DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Capital A Wealth Management
Legal name Capital A Wealth Management, LLC
Latest filing Apr 24, 2026
First filing on the tape Oct 20, 2023 · 17 filings
SEC status approved since Nov 22, 2023
RAUM
$613M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
92%
$567M individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$51.1M
derived; firm RAUM over IAPD count
Employees
21
11 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$613M as of Apr 24, 2026
Feb 21, 2024$149M then
HNW client RAUM$302M as of Apr 24, 2026
Feb 24, 2025$126M then
State-registered IARs (5.B.3)11 as of Apr 24, 2026
Feb 21, 20246 then
Employees (5.A)21 as of Apr 24, 2026
Feb 21, 202417 then
Private funds: no history
RAUM +49% over the last fiscal yearIARs 9 to 11offices 3 to 4
Practice profile
derived from the filing of Apr 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $51.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 95derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $215,885derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 2.4derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +49%derivedbetween the last two annual amendments
- Advisor growth, one year
- +22%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +32%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, otherreportedItem 5.G
- Wrap fee program
- $1.2BreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$302M49%
- Individuals$265M43%
- Pension and profit-sharing plans$33.1M5.4%
- Corporations and businesses$12.8M2.1%
- Charitable organizations$174,2150.0%
- Individual clients
- 1,004reported
- HNW clients
- 139reported
- Pension plan clients
- 14reported
- Charitable clients
- n/areported
- Accounts
- 2,839reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $613M sponsored, $613M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=4.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David Albert Domenick | Cranberry Twp., Pa | Nov 22, 2023 | 11 y | 2 |
| Joel Nesbitt | Cranberry Twp., Pa | Nov 22, 2023 | 24 y | 3 |
| Lindsay Marie Frabotta | Cranberry Township, Pa | Nov 22, 2023 | 20 y | 1 |
| David Albert Domenick | Cranberry Twp., Pa | Nov 22, 2023 | 38 y | 1 |
| Brandon Michael Domenick | Cranberry Township, Pa | Nov 22, 2023 | 11 y | 1 |
| Patrick Mario Danglidis | Cranberry Township, Pa | Nov 22, 2023 | 11 y | 1 |
| Paul John KieferCertified Financial Planner | Cranberry Twp., Pa | Feb 8, 2024 | 40 y | 2 |
| Nicholas Joseph Fajack | Canfield, Oh | Feb 8, 2024 | 11 y | 2 |
| Brett Nesbitt | Cranberry Township, Pa | Feb 17, 2025 | 12 y | 0 |
| Mitchell Zane SienkiewiczCertified Financial Planner | Cranberry Twp., Pa | Oct 27, 2025 | 14 y | 1 |
| Jason Anthony Nativio | Cranberry Twp., Pa | Jan 7, 2026 | 11 y | 0 |
| Joshua Michael Medure | Cranberry Twp., Pa | May 14, 2026 | 10 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Mitchell Zane Sienkiewicz from Janney Montgomery Scott LLCOct 27, 2025 · Affiliated broker-dealer or bank to independent RIA
- Nicholas Joseph Fajack from Stonex Advisors Inc.Feb 8, 2024 · Affiliated broker-dealer or bank to independent RIA
- Paul John Kiefer from Stonex Advisors Inc.Feb 8, 2024 · Affiliated broker-dealer or bank to independent RIA
- Patrick Mario Danglidis from Ae Wealth Management, LLCNov 22, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- David Albert Domenick from Ae Wealth Management, LLCNov 22, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- David Albert Domenick from Ae Wealth Management, LLCNov 22, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- Lindsay Marie Frabotta from Ae Wealth Management, LLCNov 22, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- Brandon Michael Domenick from Ae Wealth Management, LLCNov 22, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- Joel Nesbitt from Ae Wealth Management, LLCNov 22, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 6 joined from Ae Wealth Management, LLCMar 27, 2024 · Cranberry Township, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Michael Brandon Domenick · Managing Membercontrolsince 09/2023 · owns 5% to 10%
- Albert David Domenick · Managing Membercontrolsince 09/2023 · owns 50% to 75%
- Albert David Domenick · Managing Membercontrolsince 09/2023 · owns 5% to 10%
