DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Mokan Wealth Management
Legal name Mokan Wealth Management Inc
Latest filing Jan 28, 2026
First filing on the tape Apr 29, 2024 · 7 filings
SEC status approved since May 24, 2024
RAUM
$250M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$250M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$125M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$250M as of Jan 28, 2026
Feb 11, 2025$175M then
HNW client RAUM$201M as of Jan 28, 2026
Feb 11, 2025$119M then
State-registered IARs (5.B.3)3 as of Jan 28, 2026
Feb 11, 20251 then
Employees (5.A)4 as of Jan 28, 2026
Feb 11, 20253 then
Private funds: no history
RAUM +43% over the last fiscal yearIARs 1 to 3
Practice profile
derived from the filing of Jan 28, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $125MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 87derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $355,593derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +43%derivedbetween the last two annual amendments
- Advisor growth, one year
- +200%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$201M80%
- Individuals$49.1M20%
- Individual clients
- 80reported
- HNW clients
- 93reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 704reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kyle Thomas Hammerschmidt | Overland Park, Ks | Jan 12, 2024 | 13 y | 3 |
| Megan Elizabeth RamshawCertified Financial Planner | Overland Park, Ks | Mar 27, 2025 | 10 y | 1 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 50% of current headcount2 left over 36 months
Left, latest
- Marcus Lincoln Scott to Fiduciary Capital Management LLCFeb 11, 2026 · RIA to RIA
- Kolin Hayes to Aspyre Wealth PartnersOct 4, 2024 · RIA to RIA
Joined, latest
- Megan Elizabeth Ramshaw from MarinerMar 27, 2025 · Affiliated broker-dealer or bank to independent RIA
- Kyle Thomas Hammerschmidt from Creativeone Wealth, LLCJan 12, 2024 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Thomas Kyle Hammerschmidt · Owner & Ccocontrolsince 01/2017 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Overland Park, Ks · principal | 2 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Jan 28, 2026RAUM (Item 5.F) moved from $174,727,504 to $250,337,407 (+43.0%) between the annual amendments of 2025-02-11 and 2026-01-28; the peer median change was +15.0% (4550 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 94% percentile
What changed
consecutive filings, newest first
- Accounts · 524 to 704Nov 13, 2025 to Jan 28, 2026
- Advisory employees · 1 to 3Nov 13, 2025 to Jan 28, 2026
- HNW clients · 57 to 93Nov 13, 2025 to Jan 28, 2026
- Individual clients · 99 to 80Nov 13, 2025 to Jan 28, 2026
- Employees · 3 to 4Nov 13, 2025 to Jan 28, 2026
- Financial planning clients · 51-100 to 101-250Nov 13, 2025 to Jan 28, 2026
- State-registered IARs · 1 to 3Nov 13, 2025 to Jan 28, 2026
- Discretionary RAUM · $175M to $250MNov 13, 2025 to Jan 28, 2026
- HNW RAUM · $119M to $201MNov 13, 2025 to Jan 28, 2026
- Individual RAUM · $56.2M to $49.1MNov 13, 2025 to Jan 28, 2026
- RAUM · $175M to $250MNov 13, 2025 to Jan 28, 2026
- Financial planning clients · 51-100 to 51-100Feb 11, 2025 to Jul 17, 2025
- Related adviser · true to falseFeb 11, 2025 to Jul 17, 2025
- Accounts · 397 to 524Jun 7, 2024 to Feb 11, 2025
- HNW clients · 35 to 57Jun 7, 2024 to Feb 11, 2025
- Individual clients · 91 to 99Jun 7, 2024 to Feb 11, 2025
- Employees · 1 to 3Jun 7, 2024 to Feb 11, 2025
- Financial planning clients · 1-10 to 51-100Jun 7, 2024 to Feb 11, 2025
- Discretionary RAUM · $110M to $175MJun 7, 2024 to Feb 11, 2025
- HNW RAUM · $65.2M to $119MJun 7, 2024 to Feb 11, 2025
- Individual RAUM · $45.1M to $56.2MJun 7, 2024 to Feb 11, 2025
- RAUM · $110M to $175MJun 7, 2024 to Feb 11, 2025
Signals
3 dated events
- Marcus Lincoln Scott left Mokan Wealth Management for Fiduciary Capital Management Llc (registered 2026-03-16)Feb 11, 2026 · Advisor changed firm · fact
- Kolin Hayes left Mokan Wealth Management for Aspyre Wealth Partners (registered 2024-10-23)Oct 4, 2024 · Advisor changed firm · fact
- Mokan Wealth Management filed its initial SEC registration (Form ADV)Apr 29, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- meet@mokanwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 913-257-3991reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/mokanfinancialreportedpublic record, Form ADV, Sep 18, 2026
- Website
- mokanwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 913-257-3991reportedpublic record, Form ADV, Jan 28, 2026
- Contact form
- mokanwealth.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $125Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026