DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

D•••••• W••••• M••••••••• I•••

Independent wealth managerPalos Verdes Estates, CaliforniaCRD 328372SEC 801-128936website IAPD

Latest filing Jul 2, 2026

First filing on the tape Sep 20, 2023 · 13 filings

SEC status approved since Oct 24, 2023

RAUM

$257M

reported, Item 5.F

Discretionary

94%

of RAUM

Private clients

84%

$217M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$85.5M

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

13 filings and snapshots on the tape

RAUM$257M as of Jul 2, 2026

Feb 14, 2024$157M then

HNW client RAUM$183M as of Jul 2, 2026

Feb 14, 2024$93.8M then

State-registered IARs (5.B.3)3 as of Jul 2, 2026

Feb 14, 20242 then

Employees (5.A)3 as of Jul 2, 2026

Feb 14, 20242 then

Private funds: no history

RAUM +51% over the last fiscal yearIARs 3 to 3

Practice profile

derived from the filing of Jul 2, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $85.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 52derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.1MderivedHNW RAUM over HNW clients
Average account: $531,057derivedRAUM over accounts (5.F.2.f)
Discretionary: 94%derivedof RAUM
Institutional: 15%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +51%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +24%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Custody: $9.7M, 25 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$183M72%
Pension and profit-sharing plans$38.9M15%
Individuals$33.1M13%
Corporations and businesses$763,9500.3%
Charitable organizations$216,3420.1%

Individual clients: 69reported
HNW clients: 87reported
Pension plan clients: 12reported
Charitable clients: n/areported
Accounts: 483reported
Financial planning clients: 51-100reported
Wrap fee programs: noreported
Custody of client assets: $9.7M for 25 clientsreported
Compensation: % of AUMreported
Class basis: private_client_share=0.84 fund_share=0.0 institutional_share=0.15 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

3 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
J•••••• D•••• D••••••Certified Financial Planner, Chartered Financial Analyst	Palos Verdes Estates, Ca	Jan 2, 2024	18 y	2
M••••••• K••••••• M•••••	Palos Verdes Estates, Ca	Jan 5, 2024	10 y	1
K•••• J•• A•••••••Chartered Financial Analyst	Palos Verdes Estates, Ca	Jan 23, 2025	31 y	1

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

K•••• J•• A••••••• from E• W••••• A•••••••
Jan 23, 2025 · RIA to RIA
M••••••• K••••••• M••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Jan 5, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
J•••••• D•••• D•••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Jan 2, 2024 · Affiliated broker-dealer or bank to a newly registered adviser

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 joined from R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Dec 31, 2023 · Palos Verdes Estates, Ca

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

D••••••• J••••••• D•••• · President & Chief Compliance Officercontrol
since 05/2016 · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Palos Verdes Estates, Ca · principal	3	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

RAUM up 50 %Change between filings · filing Mar 20, 2026
RAUM (Item 5.F) moved from $169,472,046 to $256,500,641 (+51.0%) between the annual amendments of 2025-03-17 and 2026-03-20; the peer median change was +15.0% (4549 comparable advisers, 96.0th percentile of changes)
peers: independent wealth managers, $100M to $500M (4,549) · 96% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 399 to 483
May 27, 2025 to Mar 20, 2026
HNW clients · 64 to 87
May 27, 2025 to Mar 20, 2026
Individual clients · 62 to 69
May 27, 2025 to Mar 20, 2026
Assets in custody · $2.2M to $9.7M
May 27, 2025 to Mar 20, 2026
Financial planning clients · 26-50 to 51-100
May 27, 2025 to Mar 20, 2026
Discretionary RAUM · $156M to $242M
May 27, 2025 to Mar 20, 2026
HNW RAUM · $107M to $183M
May 27, 2025 to Mar 20, 2026
Individual RAUM · $28.1M to $33.1M
May 27, 2025 to Mar 20, 2026
Non-discretionary RAUM · $13.1M to $14.6M
May 27, 2025 to Mar 20, 2026
Pension RAUM · $33.2M to $38.9M
May 27, 2025 to Mar 20, 2026
RAUM · $169M to $257M
May 27, 2025 to Mar 20, 2026
Financial planning clients · 26-50 to 26-50
Mar 17, 2025 to May 27, 2025
Accounts · 369 to 399
Nov 26, 2024 to Mar 17, 2025
Advisory employees · 2 to 3
Nov 26, 2024 to Mar 17, 2025
Charity clients · 1.0 to unset
Nov 26, 2024 to Mar 17, 2025
Corporate clients · 1.0 to unset
Nov 26, 2024 to Mar 17, 2025
HNW clients · 52 to 64
Nov 26, 2024 to Mar 17, 2025
Individual clients · 60 to 62
Nov 26, 2024 to Mar 17, 2025
Pension plan clients · 9 to 12
Nov 26, 2024 to Mar 17, 2025
Assets in custody · $5.3M to $2.2M
Nov 26, 2024 to Mar 17, 2025
Employees · 2 to 3
Nov 26, 2024 to Mar 17, 2025
Financial planning clients · 0 to 26-50
Nov 26, 2024 to Mar 17, 2025
State-registered IARs · 2 to 3
Nov 26, 2024 to Mar 17, 2025
Discretionary RAUM · $144M to $156M
Nov 26, 2024 to Mar 17, 2025
HNW RAUM · $93.8M to $107M
Nov 26, 2024 to Mar 17, 2025
Individual RAUM · $30.5M to $28.1M
Nov 26, 2024 to Mar 17, 2025
Non-discretionary RAUM · $12.8M to $13.1M
Nov 26, 2024 to Mar 17, 2025
Pension RAUM · $31.6M to $33.2M
Nov 26, 2024 to Mar 17, 2025
RAUM · $157M to $169M
Nov 26, 2024 to Mar 17, 2025
Assets in custody · unset to 5278949.0
Feb 16, 2024 to Apr 25, 2024
Custody of client assets · false to true
Feb 16, 2024 to Apr 25, 2024
Accounts · 0 to 369
Jan 2, 2024 to Feb 14, 2024
Charity clients · unset to 1.0
Jan 2, 2024 to Feb 14, 2024
Corporate clients · unset to 1.0
Jan 2, 2024 to Feb 14, 2024
HNW clients · unset to 52.0
Jan 2, 2024 to Feb 14, 2024
Individual clients · unset to 60.0
Jan 2, 2024 to Feb 14, 2024
Pension plan clients · unset to 9.0
Jan 2, 2024 to Feb 14, 2024
Pooled vehicle clients · unset to 0.0
Jan 2, 2024 to Feb 14, 2024
Discretionary RAUM · $0 to $144M
Jan 2, 2024 to Feb 14, 2024
HNW RAUM · unset to 93774949.0
Jan 2, 2024 to Feb 14, 2024

Signals

2 dated events

2 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (Palos Verdes Estates, CA) for D•••••• W••••• M••••••••• I••• on the same day
Dec 31, 2023 · Team lift-out · derived
D•••••• W••••• M••••••••• I••• filed its initial SEC registration (Form ADV)
Sep 20, 2023 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 424-250-1725reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: linkedin.com/company/delarme-wealth-managementreportedpublic record, Form ADV, Sep 19, 2026
Website: delarmewm.comreportedpublic record, Form ADV, Sep 19, 2026
Principal office phone: (424) 250-1725reportedpublic record, Form ADV, Jul 2, 2026
Contact form: delarmewm.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Team page: delarmewm.com/teamreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $85.5Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026