- Frederick Joseph Palimino · Managing Membercontrolsince 09/2023 · owns 5% to 10%
- David Michael Richards · Managing Member, Ccocontrolsince 09/2023 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cranberry Twp, Pa | 12 | 3 | 0 | ||
| Cranberry Township, Pa | 5 | 0 | 0 | ||
| Canfield, Oh | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Canfield, OH4 employees
- Cranberry Twp., PA2 employees
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Apr 24, 2026HNW share of RAUM moved from 31.0% to 49.0% between the annual amendments of 2025-02-24 and 2026-04-24peers: independent wealth managers, $500M to $1B (1,483)
- RAUM up 25 %Change between filings · filing Apr 24, 2026RAUM (Item 5.F) moved from $412,329,590 to $612,896,344 (+49.0%) between the annual amendments of 2025-02-24 and 2026-04-24; the peer median change was +16.0% (1386 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,386) · 94% percentile
What changed
consecutive filings, newest first
- Other offices · 3 to 4Feb 23, 2026 to Mar 12, 2026
- Accounts · 2,092 to 2,839Dec 17, 2025 to Feb 23, 2026
- Advisory employees · 9 to 11Dec 17, 2025 to Feb 23, 2026
- BD registered reps · 5 to 4Dec 17, 2025 to Feb 23, 2026
- Corporate clients · unset to 5.0Dec 17, 2025 to Feb 23, 2026
- HNW clients · 70 to 139Dec 17, 2025 to Feb 23, 2026
- Individual clients · 796 to 1,004Dec 17, 2025 to Feb 23, 2026
- Pension plan clients · 46 to 14Dec 17, 2025 to Feb 23, 2026
- Employees · 19 to 21Dec 17, 2025 to Feb 23, 2026
- State-registered IARs · 9 to 11Dec 17, 2025 to Feb 23, 2026
- Discretionary RAUM · $412M to $613MDec 17, 2025 to Feb 23, 2026
- HNW RAUM · $126M to $302MDec 17, 2025 to Feb 23, 2026
- Individual RAUM · $243M to $265MDec 17, 2025 to Feb 23, 2026
- Pension RAUM · $12.6M to $33.1MDec 17, 2025 to Feb 23, 2026
- RAUM · $412M to $613MDec 17, 2025 to Feb 23, 2026
- Wrap assets (manager) · $404M to $613MDec 17, 2025 to Feb 23, 2026
- Wrap assets (sponsor) · $404M to $613MDec 17, 2025 to Feb 23, 2026
- Financial planning clients · 0 to 0Jun 16, 2025 to Jul 23, 2025
- HQ city · NEW CASTLE to CRANBERRY TWP.Jun 16, 2025 to Jul 23, 2025
- Accounts · 817 to 2,092Oct 11, 2024 to Feb 24, 2025
- Advisory employees · 8 to 9Oct 11, 2024 to Feb 24, 2025
- HNW clients · unset to 70.0Oct 11, 2024 to Feb 24, 2025
- Individual clients · 382 to 796Oct 11, 2024 to Feb 24, 2025
- Pension plan clients · 19 to 46Oct 11, 2024 to Feb 24, 2025
- Employees · 17 to 19Oct 11, 2024 to Feb 24, 2025
- State-registered IARs · 6 to 9Oct 11, 2024 to Feb 24, 2025
- Discretionary RAUM · $149M to $412MOct 11, 2024 to Feb 24, 2025
- HNW RAUM · unset to 126470594.0Oct 11, 2024 to Feb 24, 2025
- Individual RAUM · $146M to $243MOct 11, 2024 to Feb 24, 2025
- Pension RAUM · $3.2M to $12.6MOct 11, 2024 to Feb 24, 2025
- RAUM · $149M to $412MOct 11, 2024 to Feb 24, 2025
- Wrap assets (manager) · $149M to $404MOct 11, 2024 to Feb 24, 2025
- Wrap assets (sponsor) · $149M to $404MOct 11, 2024 to Feb 24, 2025
- Advisory employees · 6 to 8Feb 1, 2024 to Feb 21, 2024
- BD registered reps · 2 to 5Feb 1, 2024 to Feb 21, 2024
- Employees · 11 to 17Feb 1, 2024 to Feb 21, 2024
- Other offices · 2 to 3Feb 1, 2024 to Feb 21, 2024
- Wrap assets (manager) · $0 to $149MFeb 1, 2024 to Feb 21, 2024
- Wrap assets (sponsor) · $0 to $149MFeb 1, 2024 to Feb 21, 2024
- Accounts · 0 to 817Nov 22, 2023 to Feb 1, 2024
Signals
4 dated events
- Capital A Wealth Management reported RAUM $612.9M, up 49% from $412.3M (2025-12-17 to 2026-02-23)Feb 23, 2026 · RAUM change · derived
- Capital A Wealth Management reported RAUM $412.3M, up 176% from $149.2M (2024-10-11 to 2025-02-24)Feb 24, 2025 · RAUM change · derived
- 6 advisors left AE Wealth Management, LLC (Cranberry Township, PA) for Capital A Wealth Management on the same dayMar 27, 2024 · Team lift-out · derived
- Capital A Wealth Management filed its initial SEC registration (Form ADV)Oct 20, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 724-658-4211reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/capital-a-financial-insurance-associatereportedpublic record, Form ADV, Sep 17, 2026
- Website
- retireoffer.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 724-658-4211reportedpublic record, Form ADV, Apr 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $51.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026