DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Fourthought Financial Partners, LLC.

Independent wealth managerVenice, FloridaCRD 323060SEC 801-126759website IAPD

Latest filing Apr 2, 2026

First filing on the tape Sep 19, 2022 · 18 filings

SEC status approved since Oct 21, 2022

RAUM

$1.9B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

90%

$1.7B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$193M

derived; firm RAUM over IAPD count

Employees

20 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

18 filings and snapshots on the tape

RAUM$1.9B as of Apr 2, 2026

Mar 29, 2023$1.1B then

HNW client RAUM$1.5B as of Apr 2, 2026

Mar 29, 2023$816M then

State-registered IARs (5.B.3)9 as of Apr 2, 2026

Mar 29, 20236 then

Employees (5.A)20 as of Apr 2, 2026

Mar 29, 202317 then

Private funds: no history

RAUM +21% over the last fiscal year+22% a year over threeIARs 8 to 9

Practice profile

derived from the filing of Apr 2, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)

RAUM per advisor: $175MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 88derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.8MderivedHNW RAUM over HNW clients
Average account: $458,951derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 2.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.8derivedItem 5.A over advisors
Advisors per office: 11.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +21%derivedbetween the last two annual amendments
Advisor growth, one year: +13%derivedItem 5.B.3 between annual amendments
Client growth, one year: +6.1%derived
Compensation: percentage of assets, fixed fees, otherreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
Financial planning clients: 947reportedItem 5.H
Custody: $109M, 149 clientsreportedItem 9.A
Ownership: controlled by a public reporting companyderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
controlled by a public reporting company (10.A)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$1.5B80%
Individuals$187M9.7%
Corporations and businesses$149M7.7%
Charitable organizations$44.6M2.3%
Pension and profit-sharing plans$5.3M0.3%

Individual clients: 569reported
HNW clients: 401reported
Pension plan clients: 8reported
Charitable clients: 7reported
Accounts: 4,199reported
Financial planning clients: 947reported
Wrap fee programs: noreported
Custody of client assets: $109M for 149 clientsreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=0.9 fund_share=0.0 institutional_share=0.03 related_bd=true related_bank=true bd_reps=0.0 bank_owner=falsederived

Advisors registered through the firm

11 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Alexander Curtis HerringtonCertified Financial Planner	Venice, Fl	Nov 9, 2022	10 y	3
Bradley Bruce PattonCertified Financial Planner, Chartered Financial Consultant	Venice, Fl	Nov 9, 2022	22 y	8
Scott George PinkertonCertified Financial Planner	Venice, Fl	Nov 14, 2022	40 y	4
James D Stamper	Venice, Fl	Nov 14, 2022	18 y	2
Joel JohnsonCertified Financial Planner	Venice, Fl	Nov 15, 2023	11 y	0
Larry CuervoCertified Financial Planner	Venice, Fl	Nov 27, 2023	28 y	5
Brett Keyso	Venice, Fl	Feb 21, 2024	13 y	0
Noah Macfarlane	Venice, Fl	Jun 3, 2024	10 y	0
Pedro Antonio Leon	Venice, Fl	Sep 25, 2025	13 y	1
Kyle Patrick Jones	Venice, Fl	Jun 9, 2026	12 y	0
Igor Vasilyevich Didyk	Venice, Fl	Sep 14, 2026	12 y	0

Advisor movement

0 left, 1 joined in 12 months

net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

Alexander Carson Wolfe to Base Wealth Management
Jul 10, 2023 · RIA to RIA

Joined, latest

Pedro Antonio Leon from Arkadios Wealth Advisors
Sep 25, 2025 · Affiliated broker-dealer or bank to independent RIA
Larry Cuervo from Truist Advisory Services, Inc.
Nov 27, 2023 · Affiliated broker-dealer or bank to independent RIA
James D Stamper from Fourthought Private Wealth
Nov 14, 2022 · RIA to a newly registered adviser
Scott George Pinkerton from Fourthought Private Wealth
Nov 14, 2022 · RIA to a newly registered adviser
Bradley Bruce Patton from Fourthought Private Wealth
Nov 9, 2022 · RIA to a newly registered adviser
Alexander Carson Wolfe from Fourthought Private Wealth
Nov 9, 2022 · RIA to a newly registered adviser
Alexander Curtis Herrington from Fourthought Private Wealth
Nov 9, 2022 · RIA to a newly registered adviser

