DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wood Wealth Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul Russell Adams | On Investment Management Co BD affiliated | Wood Wealth Group, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 26, 2024 | Dec 16, 2024 |
| Jeffrey P Spencer | On Investment Management Co BD affiliated | Wood Wealth Group, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 21, 2024 | Aug 16, 2024 |
| Geoffrey Mishkin | On Investment Management Co BD affiliated | Wood Wealth Group, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 20, 2024 | Aug 25, 2024 |
| Robin Leslie Faulkner-Harrison | On Investment Management Co BD affiliated | Wood Wealth Group, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 14, 2024 | May 13, 2024 |
| Christopher Joseph Wood | On Investment Management Co BD affiliated | Wood Wealth Group, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 27, 2023 | Feb 9, 2024 (197 d) |
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5 moves match.