DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Price Financial Group Wealth Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Justin Reid Exposito | Fisher Investments independent RIA | Price Financial Group Wealth Management, Inc. independent RIA | RIA to RIA | Sep 16, 2025 | Mar 23, 2026 (188 d) |
| David Victor Ross | Edward Jones national BD | Price Financial Group Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 28, 2023 | Oct 4, 2023 (68 d) |
| Matthew Edward Mai | Cwm, LLC BD affiliated | Price Financial Group Wealth Management, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 4, 2022 | Sep 30, 2022 |
| Mateusz Wojciech Sudol | Cwm, LLC BD affiliated | Price Financial Group Wealth Management, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 4, 2022 | Sep 30, 2022 |
| Robert Joseph Caldwell | Cwm, LLC BD affiliated | Price Financial Group Wealth Management, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 4, 2022 | Sep 30, 2022 |
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5 moves match.