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

5 joined from Fourthought Private Wealth
Dec 9, 2022 · Venice, Fl · Firm absorbed

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

George Scott Pinkerton · Chief Executive Officercontrol
since 09/2022 · owns less than 5%
Leith Christopher Fagley · Chief Compliance Officer And Director Of Operations
since 01/2024 · owns less than 5%

Entity owners

Focus Operating, LLC · Member (Manager)
direct · owns 75% or more
Cd&R Ferdinand Co-Investor, L.P · Partner
indirect · owns 25% to 50% of Cd&R Ferdinand Holdings, L.P.
Cd&R Ferdinand Holdings, L.P. · Partner
indirect · owns 50% to 75% of Ferdinand Ffp Ultimate Holdings, LP
Clayton, Dubilier & Rice Fund Xii, L.P · Partner
indirect · owns 50% to 75% of Cd&R Ferdinand Holdings, L.P.
Ferdinand Ffp Acquisition, LLC · Shareholder, Class A Common Stock
indirect · owns 75% or more of Focus Financial Partners Inc.
Ferdinand Ffp Intermediate Holdings, LLC · Member
indirect · owns 75% or more of Ferdinand Ffp Acquisition, LLC
Ferdinand Ffp Parent, Inc · Member
indirect · owns 75% or more of Ferdinand Ffp Intermediate Holdings, LLC
Ferdinand Ffp Ultimate Holdings, LP · Shareholder, Class B Common Stock
indirect · owns 75% or more of Focus Financial Partners Inc.
Ferdinand Ffp Ultimate Holdings, LP · Shareholder
indirect · owns 75% or more of Ferdinand Ffp Parent, Inc
Focus Financial Partners Inc. · Member
indirect · owns 75% or more of Focus Financial Partners, LLC
Focus Financial Partners, LLC · Member
indirect · owns 75% or more of Focus Operating, LLC

Related persons

Schedule D 7.A

Focus Risk Solutions, LLC
real estaten
Origin Credit Advisers, LLC
investment adviserpooled vehicle sponsornRAUM $538M
Scs Capital Management LLC
investment adviserpooled vehicle sponsornRAUM $49B

