DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Vista Investment Partners
Legal name Vista Investment Partners II, LLC
Latest filing Aug 31, 2026
First filing on the tape Sep 15, 2023 · 10 filings
SEC status approved since Oct 13, 2023
RAUM
$383M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$376M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$54.7M
derived; firm RAUM over IAPD count
Employees
12
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$383M as of Aug 31, 2026
Jan 5, 2024$250M then
HNW client RAUM$249M as of Aug 31, 2026
Jan 5, 2024$110M then
State-registered IARs (5.B.3)6 as of Aug 31, 2026
Jan 5, 20244 then
Employees (5.A)12 as of Aug 31, 2026
Jan 5, 20248 then
Private funds: no history
RAUM +19% over the last fiscal yearIARs 5 to 6offices 0 to 1
Practice profile
derived from the filing of Aug 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $54.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 70derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $247,510derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, educational seminarsreportedItem 5.G
- Custody
- $56.3M, 194 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$249M65%
- Individuals$126M33%
- Corporations and businesses$6.0M1.6%
- Charitable organizations$1.6M0.4%
- Individual clients
- 397reported
- HNW clients
- 94reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,548reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $56.3M for 194 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=6.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Matthew Alan Golliher | Richmond, In | Nov 1, 2023 | 11 y | 3 |
| Stasia Ashmala Veramallay | Richmond, In | Nov 2, 2023 | 26 y | 3 |
| Brett Douglas GuileyCertified Financial Planner | Richmond, In | Nov 2, 2023 | 26 y | 3 |
| Peter Kuhns Bartel | Richmond, In | Jan 17, 2024 | 33 y | 3 |
| William R HarmonCertified Financial Planner | Richmond, In | Jun 10, 2024 | 27 y | 8 |
| Sarah Elizabeth Peacock | Richmond, In | Sep 24, 2024 | 10 y | 1 |
| Jeffrey Aurand | Richmond, In | Nov 3, 2025 | 22 y | 5 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Jeffrey Aurand from Wells Fargo AdvisorsNov 3, 2025 · Wirehouse to independent RIA
- William R Harmon from Empower Advisory Group, LLCJun 10, 2024 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Douglas Brett Guiley · Managing Partnercontrolsince 02/2020 · owns 75% or more
- Richard Dennis Mason · Ccosince 09/2023 · owns less than 5%
- Elizabeth Sarah Peacock · Managersince 02/2020 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Richmond, In · principal | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,427 to 1,548Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 5 to 6Mar 31, 2025 to Mar 31, 2026
- BD registered reps · 5 to 6Mar 31, 2025 to Mar 31, 2026
- Corporate clients · 7 to 3Mar 31, 2025 to Mar 31, 2026
- HNW clients · 90 to 94Mar 31, 2025 to Mar 31, 2026
- Individual clients · 346 to 397Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $79.6M to $56.3MMar 31, 2025 to Mar 31, 2026
- Employees · 10 to 12Mar 31, 2025 to Mar 31, 2026
- State-registered IARs · 5 to 6Mar 31, 2025 to Mar 31, 2026
- Other offices · 0 to 1Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $322M to $383MMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $213M to $249MMar 31, 2025 to Mar 31, 2026
- Individual RAUM · $104M to $126MMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $0 to $112,954Mar 31, 2025 to Mar 31, 2026
- RAUM · $322M to $383MMar 31, 2025 to Mar 31, 2026
- Accounts · 1,271 to 1,427Feb 25, 2025 to Mar 31, 2025
- Advisory employees · 4 to 5Feb 25, 2025 to Mar 31, 2025
- Advisory activities · 3 to 4Feb 25, 2025 to Mar 31, 2025
- BD registered reps · 4 to 5Feb 25, 2025 to Mar 31, 2025
- Corporate clients · 12 to 7Feb 25, 2025 to Mar 31, 2025
- HNW clients · 44 to 90Feb 25, 2025 to Mar 31, 2025
- Individual clients · 414 to 346Feb 25, 2025 to Mar 31, 2025
- Assets in custody · $36.9M to $79.6MFeb 25, 2025 to Mar 31, 2025
- Employees · 8 to 10Feb 25, 2025 to Mar 31, 2025
- Financial planning clients · 0 to 1-10Feb 25, 2025 to Mar 31, 2025
- State-registered IARs · 4 to 5Feb 25, 2025 to Mar 31, 2025
- Discretionary RAUM · $250M to $322MFeb 25, 2025 to Mar 31, 2025
- HNW RAUM · $110M to $213MFeb 25, 2025 to Mar 31, 2025
- Individual RAUM · $132M to $104MFeb 25, 2025 to Mar 31, 2025
- RAUM · $250M to $322MFeb 25, 2025 to Mar 31, 2025
- Accounts · 0 to 1,271Nov 1, 2023 to Jan 5, 2024
- Corporate clients · unset to 12.0Nov 1, 2023 to Jan 5, 2024
- HNW clients · unset to 44.0Nov 1, 2023 to Jan 5, 2024
- Individual clients · unset to 414.0Nov 1, 2023 to Jan 5, 2024
- Assets in custody · unset to 36945000.0Nov 1, 2023 to Jan 5, 2024
- Custody of client assets · false to trueNov 1, 2023 to Jan 5, 2024
- Discretionary RAUM · $0 to $250MNov 1, 2023 to Jan 5, 2024
- HNW RAUM · unset to 110496116.0Nov 1, 2023 to Jan 5, 2024
- Individual RAUM · unset to 131758900.0Nov 1, 2023 to Jan 5, 2024
- RAUM · $0 to $250MNov 1, 2023 to Jan 5, 2024
Signals
1 dated events
- Vista Investment Partners filed its initial SEC registration (Form ADV)Sep 15, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- jonathan.kamps@vistainvestment.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- julie.mcknight@vistainvestment.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- kacey.french@vistainvestment.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- misti.williams@vistainvestment.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 765-962-5153reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/orange-horizon-wealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- vistainvestment.netreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 765-962-5153reportedpublic record, Form ADV, Aug 31, 2026
- Contact form
- vistainvestment.net/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- vistainvestment.net/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $54.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026