DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Maridea Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Francis Pultro | LPL Financial LLC BD affiliated | Maridea Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2026 | Aug 17, 2026 |
| Brian Robert Pultro | LPL Financial LLC BD affiliated | Maridea Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2026 | Aug 14, 2026 |
| Richard Paul Pucci | LPL Financial LLC BD affiliated | Maridea Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2026 | Jul 17, 2026 |
| Rickie Gale Walters | LPL Financial LLC BD affiliated | Maridea Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 15, 2026 | Jun 1, 2026 |
| Stacey Neal Brooks | LPL Financial LLC BD affiliated | Maridea Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 15, 2026 | Jun 1, 2026 |
| Michael Shawn Anthony | LPL Financial LLC BD affiliated | Maridea Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 15, 2026 | Jun 1, 2026 |
| Keith Donavan Thieman | LPL Financial LLC BD affiliated | Maridea Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 15, 2026 | Jun 1, 2026 |
| Dustin Jacob Becker | LPL Financial LLC BD affiliated | Maridea Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 15, 2026 | Jun 1, 2026 |
| Brayden Sallee | LPL Financial LLC BD affiliated | Maridea Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 15, 2026 | Jun 1, 2026 |
| John James Chichester | LPL Financial LLC BD affiliated | Maridea Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2026 | Mar 13, 2026 |
| Bryan Curtis Hinmon | Hoot Wealth LLC no RAUM | Maridea Wealth Management independent RIA | Other | Sep 15, 2025 | Jul 15, 2025 |
| Michael C Padilla | Hoot Wealth LLC no RAUM | Maridea Wealth Management independent RIA | Other | Sep 15, 2025 | Jul 15, 2025 |
| Nicholas John Crow | Hoot Wealth LLC no RAUM | Maridea Wealth Management independent RIA | Other | Sep 15, 2025 | Apr 9, 2026 (206 d) |
| Jared Alvah Chase | Hoot Wealth LLC no RAUM | Maridea Wealth Management independent RIA | Other | Sep 15, 2025 | Jul 15, 2025 |
| Shanna Joelle Reed | Cambridge Investment Research Advisors, Inc. BD affiliated | Maridea Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2025 | Aug 27, 2025 |
| Alden Emerson Rowe | Cambridge Investment Research Advisors, Inc. BD affiliated | Maridea Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2025 | Aug 27, 2025 |
| Brian Robert Sheehy | LPL Financial LLC BD affiliated | Maridea Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2025 | Jul 15, 2025 |
| Henry Newbold Ellis | Onedigital institutional | Maridea Wealth Management independent RIA | Other | Feb 17, 2025 | Feb 18, 2025 |
| Jason Robert Odette | Vitalstone Financial, LLC independent RIA | Maridea Wealth Management independent RIA | RIA to RIA | Nov 22, 2024 | Sep 20, 2024 |
| James Dustin Jedrziewski | Vitalstone Financial, LLC independent RIA | Maridea Wealth Management independent RIA | RIA to RIA | Nov 22, 2024 | Sep 30, 2024 |
| Christopher Ryan Mcneil | Vitalstone Financial, LLC independent RIA | Maridea Wealth Management independent RIA | RIA to RIA | Nov 22, 2024 | Sep 20, 2024 |
| Kenneth Armistice Marriott | Vitalstone Financial, LLC independent RIA | Maridea Wealth Management independent RIA | RIA to RIA | Nov 22, 2024 | Sep 20, 2024 |
| Kenneth Neil Bauso | Huckleberry Capital Management, LLC unclassified | Maridea Wealth Management no RAUM | Other | Nov 8, 2024 | Feb 29, 2024 |
| Thomas Candow Jacobs | Huckleberry Capital Management, LLC unclassified | Maridea Wealth Management no RAUM | Other | Nov 8, 2024 | Feb 29, 2024 |
| Sean Yuxiang Sun | Huckleberry Capital Management, LLC unclassified | Maridea Wealth Management independent RIA | Other | Nov 8, 2024 | Apr 14, 2026 (522 d) |
| Misty Lynn Marlowe | Hartshorne Group, LLC independent RIA | Maridea Wealth Management independent RIA | RIA to RIA | Oct 30, 2024 | Sep 26, 2024 |
| Katrena Boujai Shipp | Advice And Planning Services BD affiliated | Maridea Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2024 | Nov 1, 2024 (94 d) |
| Joseph D Robertson | Morgan Stanley wirehouse | Maridea Wealth Management independent RIA | Wirehouse to independent RIA | Jul 16, 2024 | Mar 4, 2025 (231 d) |
| Robert Joseph Confessore | Millington Securities, LLC no RAUM | Maridea Wealth Management independent RIA | Other | Feb 19, 2015 | Sep 18, 2024 (3499 d) |
Page 1 of 1
29 moves match.