RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• J•••••• J•••
- T•••••••• W•••••• L•• independent RIA currentsince Sep 2, 2022 · Vadnais Heights, Mn
- G•••• W••••• F•••••••• independent RIAApr 11, 2022 to Aug 8, 2022 · Vadnais Heights, Mn
- C••••• A•••••• N••••••• L•• formerJan 9, 2018 to Feb 19, 2019 · Minnetonka, Mn
- A••••••••• W••••• P••••••• independent RIAFeb 23, 2016 to Apr 28, 2022 · Minneapolis, Mn
- W•••• F•••• A••••••• wirehouseJan 22, 2014 to Jan 20, 2016 · Minneapolis, Mn
- G•••• W••••• F•••••••• to T•••••••• W•••••• L••left Aug 8, 2022, registered Sep 2, 2022 (25 days) · RIA to a newly registered adviser · moved with a team
- A••••••••• W••••• P••••••• to C••••• A•••••• N••••••• L••left Apr 28, 2022, registered Jan 9, 2018 (-1570 days) · Other
- C••••• A•••••• N••••••• L•• to G•••• W••••• F••••••••left Feb 19, 2019, registered Apr 11, 2022 (1147 days) · Affiliated broker-dealer or bank to a newly registered adviser
- W•••• F•••• A••••••• to A••••••••• W••••• P•••••••left Jan 20, 2016, registered Feb 23, 2016 (34 days) · Other
- B•••• J•••••• J••• left G•••• W••••• F•••••••• for T•••••••• W•••••• L•• (registered 2022-09-02)Aug 8, 2022 · a•••••• firm change · fact
- B•••• J•••••• J••• left A••••••••• W••••• P••••••• for C••••• A•••••• N••••••• L•• (registered 2018-01-09)Apr 28, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address