DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Price Financial Group Wealth Management, Inc.
Latest filing Apr 2, 2026
First filing on the tape Aug 30, 2022 · 18 filings
SEC status approved since Sep 30, 2022
RAUM
$173M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$167M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$34.7M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$173M as of Apr 2, 2026
Feb 6, 2023$105M then
HNW client RAUM$26.1M as of Apr 2, 2026
Feb 6, 2023$20.3M then
State-registered IARs (5.B.3)3 as of Apr 2, 2026
Feb 6, 20233 then
Employees (5.A)7 as of Apr 2, 2026
Feb 6, 20237 then
Private funds: no history
RAUM +25% over the last fiscal year+18% a year over threeIARs 3 to 3offices 2 to 1
Practice profile
derived from the filing of Apr 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $34.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 102derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $129,455derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -7.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $347MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$141M82%
- High-net-worth individuals$26.1M15%
- Pension and profit-sharing plans$4.8M2.8%
- Corporations and businesses$1.2M0.7%
- Individual clients
- 496reported
- HNW clients
- 15reported
- Pension plan clients
- 37reported
- Charitable clients
- n/areported
- Accounts
- 1,340reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $173M sponsored, $173M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Matthew Edward Mai | Portland, Or | Sep 30, 2022 | 16 y | 5 |
| Mateusz Wojciech Sudol | Portland, Or | Sep 30, 2022 | 18 y | 3 |
| David Victor Ross | Portland, Or | Oct 4, 2023 | 12 y | 1 |
| Mikela Nicole Rapattoni | Portland, Or | Sep 9, 2024 | 23 y | 0 |
| Justin Reid Exposito | Portland, Or | Mar 23, 2026 | 10 y | 2 |
Advisor movement
2 left, 1 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 40% of current headcount2 left over 36 months
Left, latest
- Joshua Weslie Simpson to Illumination Wealth ManagementJul 2, 2026 · RIA to RIA
- Robert Joseph Caldwell to Foundations Investment Advisors LLCNov 19, 2025 · RIA to RIA
Joined, latest
- Justin Reid Exposito from Fisher InvestmentsMar 23, 2026 · RIA to RIA
- David Victor Ross from Edward JonesOct 4, 2023 · Affiliated broker-dealer or bank to independent RIA
- Matthew Edward Mai from Cwm, LLCSep 30, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
- Mateusz Wojciech Sudol from Cwm, LLCSep 30, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
- Robert Joseph Caldwell from Cwm, LLCSep 30, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Edward Matthew Mai · Ownercontrolsince 08/2022 · owns 50% to 75% of Price Financial Group, Inc.
- Wojciech Mateusz Sudol · Ownercontrolsince 08/2022 · owns 50% to 75% of Price Financial Group, Inc.
- Joseph Robert Caldwell · Ccosince 08/2022 · owns less than 5%
Entity owners
- Price Financial Group, Inc. · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Price Financial Group Accounting & Tax, LLCinsurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Portland, Or · principal | 5 | 1 | 2 |
Offices
Schedule D 1.F, the 25 largest
- Beaverton, OR1 employees
- Clackamas, OR1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Apr 2, 2026HNW share of RAUM moved from 66.0% to 15.0% between the annual amendments of 2025-03-18 and 2026-04-02peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 1,235 to 1,340Dec 10, 2025 to Feb 19, 2026
