DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

B••••• L••• W••••• M••••••••• L••

Independent wealth managerRedding, CaliforniaCRD 323513SEC 801-135764websiteIAPD
Latest filing Apr 29, 2026
First filing on the tape Apr 29, 2026 · 1 filings
SEC status approved since Apr 6, 2026
RAUM
$104M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$104M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$17.3M
derived; firm RAUM over IAPD count
Employees
17
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $104M
HNW client RAUM: $24.5M
State-registered IARs (5.B.3): 4
Employees (5.A): 17
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 29, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
RAUM per advisor
$17.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
59derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.7MderivedHNW RAUM over HNW clients
Average account
$112,780derivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.8derivedItem 5.A over advisors
Advisors per office
2.0derived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Wrap fee program
participatesreportedItem 5.I
Custody
$358,097, 23 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$79.2M76%
  • High-net-worth individuals$24.5M24%
Individual clients
340reported
HNW clients
14reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
919reported
Financial planning clients
101-250reported
Wrap fee programs
$0 sponsored, $85.8M managedreported
Custody of client assets
$358,097 for 23 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
T••••••• J••• T•••••••Medford, Or Jan 4, 202310 y1
M•• J•••• T•••••••Redding, CaAug 3, 202312 y0
J•••• C••••••• T•••••••Redding, CaDec 9, 202411 y0
L••••• K••• P•••••••••Redding, CaJun 16, 202511 y0
L••• W• M••••Roseville, CaFeb 27, 202614 y7
W••••• M•••••• B•••Redding, CaApr 22, 202611 y0
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • T•••••••• T•••••••• J••• · Chief Executive Officercontrol
    since 09/2022 · owns 75% or more
  • G•••••• M••••••• M•••••• · Chief Compliance Officer
    since 04/2026 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Redding, Ca · principal510
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
1 dated events
  • K•••• P••• C••••••• left B••••• L••• W••••• M••••••••• L•• for R•••••• A••••••• (registered 2024-06-21)
    May 28, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
h••••@b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Business email
m•••@b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Business email
r••••••@b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Business email
r•••@b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Business email
c•••••@b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone
916-749-1881reportedpublished by the firm, firm site, Sep 16, 2026
Business phone
530-395-0202reportedpublished by the firm, firm site, Sep 16, 2026
Business phone
541-512-5885reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile
linkedin.com/company/bright-lake-wealth-managementreportedpublic record, Form ADV, Sep 19, 2026
Website
b•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
Principal office phone
(530) 395-0202reportedpublic record, Form ADV, Apr 29, 2026
Contact form
b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$17.3Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026