Advisers that list Fourthought Financial Partners, LLC. as a related person

122258 n

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Venice, Fl · principal	10	2	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 3,882 to 4,199
Dec 26, 2025 to Mar 26, 2026
Advisory employees · 18 to 20
Dec 26, 2025 to Mar 26, 2026
Charity clients · 4 to 7
Dec 26, 2025 to Mar 26, 2026
Corporate clients · 19 to 17
Dec 26, 2025 to Mar 26, 2026
HNW clients · 368 to 401
Dec 26, 2025 to Mar 26, 2026
Individual clients · 546 to 569
Dec 26, 2025 to Mar 26, 2026
Pension plan clients · 10 to 8
Dec 26, 2025 to Mar 26, 2026
Assets in custody · $213M to $109M
Dec 26, 2025 to Mar 26, 2026
State-registered IARs · 8 to 9
Dec 26, 2025 to Mar 26, 2026
Discretionary RAUM · $1.6B to $1.9B
Dec 26, 2025 to Mar 26, 2026
HNW RAUM · $1.2B to $1.5B
Dec 26, 2025 to Mar 26, 2026
Individual RAUM · $178M to $187M
Dec 26, 2025 to Mar 26, 2026
Pension RAUM · $4.4M to $5.3M
Dec 26, 2025 to Mar 26, 2026
RAUM · $1.6B to $1.9B
Dec 26, 2025 to Mar 26, 2026
Related insurance company · false to true
Dec 26, 2025 to Mar 26, 2026
Accounts · 3,791 to 3,882
Apr 24, 2024 to Mar 26, 2025
Advisory employees · 21 to 18
Apr 24, 2024 to Mar 26, 2025
Corporate clients · 20 to 19
Apr 24, 2024 to Mar 26, 2025
HNW clients · 391 to 368
Apr 24, 2024 to Mar 26, 2025
Individual clients · 465 to 546
Apr 24, 2024 to Mar 26, 2025
Pension plan clients · 11 to 10
Apr 24, 2024 to Mar 26, 2025
Assets in custody · $201M to $213M
Apr 24, 2024 to Mar 26, 2025
Employees · 21 to 20
Apr 24, 2024 to Mar 26, 2025
Financial planning clients · More than 500 to More than 500
Apr 24, 2024 to Mar 26, 2025
Discretionary RAUM · $1.3B to $1.6B
Apr 24, 2024 to Mar 26, 2025
HNW RAUM · $1.0B to $1.2B
Apr 24, 2024 to Mar 26, 2025
Individual RAUM · $135M to $178M
Apr 24, 2024 to Mar 26, 2025
Pension RAUM · $4.9M to $4.4M
Apr 24, 2024 to Mar 26, 2025
RAUM · $1.3B to $1.6B
Apr 24, 2024 to Mar 26, 2025
Accounts · 3,097 to 3,791
Sep 27, 2023 to Mar 22, 2024
Advisory employees · 6 to 21
Sep 27, 2023 to Mar 22, 2024
HNW clients · 373 to 391
Sep 27, 2023 to Mar 22, 2024
Individual clients · 461 to 465
Sep 27, 2023 to Mar 22, 2024
Pension plan clients · 1 to 11
Sep 27, 2023 to Mar 22, 2024
Assets in custody · $195M to $201M
Sep 27, 2023 to Mar 22, 2024
Employees · 17 to 21
Sep 27, 2023 to Mar 22, 2024
State-registered IARs · 6 to 8
Sep 27, 2023 to Mar 22, 2024
Discretionary RAUM · $1.1B to $1.3B
Sep 27, 2023 to Mar 22, 2024
HNW RAUM · $816M to $1.0B
Sep 27, 2023 to Mar 22, 2024
Individual RAUM · $117M to $135M
Sep 27, 2023 to Mar 22, 2024

Signals

5 dated events

Igor Vasilyevich Didyk registered as an investment adviser representative at Fourthought Financial Partners, Llc.
Sep 14, 2026 · Advisor registered · fact
J. Donna Guinta (Chief Compliance Officer And Chief Operating Officer) no longer on Schedule A of Fourthought Financial Partners, Llc. (listed 2023-09-27, absent 2024-03-22)
Mar 22, 2024 · Control person left · inference
Alexander Carson Wolfe left Fourthought Financial Partners, Llc. for Base Wealth Management (registered 2023-08-15)
Jul 10, 2023 · Advisor changed firm · fact
Fourthought Private Wealth's advisors moved to Fourthought Financial Partners, LLC. (Venice, FL): 5 of 5 registered, on the same day
Dec 9, 2022 · Firm absorbed (people side) · derived
Fourthought Financial Partners, Llc. filed its initial SEC registration (Form ADV)
Sep 19, 2022 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: chrisfagley@fourthought.comreportedpublished by the firm, firm site, Sep 17, 2026
Business phone: 866-209-8557reportedpublished by the firm, firm site, Sep 17, 2026
Business phone: 941-408-8557reportedpublished by the firm, firm site, Sep 17, 2026
Firm profile: linkedin.com/company/focus-financial-partnersreportedpublic record, Form ADV, Sep 17, 2026
Firm profile: LINKEDIN.COM/COMPANY/FOURTHOUGHT-PRIVATE-WEALTHreportedpublic record, Form ADV, Sep 17, 2026
Website: fourthought.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 941-408-8557reportedpublic record, Form ADV, Apr 2, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $193Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026