RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• A•••••
- V•••• I••••••••• P••••••• independent RIA currentsince Nov 3, 2025 · Rockford, Il
- W•••• F•••• A••••••• wirehouseJan 31, 2023 to Nov 10, 2025 · Rockford, Il
- P•• W••••• M••••••••• BD affiliatedJul 2, 2014 to Feb 1, 2023 · Rockford, Il
- E••••• J•••• national BDAug 20, 2012 to Jun 25, 2014 · St Louis, Mo
- P•• W••••• M••••••••• BD affiliatedNov 13, 2009 to Aug 9, 2012 · Rockford, Il
- N•••••• I••••••••• I••• unclassifiedApr 21, 2009 to Nov 13, 2009 · Mishawaka, In
- W•••• F•••• A••••••• to V•••• I••••••••• P•••••••left Nov 10, 2025, registered Nov 3, 2025 (-7 days) · Wirehouse to independent RIA
- P•• W••••• M••••••••• to W•••• F•••• A•••••••left Feb 1, 2023, registered Jan 31, 2023 (-1 days) · Affiliated broker-dealer or bank to wirehouse
- E••••• J•••• to P•• W••••• M•••••••••left Jun 25, 2014, registered Jul 2, 2014 (7 days) · Other
- P•• W••••• M••••••••• to E••••• J••••left Aug 9, 2012, registered Aug 20, 2012 (11 days) · Other
- N•••••• I••••••••• I••• to P•• W••••• M•••••••••left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
- J•••••• A••••• left W•••• F•••• A••••••• for V•••• I••••••••• P••••••• (registered 2025-11-03)Nov 10, 2025 · Advisor changed firm · fact
- J•••••• A••••• left P•• W••••• M••••••••• for W•••• F•••• A••••••• (registered 2023-01-31)Feb 1, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address