, 2026
- Employees · 7 to 8Jan 28, 2026 to Feb 23, 2026
- Advisory employees · 5 to 7Nov 19, 2025 to Jan 28, 2026
- Employees · 5 to 7Nov 19, 2025 to Jan 28, 2026
- State-registered IARs · 5 to 7Nov 19, 2025 to Jan 28, 2026
- Advisory activities · 1 to 2Jan 30, 2025 to Mar 21, 2025
- Financial planning clients · unset to Jan 30, 2025 to Mar 21, 2025
- Accounts · 661 to 765Aug 15, 2024 to Jan 30, 2025
- HNW clients · 43 to 48Aug 15, 2024 to Jan 30, 2025
- Individual clients · 165 to 176Aug 15, 2024 to Jan 30, 2025
- Discretionary RAUM · $121M to $144MAug 15, 2024 to Jan 30, 2025
- HNW RAUM · $56.8M to $70.0MAug 15, 2024 to Jan 30, 2025
- Individual RAUM · $64.0M to $73.8MAug 15, 2024 to Jan 30, 2025
- RAUM · $121M to $144MAug 15, 2024 to Jan 30, 2025
- Accounts · 138 to 661May 30, 2024 to Jul 29, 2024
- HNW clients · 19 to 43May 30, 2024 to Jul 29, 2024
- Individual clients · 119 to 165May 30, 2024 to Jul 29, 2024
- Discretionary RAUM · $75.2M to $121MMay 30, 2024 to Jul 29, 2024
- HNW RAUM · $24.9M to $56.8MMay 30, 2024 to Jul 29, 2024
- Individual RAUM · $50.3M to $64.0MMay 30, 2024 to Jul 29, 2024
- RAUM · $75.2M to $121MMay 30, 2024 to Jul 29, 2024
- Advisory employees · 4 to 5Feb 15, 2024 to Feb 23, 2024
- Employees · 4 to 5Feb 15, 2024 to Feb 23, 2024
- State-registered IARs · 4 to 5Feb 15, 2024 to Feb 23, 2024
- Accounts · 137 to 138Dec 15, 2023 to Jan 18, 2024
- Individual clients · 118 to 119Dec 15, 2023 to Jan 18, 2024
- Discretionary RAUM · $74.5M to $75.2MDec 15, 2023 to Jan 18, 2024
- HNW RAUM · $24.6M to $24.9MDec 15, 2023 to Jan 18, 2024
- Individual RAUM · $49.9M to $50.3MDec 15, 2023 to Jan 18, 2024
- RAUM · $74.5M to $75.2MDec 15, 2023 to Jan 18, 2024
- Accounts · 293 to 137Oct 5, 2023 to Dec 15, 2023
- HNW clients · 5 to 19Oct 5, 2023 to Dec 15, 2023
Signals
2 dated events
- 4 advisors left G•••• W••••• F•••••••• (Vadnais Heights, MN) for T•••••••• W•••••• L•• within 8 daysAug 8, 2022 · Team lift-out · derived
- W••••• F•••••••• G•••• filed its initial SEC registration (Form ADV)Aug 4, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- service@tailwindswealth.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 651-243-0535reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- tailwindswealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 651-243-0535reportedpublic record, Form ADV, Jun 9, 2026
- Contact form
- tailwindswealth.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $24.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026