- Corporate clients · unset to 1.0Dec 10, 2025 to Feb 19, 2026
- HNW clients · 56 to 15Dec 10, 2025 to Feb 19, 2026
- Individual clients · 495 to 496Dec 10, 2025 to Feb 19, 2026
- Pension plan clients · unset to 37.0Dec 10, 2025 to Feb 19, 2026
- Other offices · 2 to 1Dec 10, 2025 to Feb 19, 2026
- Discretionary RAUM · $138M to $173MDec 10, 2025 to Feb 19, 2026
- HNW RAUM · $91.7M to $26.1MDec 10, 2025 to Feb 19, 2026
- Individual RAUM · $46.5M to $141MDec 10, 2025 to Feb 19, 2026
- Pension RAUM · unset to 4812723.0Dec 10, 2025 to Feb 19, 2026
- RAUM · $138M to $173MDec 10, 2025 to Feb 19, 2026
- Wrap assets (manager) · $141M to $173MDec 10, 2025 to Feb 19, 2026
- Wrap assets (sponsor) · $141M to $173MDec 10, 2025 to Feb 19, 2026
- Financial planning clients · 101-250 to 101-250Mar 18, 2025 to May 15, 2025
- Accounts · 1,316 to 1,235Oct 31, 2024 to Mar 18, 2025
- HNW clients · 57 to 56Oct 31, 2024 to Mar 18, 2025
- Individual clients · 401 to 495Oct 31, 2024 to Mar 18, 2025
- Discretionary RAUM · $141M to $138MOct 31, 2024 to Mar 18, 2025
- HNW RAUM · $75.2M to $91.7MOct 31, 2024 to Mar 18, 2025
- Individual RAUM · $65.3M to $46.5MOct 31, 2024 to Mar 18, 2025
- RAUM · $141M to $138MOct 31, 2024 to Mar 18, 2025
- Accounts · 1,060 to 1,316Oct 3, 2023 to Feb 22, 2024
- HNW clients · 16 to 57Oct 3, 2023 to Feb 22, 2024
- Individual clients · 432 to 401Oct 3, 2023 to Feb 22, 2024
- Discretionary RAUM · $105M to $141MOct 3, 2023 to Feb 22, 2024
- HNW RAUM · $20.3M to $75.2MOct 3, 2023 to Feb 22, 2024
- Individual RAUM · $84.8M to $65.3MOct 3, 2023 to Feb 22, 2024
- RAUM · $105M to $141MOct 3, 2023 to Feb 22, 2024
- Wrap assets (manager) · unset to 141000000.0Oct 3, 2023 to Feb 22, 2024
- Wrap assets (sponsor) · unset to 141000000.0Oct 3, 2023 to Feb 22, 2024
- HQ city · BEAVERTON to PORTLANDApr 26, 2023 to Jul 11, 2023
- Accounts · 1,033 to 1,060Nov 29, 2022 to Feb 6, 2023
- HNW clients · 9 to 16Nov 29, 2022 to Feb 6, 2023
- Individual clients · 453 to 432Nov 29, 2022 to Feb 6, 2023
- Employees · 3 to 7Nov 29, 2022 to Feb 6, 2023
- Financial planning clients · 0 to 101-250Nov 29, 2022 to Feb 6, 2023
- Discretionary RAUM · $105M to $105MNov 29, 2022 to Feb 6, 2023
- HNW RAUM · $12.8M to $20.3MNov 29, 2022 to Feb 6, 2023
- Individual RAUM · $92.2M to $84.8MNov 29, 2022 to Feb 6, 2023
- RAUM · $105M to $105MNov 29, 2022 to Feb 6, 2023
Signals
4 dated events
- Joshua Weslie Simpson left Price Financial Group Wealth Management, Inc. for Illumination Wealth Management (registered 2026-07-29)Jul 2, 2026 · Advisor changed firm · fact
- Robert Joseph Caldwell left Price Financial Group Wealth Management, Inc. for Foundations Investment Advisors Llc (registered 2025-11-21)Nov 19, 2025 · Advisor changed firm · fact
- 2 advisors left Cwm, LLC (Omaha, NE) for Price Financial Group Wealth Management, Inc. on the same dayOct 4, 2022 · Team lift-out · derived
- Price Financial Group, Inc. filed its initial SEC registration (Form ADV)Aug 30, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 503-253-3000reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/price-financial-group-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- pricefg.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 503-253-3000reportedpublic record, Form ADV, Apr 2, 2026
- Contact form
- pricefg.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- pricefg.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $34.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026