DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Pacific Peak Advisors, LLC
Latest filing Jun 4, 2026
First filing on the tape May 25, 2023 · 9 filings
SEC status approved since Jun 26, 2023
RAUM
$224M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$212M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$112M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$224M as of Jun 4, 2026
Jan 10, 2024$187M then
HNW client RAUM$177M as of Jun 4, 2026
Jan 10, 2024$139M then
State-registered IARs (5.B.3)2 as of Jun 4, 2026
Jan 10, 20242 then
Employees (5.A)2 as of Jun 4, 2026
Jan 10, 20242 then
Private funds: no history
RAUM +7.9% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Jun 4, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $112MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 91derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $539,126derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.3%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- the adviser acts as qualified custodian (9.D.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$177M79%
- Individuals$34.7M16%
- Pension and profit-sharing plans$12.2M5.4%
- Individual clients
- 128reported
- HNW clients
- 54reported
- Pension plan clients
- 4reported
- Charitable clients
- n/areported
- Accounts
- 415reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Sean Michael KovichCertified Financial Planner | Ketchum, Id | Jun 26, 2023 | 17 y | 2 |
| Robin Jean Robertson | Ketchum, Id | Jun 26, 2023 | 38 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Derek William Hare to Hightower Advisors, LLCDec 5, 2024 · RIA to affiliated broker-dealer or bank
Joined, latest
- Robin Jean Robertson from Tlg Advisors, Inc.Jun 26, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- Sean Michael Kovich from Tlg Advisors, Inc.Jun 26, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jones Kovich Robin Robertson · Managing Member And Chief Compliance Officercontrolsince 04/2018 · owns 75% or more
- Michael Sean Kovich · Chief Investment Officersince 04/2018 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Ketchum, Id · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory activities · 3 to 4Mar 24, 2026 to Apr 29, 2026
- Assets in custody · 151000.0 to unsetMar 24, 2026 to Apr 29, 2026
- Custody of client assets · true to falseMar 24, 2026 to Apr 29, 2026
- Accounts · 412 to 415Feb 6, 2025 to Mar 24, 2026
- HNW clients · 58 to 54Feb 6, 2025 to Mar 24, 2026
- Individual clients · 110 to 128Feb 6, 2025 to Mar 24, 2026
- Pension plan clients · 3 to 4Feb 6, 2025 to Mar 24, 2026
- Assets in custody · unset to 151000.0Feb 6, 2025 to Mar 24, 2026
- Custody of client assets · false to trueFeb 6, 2025 to Mar 24, 2026
- Discretionary RAUM · $207M to $224MFeb 6, 2025 to Mar 24, 2026
- HNW RAUM · $162M to $177MFeb 6, 2025 to Mar 24, 2026
- Individual RAUM · $36.8M to $34.7MFeb 6, 2025 to Mar 24, 2026
- Pension RAUM · $9.0M to $12.2MFeb 6, 2025 to Mar 24, 2026
- RAUM · $207M to $224MFeb 6, 2025 to Mar 24, 2026
- Accounts · 241 to 412Jan 10, 2024 to Feb 6, 2025
- Corporate clients · 1.0 to unsetJan 10, 2024 to Feb 6, 2025
- HNW clients · 42 to 58Jan 10, 2024 to Feb 6, 2025
- Individual clients · 170 to 110Jan 10, 2024 to Feb 6, 2025
- Financial planning clients · 101-250 to 101-250Jan 10, 2024 to Feb 6, 2025
- Discretionary RAUM · $187M to $207MJan 10, 2024 to Feb 6, 2025
- HNW RAUM · $139M to $162MJan 10, 2024 to Feb 6, 2025
- Individual RAUM · $38.4M to $36.8MJan 10, 2024 to Feb 6, 2025
- Pension RAUM · $7.5M to $9.0MJan 10, 2024 to Feb 6, 2025
- RAUM · $187M to $207MJan 10, 2024 to Feb 6, 2025
- Accounts · 319 to 241Sep 14, 2023 to Jan 10, 2024
- Advisory activities · 3 to 2Sep 14, 2023 to Jan 10, 2024
- BD registered reps · 0 to 2Sep 14, 2023 to Jan 10, 2024
- HNW clients · 28 to 42Sep 14, 2023 to Jan 10, 2024
- Individual clients · 163 to 170Sep 14, 2023 to Jan 10, 2024
- Financial planning clients · 0 to 101-250Sep 14, 2023 to Jan 10, 2024
- Discretionary RAUM · $153M to $187MSep 14, 2023 to Jan 10, 2024
- HNW RAUM · $85.9M to $139MSep 14, 2023 to Jan 10, 2024
- Individual RAUM · $59.7M to $38.4MSep 14, 2023 to Jan 10, 2024
- Pension RAUM · $6.8M to $7.5MSep 14, 2023 to Jan 10, 2024
- RAUM · $153M to $187MSep 14, 2023 to Jan 10, 2024
- Advisory activities · 2 to 3Jan 10, 2024 to Jan 10, 2024
- Accounts · 0 to 319Jul 14, 2023 to Sep 14, 2023
- Corporate clients · unset to 1.0Jul 14, 2023 to Sep 14, 2023
- HNW clients · unset to 28.0Jul 14, 2023 to Sep 14, 2023
- Individual clients · unset to 163.0Jul 14, 2023 to Sep 14, 2023
Signals
2 dated events
- Derek William Hare left Pacific Peak Advisors, Llc for Hightower Advisors, Llc (registered 2024-12-10)Dec 5, 2024 · Advisor changed firm · fact
- Pacific Peak Advisors, Llc filed its initial SEC registration (Form ADV)May 25, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 949-737-2626reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- pacificpeakadvisors.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 949-737-2626reportedpublic record, Form ADV, Jun 4, 2026
- Team page
- pacificpeakadvisors.com/who-we-arereportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $112Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026