DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Capital A Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mitchell Zane Sienkiewicz | Janney Montgomery Scott LLC BD affiliated | Capital A Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2025 | Oct 27, 2025 (35 d) |
| David Albert Domenick | Ae Wealth Management, LLC BD affiliated | Capital A Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 27, 2024 | Nov 22, 2023 |
| David Albert Domenick | Ae Wealth Management, LLC BD affiliated | Capital A Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 27, 2024 | Nov 22, 2023 |
| Brandon Michael Domenick | Ae Wealth Management, LLC BD affiliated | Capital A Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 27, 2024 | Nov 22, 2023 |
| Joel Nesbitt | Ae Wealth Management, LLC BD affiliated | Capital A Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 27, 2024 | Nov 22, 2023 |
| Patrick Mario Danglidis | Ae Wealth Management, LLC BD affiliated | Capital A Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 27, 2024 | Nov 22, 2023 |
| Lindsay Marie Frabotta | Ae Wealth Management, LLC BD affiliated | Capital A Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 27, 2024 | Nov 22, 2023 |
| Paul John Kiefer | Stonex Advisors Inc. BD affiliated | Capital A Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2024 | Feb 8, 2024 |
| Nicholas Joseph Fajack | Stonex Advisors Inc. BD affiliated | Capital A Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2024 | Feb 8, 2024 |
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9 moves match.